C-TPAT评估问卷

1.Is your business a member of, or participate, in a Supply Chain Security Program certified by the country in which you conduct business or certified by another national or regional body of trade organizations (US Customs Program (C-TPAT), Canadian Program (PiP), European Union Program (AEO), etc.)?

2. If the response is Yes, provide the following information (Name of Program and SVI or ID#).* Comments (250 character maximum)

Yes. 请提供以下信息（组织的名称和SVI或者ID）

2.Does your business have written procedures on the selection of business partners that includes the capability of meeting contractual security requirements?

Comments (250 character maximum)

Yes. My business have written procedures on the selection of business partners that includes the capability of meeting contractual security requirements. we have SOP to ensure the service.

3.Does your business fully implement GE’s contractual terms and conditions regarding C-TPAT minimum security requirements and require this of all suppliers, carriers, or brokers that are involved with GE shipments to the USA?

Yes. My business fully implement GE’s contractual terms and conditions regarding C-TPAT minimum security requirements and require this of all suppliers, carriers, and brokers that are involved with GE shipments to the USA

4.If you utilize transportation suppliers and other service providers involved in shipping, handling or storing of exports to the US. Do all your contracts with them include minimum security requirements that include all the current C-TPAT requirements?

Yes. All our contracts with them include minimum security requirements that include all the current C-TPAT requirements.

5.Are internal reviews conducted of all security operations of shipping receiving, manufacturing and cargo storage?

Comments (250 character maximum)

Yes. Internal reviews are conducted of all security operations of shipping receiving, manufacturing and cargo storage. We have our quality/security people to ensure security operations

6.Are there written procedures in place to verify and document the physical integrity of the container/trailer and locking mechanisms before stuffing (including checking for smuggling and human concealment)?

Yes. There are written procedures in place to verify and document the physical integrity of the container/trailer and locking mechanisms before stuffing (including checking for smuggling and human concealment)

7.Are all containers/trailers sealed with a high-security seal that meets or exceeds PAS ISO 17712 for high-security bolt seals?

Yes. All containers/trailers are sealed with a high-security seal that meets or exceeds PAS ISO 17712 for high-security bolt seals

8.Do your company inspection procedures include a 7-point process for containers (checking: front, left side, right side, floor, ceiling/roof, inside/outside doors, outside undercarriage ) and a 10-point process for trailers (Checking: Fifth wheel area –check natural compartment/skid plate, Outside/Undercarriage, Exterior – front/sides, Rear –bumper/doors, Front wall, Left Side, Right Side, Floor, Ceiling/roof,

Inside/outside doors)

Comments (250 character maximum)

Yes. Our company inspection procedures include 7-point process for containers.

9.Does your company have a documented seal management procedure in place which includes the process to replace and document a seal that is broken and stipulates that seals are kept in a secure place accessed only by authorized employees?

Comments (250 character maximum)

Yes. Our company have a documented seal management procedure in place which includes the process to replace and document a seal that is broken and stipulates that seals are kept in a secure place accessed only by authorized employees.

10.Does your company have a written procedure to notify local law enforcement, the National Customs authority, and GE (no more than 24 hours) when a supply chain security breach is identified?

Yes. Our company have a written procedure to notify local law enforcement, the National Customs authority, and GE (no more than 24 hours) when a supply chain security breach is identified.

11.Are containers (loaded or empty) stored in a secure location controlled by your company? “Secure” assumes all requirements for physical securit y meet CTPAT requirements which may include –Fencing, Security Officers/Guards, Secured Entrances, Gates and Gate Houses, Electronic Access Control Devices, CCTV, etc.

Comments (250 character maximum)

Yes. Containers (loaded or empty) are stored in a secure location controlled.

12.Are controls in place to prevent unauthorized individuals from entering the facility; shipping and receiving docks; cargo areas, trailers, trucks, and employees or covered by electronic access control, or with CCTV)

Comments (250 character maximum)

Yes. Controls are in place to prevent unauthorized individuals from entering the facility .

13.Does your company have an employee identification system in place for positive identification and access control purposes?

Yes. Our company have an employee identification system in place for positive identification and access control purposes.

14.Are written procedures in place to control the issuance and removal of employee and visitor badges, keys, key cards, access controls and IT access.

Yes. Written procedures are in place to control the issuance and removal of employee and visitor badges, keys, key cards, access controls and IT access.

15.Do you have written procedures requiring the positive identification with government issued photo IDs of all visitors to site personnel? Visitors include customers, truck drivers, government officials, contractors, etc.

Yes. We have written procedures requiring the positive identification with government issued photo IDs of all visitors to site personnel.

16.Is employment application information such as employment history and references verified prior to employment?

Yes. Employment application information such as employment history and references is verified prior to employment

17.Are pre-employment background checks that include criminal checks and

investigations conducted consistent with foreign regulations?

Yes. Pre-employment background checks that include criminal checks and investigations are conducted consistent with foreign regulations

18.Are procedures in place to ensure that all information used in the customs clearance of merchandise/cargo, is legible, complete, accurate, and protected against the exchange, loss or introduction of erroneous information.

Yes. Procedures are in place to ensure all information used in the customs clearance of merchandise/cargo, is legible, complete, accurate, and protected against the exchange, loss or introduction of erroneous information.

19.Does your company have a written information Technology security policy which requires controls to prevent unauthorized access to computer systems?(e.g., user passwords required and password resets, system firewalls and virus protection, secured servers) and disciplinary actions that address improper use.

Yes. Our company have a written information Technology security policy which requires controls to prevent unauthorized access to computer systems.

20.Do your shipping & receiving procedures require employees to validate the item(s) & quantity of a shipment compared to the order & require any shortages and/or extraneous material to be reported?

Comments (250 character maximum)

Yes. Our shipping & receiving procedures require employees to validate the item(s) & quantity of a shipment compared to the order & requires any shortages and/or extraneous material to be reported. We check the item(s) and quantity against the shipping order from client and report to client when difference.

21.Does your company have a system to monitor and track the movement of all cargo conveyances en route to the United States carrying GE material?

Yes. Our company have a system to monitor and track the movement of all cargo conveyances en route to the United States carrying GE material

22.Is there a secure perimeter fencing around cargo handling and shortage facilities?

Comments (250 character maximum)

Yes. There is a secure perimeter fencing around cargo handling and shortage facilities. Fencing and necessary CCTV are in place to ensure security.

23.If fencing is in place to protect facility, cargo or storage areas, is the fencing and the clear zone periodically inspected to ensure their integrity?

Comments (250 character maximum)

Yes. The fencing and the clear zone is periodically inspected to ensure their integrity. We also have our employee in place to inspect to ensure security.

24.Is the building constructed of materials that are resistant to unlawful entry and is the building periodically inspected?

Yes. The building is constructed of materials that are resistant to unlawful entry and the building is periodically inspected.

25.Does your company have locks in good, working condition, on all external and appropriate internal doors, gates and fences? This includes any sensitive internal areas such as Human Resources, IT. shipping and receiving, etc.

Yes. Our company have locks in good, working condition, on all external and

appropriate internal doors, gates and fences.

26.Is the exterior of the facility adequately lighted with the lights in good, working condition?

Yes. The exterior of the facility is adequately lighted with the lights in good, working condition.

27.Is there a working CCTV system or other mechanism to monitor the exterior of the buildings including the personnel entrances, the interior and exterior of the docks, and yards where trailers and containers are loaded/unloaded and stored. which records and recordings are kept for a minimum of 30 days?

Yes. There is a mechanism to monitor the exterior of the buildings including the personnel entrances, the interior and exterior of the docks, and yards where trailers and containers are loaded/unloaded and stored.

Shipping, security patrols and CCTV recordings are kept for a minimum of 30 days. 28.Does your company provide security awareness training to all employee addressing access control and the reporting of suspicious behavior.

Yes. Our company provide security awareness training to all employee addressing access control and the reporting of suspicious behavior.

29.Are all employees involved in the supply chain, including shipping and receiving area personnel, trained on identifying suspicious cargo, access control and breach reporting?

Yes. All employees involved in the supply chain, including shipping and receiving area personnel, are trained on identifying suspicious cargo, access control and breach reporting

30.Indentify typical carriers, cross-dock and/or warehouses used in the shipment of goods from your facility to GE in the United States

Carriers: Cosco shipping line; CMA CGM; HMM warehouse: self-owned warehouse.

Cosco shipping line, self-owned warehouse..