(精品)CTPAT验厂问题点(最全)

3
Is there a designated security chief at the facility?
If not, are other officials responsible for:
4 a Plant Security?
b Personnel Security?
c Subcontractor Security?
exceed
supply
5
5 The facility's policies, procedures and infrastructure security standards in the areas addressed
exceed
supply
chain
II. Personnel Security
检查结果是否都有记录？
11 Is all of the above information documented and verifiable?
以上所有信息是否都被存档并可证实？
12
If so: Where are the documents located/kept/stored? (i.e. hard/electronic copy 如果是，这些资料都被存档在哪？（资料存
一般标准：货物运输场所和运输工具的管理 者应该制定为有责任心的的个人，从而可以 对安全负责
17
Does the facility have written personnel security guidelines for hiring? If no, skip to 21.
工厂是否具有用于雇佣的书面的个人安全指 导？如果没有，跳到21
General Standard: Operators of cargo handling facilities and conveyances should conduct employment screening of prospective employees.
22 Are detailed employment applications required of applicants? 23 Are applicants interviewed?
Six Months
半年？
Annually
每年一次？
As the need arises
根据需求？
In response to specific threats
对特殊威胁的回应
9
Who conducts such checks?
由谁主导检查？
10 Are records maintained of the outcomes of the checks?
鉴于工厂书面政策文件与实际执行程序和实
16
general assessment of the facility's current securityenvironment as addressed by the questions in the preceding section: (Select only one of the followingstatements, and enter the number of the statement in the cell on the
体组织架构的一致性，请提供工厂近期的环 境安全评估来回答以下部分的问题
right)
1
1 The facility's policies, procedures and infrastructure are inadequate to meet supply chain securitystandards in the areas addressed.
如果以上不全是，有多少比例的申请者身份 实施了背景调查？
当前的服务机构或政府人力资源部门是否可 以对雇员实施背景调查？或雇佣前进行相同 的电脑查询？ 调查了哪些内容？ 犯罪记录？ 以前的地址？ 护照？ 出境旅游？ 雇佣历史？ 联系人 其他 工厂是否检验证实申请者的官方证明文件？
7
checks to ensure that all of theabove security procedures are being performed 查，以保证所有安全政策都合理有序的进
properly?
行？
8
If so: How often?
如果是，多久检查一次？
Quarterly
一个季度？
Considering the consistency of the facility's existing written policies together
with its practiced proceduresand physical infrastructure, please provide a
工厂的某一些政策、程序、和基础架构是不 充分的，在标记的地方不符合供应商安全准 则
3
3 The facility's policies, procedures and infrastructure are supply chain securitystandards in the areas addressed.
24
Are additional checks conducted to verify the identity of and previous employment of all applicants?
25
If not on all, on what percentage of applicants are background checks conducted (select the range that applies)
What type of check(s) are conducted? 27 a Criminal records 27 b Former addresses 27 c Passport 27 d Foreign travel 27 e Employment history 27 f References 27 g Other 28 Does the facility examine and verify the applicant's official identification?
中文对照 两年一次？ 根据需要？ 发生安全事故以后？ 其他 该指导是否适用于新员工和正式员工？ 同样的安全要求是否适用于临时工和兼职 工？ 个人电脑
一般标准：货物运输场所和运输工具的管理 者应该将员工与被监控员工区分开来
申请人是否需要详细的雇佣申请？ 申请人是否被面试？
（后续）增加的检查行为（项目）是否适用 于先前的雇佣申请者身份的证明？
18 Are the guidelines evaluated periodically to ensure their effectiveness?
该指导是否定期进行评估从而保证其有效 性？
if so, how often?
如果是，多久评估一次？
19 a Annually
一个季度？
第 2 页，共 32 页
解决方式
反恐验厂报告所有问题点
NO
英文
19 b Two years
se to a security failure
19 e Other
20 Are the guidelines provided to recruitment/hiring personnel?
as well as physical location)
档，硬盘/计算机储存）
第 1 页，共 32 页
解决方式
反恐验厂报告所有问题点
NO
英文
中文对照
13 Is the information readily accessible to the relevant employees? 14 Did the inspector review the documents?
d Conveyance/Transport Security?
工厂有无书面（成文）的安全政策？ 工厂有无安全部门/人员？ 工厂有无指定的安全管理人员？ 如果没有，是否有其他部门负责？ 工厂（车间）安全 个人安全 分包商安全 运输安全
e US Customs-Trade Partnership Against Terrorism (C-TPAT) Compliance?
and
fail
工厂的政策、程序、和基础架构是不充分 的，在标记的地方不符合供应商安全准则
2
2 Some of the facility's and fail to meet supply
policies, procedures and infrastructure are inadequate chainsecurity standards in the areas addressed.
21
Do the same security requirements apply to temporary and part-time employees?
B. Personnel Screening
Italics indicate items to be answered by the interviewer
对于相关雇员，资料是否容易接近（获得？ 检查者是否查看存档资料？
15
Comments/Conclusions: In addition to other comments, please explain why the items listed to the right are'Not Applicable
美国海关贸易伙伴反恐计划（C - TPAT的） 遵守