Propeller vs. Magnetar Concepts for SGRAXPs
DARPA Perspective 2015

Anti-Jam Comms Distributed Battle Management
• Proof of Concept SoS architectures which demonstrate military effectiveness and impose net cost on adversaries • Tools to simplify the integration of new technologies into system of systems architectures • Experiments with candidate SoS architectures to determine viability and value of a heterogeneous SoS
Rethinking Complex Military Systems
Electromagnetic Spectrum Dominance Position, Navigation, and Timing Beyond GPS Air Superiority in Contested Environments Hypersonics Capability Robust Space Undersea Capabilities Overmatch Squad Defense Against Terrorism
3
Distribution Statement “A” (Approved for Public Release, Distribution Unlimited)
System of Systems Integration Technology and Experimentation (SoSITE)
【精品】265-股票价格运行的幂律特征及幂律跳跃扩散模型

265-股票价格运行的幂律特征及幂律跳跃扩散模型股票价格运行的幂律特征及幂律跳跃扩散模型*曹宏铎何智李旲(中山大学管理学院,广州 510275)摘要:在Merton提出的跳跃扩散模型的逻辑框架之下,进行了两个方面修正:将计数过程由Poisson过程修正为带有幂律性质的更新过程,同时对跳跃的幅度也进行修正,赋予股票价格运动过程发生跳跃的时间和幅度以幂律分布特征;通过实证研究,本文所做出的两个修正可以更加准确的描述股票价格的运动过程,可以同时得到具有尖峰胖尾的收益率分布和波动聚集性;以此为基础可以更加准确地为期权等金融衍生品进行定价,同时也对金融风险管理提供有效的工具。
关键词:风险;期权定价模型;跳跃扩散模型;更新过程;幂律分布0 引言早在20世纪初,法国数学家Bachelier开始利用Brownian运动来研究股票价格的运动[1].Fama提出了著名的有效市场假说[2],基于有效市场假说,Black 和Scholes提出了期权定价模型,可以得到欧式看涨期权和欧式看跌期权的价格解析解[3],对金融理论和实务的发展产生了重大影响.大量的实证研究对传统金融经济学的研究假设和框架提出了质疑与批评.Osborne发现股票价格收益率分布具有胖尾的特征[4],同时很多学者也通过实证研究发现股票收益率分布的尖峰胖尾特性.因此,假设股票收益率服从正*本文受到中国国家自然基金项目(项目编号:70801066;71071168)、教育部人文社科规划基金、中山大学高校科研基本业务费支持作者简介:曹宏铎(1972—),男,河北秦皇岛人,博士,副教授,研究方向:金融工程.Email:caohan@态分布的ScholesBlack-模型的Black-模型也需要进行一定的修正.对Scholes修正主要从两个方面出发:引入波动率的随机性和股票收益的非连续性.Engle提出ARCH模型[5],Bollerslev将其进行推广得到GARCH模型[6].Cox和Ross提出价格依赖的波动率扩散模型[7], Hull和White提出随机波动率模型[8],Heston建立仿射随机波动率模型[9],而GARCH模型则可以被看做随机波动率模型的特殊形式.Peters提出分数布朗运动[10],但Rogers指出该模型存在套利机会[11].Merton提出要在股票价格的运动中加入属于非系统风险跳跃的过程,认为股票价格的运动过程不是连续的[12],Kou提出期权定价的双指数跳跃扩散模型[13].Bates认为将随机波动率模型和跳跃扩散模型相互结合,则可以更好的刻画出股票价格运动方式[14],Scott[15]、Duffie 等[16]、Bakshi[17]提出了各自的结合模型.Barndorf-Nielsen提出广义双曲分布[18],Eberlein和Keller 将广义双曲分布的子族双曲分布用于金融模型分析[19],Blattberg和Gonedes[20]、Bibby和Sørensen[21]也进行了相关的研究.叶中行等[22]、杨宏林和陈收[23]、钟春仿和佟孟华[24]通过实证研究发现,股票价格收益率的尾部分布呈现出幂律特征,而对尾部分布的研究则具有很强的现实意义,尤其体现在VaR的应用领域[25].VaR的使用需要对股票收益率损失部分的尾部分布做出规定,而目前普遍的应用方法是让损失的尾部分布服从正态分布或历史统计数据分布.幂律分布为股票收益率的尾部分布赋予了较高的概率,这样就可以使VaR可以更好的应用于金融风险管理.同时,Barabási[26]、Vázquez等[27]发现个体的行动也具有幂律特征,即事件的发生具有在长时间的“了无一事”中存在高频度阵发活动的特点。
被束缚理性经济人博弈模型在低碳供应商与销售商之间的应用

( 二) 效用 函数对博弈结果的影响
” =/ ( “ 。 , ’ ), u 为被约束经济人第 k 次收益; n ‘ 为某—被 约柬经济人的计算次数。 且 ∑“ 是1 1 的 凋函数 , ∑ ( k ≥n + 1 ) 。
在通常情况下 , 束缚我们理性 的因素 , 即导致我们失误 的因 素是计算 的次数 ( 博弈的次数 ) 和效用 函数 的复杂性 。这 里用 较
理性的 , 即选择客观上最优 的策 略 , 但其第 n + 1 次行为一定是非 理性的 , 即选择 了客观上最 劣策略 , 并且被约束理性经济人他懂 得反思 , 会在第 n + 2 次重新选择 最优 策略 , 如此无 限重复进行博
弈。以简单 的囚徒 困境为例 :
1 、 A, B的计 算次 数均 为 1 ,那 பைடு நூலகம் 两 阶段 的博 弈 支付矩 阵
随着 n的增大而增大 , 随着 n的减小而减小 。 在经济学 中可以解 释为, 当计算 次数 下降时 , 错 误的行 为会影 响下一期 的效用 , 会 使下一期效用下 降, 且这种下降是不可逆的( 即使后续采取 的行
一
8 1—
为均 为理性 正确 的 ,其效 用综合 也会 小于不 犯错误 的效用 总
有限理性的概念最初是 阿罗提 出的 ,他认为有限理性就是 人的行为“ 即是有意识地理性的 , 但这种理性又是有 限的” 。 一是 环境 是复杂的 ,在非个人交换形式 中 ,人们 面临的是一个复杂 的、 不确定 的世界 , 而且交易越多 , 不确定性就越大 , 信息也就越 不完 全; 二是人对环境 的计算 能力 和认 识能力是有 限的, 人不可 能无所不知 ; 此外 , 在很大程度上 , 由于受到情境 的影 响。
依据上述假设条件构建博弈 支付矩阵 :
基于有效介质理论的物理性能计算模型的软件实现

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预测热学性能:如热导率、热膨胀 系数、比热容等
模拟相变过程:如熔化、凝固、相 变温度等
PART FOUR
架构概述:描述软件的整体架构和主要组件 架构设计原则:说明设计时考虑的关键因素和原则 架构实现细节:详细介绍各组件的交互方式和实现逻辑 架构评估与优化:评估现有架构的优缺点,讨论可能的优化方案
材料科学:用于研究材料的物理和 化学性质
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光学工程:用于研究光在介质中的 构和功能
PART THREE
确定物理性能参数 建立数学模型 确定模型参数 验证模型的准确性
有限元法:将连续的物理系统离散成有限个小的单元,通过求解每个单元的近似解来得到整个系统的解。
界面布局:简洁明了,易 于操作
色彩搭配:舒适和谐,提 高用户体验
图标与按钮:形象化设计, 方便用户识别
响应时间:快速响应,提 高用户满意度
PART FIVE
测试环境:模拟真实物理环境,包括各种介质参数和边界条件 测试工具:使用专业的电磁仿真软件进行测试,如ANSYS Maxwell等 测试数据:通过软件测试得到的各项性能指标和数据 验证方法:将软件测试结果与理论计算结果进行对比,验证模型的准确性和可靠性
随着研究的深入, 有效介质理论逐 渐发展成为一个 广泛应用于复合 材料性能预测的
模型。
该理论在材料 科学、物理学 和工程学等领 域具有重要的
应用价值。
有效介质理论的起源和背景 有效介质理论的基本假设和条件 有效介质理论在物理性能计算模型中的应用 有效介质理论的优势和局限性
电子工程:用于研究电子在固体材 料中的传输性质
稳定匹配和市场设计——2012年诺贝尔经济学奖得主的学术贡献

而使 得合 作博 弈缺少 了关键 的基 础。
内 容摘 要 :阿 尔文 ・罗斯 、 劳埃 德 ・ 沙
计 :首 先所 有 的男人 都 向 自 己最 中意 的 女 人 求婚 ,每 个 女人 根 据 自 己的求婚 列
表 依次选 择一个 自己最 中意 的男人订婚 , 如果 还 有人 没有 订婚 ,那 么没 有订 婚 的 男人 向 自 己第二 中意 的女人 求婚 ,如 果
弈理论 以及 S h a p l e y — S h u b i k权 力指 数
对组 织 成 员的权 力 进行 研 究 ,设计 了组
织权 力 均衡 的输 入 和输 出机 制 ,并 且证 明 了主体 的权 力分 配可发 现 者
劳埃 德 ・ 沙 普利( L l o y d S . S h a p l e y)
可 以理解为联盟 中某个参 与者的边际贡献 ,
( 2 0 0 3) 合 写 了两 篇论 文 ,在论 文 《 On
a u t h O r i t Y d i S t r i b U t i O n s i n
采取 了合作博 弈。在合 作的基础上 ,每个
成员的 P . 的最大利益v ( p . ) 从f ( n ) 中获得 , 那 么必须存在 : ∑v ( p ; ) = f ( M) v ( p . ) ≥f ( P . ) ,i = 1 ,2 ,… ,N
o r g a n i z a t i o n s :e q u i l i b r i u m》中利用博
《 On c o r e s a n d i n d i v i s i b i l i t y 》提 出了一个
解决方案—— “ 沙普 利值 ” , 沙普利值 的核 心就在于利益 的分 配取 决于其对联盟 的边
MBA智库

1. 光环效应光环效应(Halo Effect)又称“晕轮效应”、“成见效应”、“光圈效应”、“日晕效应”、“以点概面效应”,它是一种影响人际知觉的因素。
指在人际知觉中所形成的以点概面或以偏概全的主观印象。
提出者:晕轮效应最早是由美国著名心理学家爱德华·桑戴克于20世纪20年代提出的。
一个人的某种品质,或一个物品的某种特性给人以非常好的印象。
在这种印象的影响下,人们对这个人的其他品质,或这个物品的其他特性也会给予较好的评价。
光环效应又称晕轮效应,它是一种影响人际知觉的因素。
这种爱屋及乌的强烈知觉的品质或特点,就像月晕的光环一样,向周围弥漫、扩散,所以人们就形象地称这一心理效应为光环效应。
和光环效应相反的是恶魔效应。
即对人的某一品质,或对物品的某一特性有坏的印象,会使人对这个人的其他品质,或这一物品的其他特性的评价偏低。
名人效应是一种典型的光环效应不难发现,拍广告片的多数是那些有名的歌星、影星,而很少见到那些名不见经传的小人物。
因为明星推出的商品更容易得到大家的认同。
一个作家一旦出名,以前压在箱子底的稿件全然不愁发表,所有著作都不愁销售,这都是光环效应的作用。
企业怎样才能让自己的产品为大众了解并接受?一条捷径就是让企业的形象或产品与名人相粘连,让名人为公司做宣传。
这样,就能借助名人的“名气”帮助企业聚集更旺的人气。
要做到人们一想起公司的产品就想到与之相连的名人。
阿迪达斯的足球运动鞋现在,阿迪达斯的足球运动鞋几乎无人不知,无人不晓。
但是,没有几个人会知道,这家德国的体育用品公司是怎样出名的。
其实,它的闻名于世,全赖于很好地利用了奥运会这个资源。
阿迪达斯足球鞋走向世界的契机是1936年的奥运会。
这一年,公司创始人阿迪·达斯勒突发奇想,制作了一双带钉子的短跑运动鞋。
怎样使这种样式特别的鞋卖个好价钱呢?为此阿迪颇费了一番脑筋。
他听到一个消息:美国短跑名将欧文斯最有希望夺冠。
于是他把钉子鞋无偿地送给欧文斯试穿,结果不出所料,欧文斯在那届运动会上四次夺得金牌。
斯普林格数学研究生教材丛书

《斯普林格数学研究生教材丛书》(Graduate Texts in Mathematics)GTM001《Introduction to Axiomatic Set Theory》Gaisi Takeuti, Wilson M.Zaring GTM002《Measure and Category》John C.Oxtoby(测度和范畴)(2ed.)GTM003《Topological Vector Spaces》H.H.Schaefer, M.P.Wolff(2ed.)GTM004《A Course in Homological Algebra》P.J.Hilton, U.Stammbach(2ed.)(同调代数教程)GTM005《Categories for the Working Mathematician》Saunders Mac Lane(2ed.)GTM006《Projective Planes》Daniel R.Hughes, Fred C.Piper(投射平面)GTM007《A Course in Arithmetic》Jean-Pierre Serre(数论教程)GTM008《Axiomatic set theory》Gaisi Takeuti, Wilson M.Zaring(2ed.)GTM009《Introduction to Lie Algebras and Representation Theory》James E.Humphreys(李代数和表示论导论)GTM010《A Course in Simple-Homotopy Theory》M.M CohenGTM011《Functions of One Complex VariableⅠ》John B.ConwayGTM012《Advanced Mathematical Analysis》Richard BealsGTM013《Rings and Categories of Modules》Frank W.Anderson, Kent R.Fuller(环和模的范畴)(2ed.)GTM014《Stable Mappings and Their Singularities》Martin Golubitsky, Victor Guillemin (稳定映射及其奇点)GTM015《Lectures in Functional Analysis and Operator Theory》Sterling K.Berberian GTM016《The Structure of Fields》David J.Winter(域结构)GTM017《Random Processes》Murray RosenblattGTM018《Measure Theory》Paul R.Halmos(测度论)GTM019《A Hilbert Space Problem Book》Paul R.Halmos(希尔伯特问题集)GTM020《Fibre Bundles》Dale Husemoller(纤维丛)GTM021《Linear Algebraic Groups》James E.Humphreys(线性代数群)GTM022《An Algebraic Introduction to Mathematical Logic》Donald W.Barnes, John M.MackGTM023《Linear Algebra》Werner H.Greub(线性代数)GTM024《Geometric Functional Analysis and Its Applications》Paul R.HolmesGTM025《Real and Abstract Analysis》Edwin Hewitt, Karl StrombergGTM026《Algebraic Theories》Ernest G.ManesGTM027《General Topology》John L.Kelley(一般拓扑学)GTM028《Commutative Algebra》VolumeⅠOscar Zariski, Pierre Samuel(交换代数)GTM029《Commutative Algebra》VolumeⅡOscar Zariski, Pierre Samuel(交换代数)GTM030《Lectures in Abstract AlgebraⅠ.Basic Concepts》Nathan Jacobson(抽象代数讲义Ⅰ基本概念分册)GTM031《Lectures in Abstract AlgebraⅡ.Linear Algabra》Nathan.Jacobson(抽象代数讲义Ⅱ线性代数分册)GTM032《Lectures in Abstract AlgebraⅢ.Theory of Fields and Galois Theory》Nathan.Jacobson(抽象代数讲义Ⅲ域和伽罗瓦理论)GTM033《Differential Topology》Morris W.Hirsch(微分拓扑)GTM034《Principles of Random Walk》Frank Spitzer(2ed.)(随机游动原理)GTM035《Several Complex Variables and Banach Algebras》Herbert Alexander, John Wermer(多复变和Banach代数)GTM036《Linear Topological Spaces》John L.Kelley, Isaac Namioka(线性拓扑空间)GTM037《Mathematical Logic》J.Donald Monk(数理逻辑)GTM038《Several Complex Variables》H.Grauert, K.FritzsheGTM039《An Invitation to C*-Algebras》William Arveson(C*-代数引论)GTM040《Denumerable Markov Chains》John G.Kemeny, urie Snell, Anthony W.KnappGTM041《Modular Functions and Dirichlet Series in Number Theory》Tom M.Apostol (数论中的模函数和Dirichlet序列)GTM042《Linear Representations of Finite Groups》Jean-Pierre Serre(有限群的线性表示)GTM043《Rings of Continuous Functions》Leonard Gillman, Meyer JerisonGTM044《Elementary Algebraic Geometry》Keith KendigGTM045《Probability TheoryⅠ》M.Loève(概率论Ⅰ)(4ed.)GTM046《Probability TheoryⅡ》M.Loève(概率论Ⅱ)(4ed.)GTM047《Geometric Topology in Dimensions 2 and 3》Edwin E.MoiseGTM048《General Relativity for Mathematicians》Rainer.K.Sachs, H.Wu伍鸿熙(为数学家写的广义相对论)GTM049《Linear Geometry》K.W.Gruenberg, A.J.Weir(2ed.)GTM050《Fermat's Last Theorem》Harold M.EdwardsGTM051《A Course in Differential Geometry》Wilhelm Klingenberg(微分几何教程)GTM052《Algebraic Geometry》Robin Hartshorne(代数几何)GTM053《A Course in Mathematical Logic for Mathematicians》Yu.I.Manin(2ed.)GTM054《Combinatorics with Emphasis on the Theory of Graphs》Jack E.Graver, Mark E.WatkinsGTM055《Introduction to Operator TheoryⅠ》Arlen Brown, Carl PearcyGTM056《Algebraic Topology:An Introduction》W.S.MasseyGTM057《Introduction to Knot Theory》Richard.H.Crowell, Ralph.H.FoxGTM058《p-adic Numbers, p-adic Analysis, and Zeta-Functions》Neal Koblitz(p-adic 数、p-adic分析和Z函数)GTM059《Cyclotomic Fields》Serge LangGTM060《Mathematical Methods of Classical Mechanics》V.I.Arnold(经典力学的数学方法)(2ed.)GTM061《Elements of Homotopy Theory》George W.Whitehead(同论论基础)GTM062《Fundamentals of the Theory of Groups》M.I.Kargapolov, Ju.I.Merzljakov GTM063《Modern Graph Theory》Béla BollobásGTM064《Fourier Series:A Modern Introduction》VolumeⅠ(2ed.)R.E.Edwards(傅里叶级数)GTM065《Differential Analysis on Complex Manifolds》Raymond O.Wells, Jr.(3ed.)GTM066《Introduction to Affine Group Schemes》William C.Waterhouse(仿射群概型引论)GTM067《Local Fields》Jean-Pierre Serre(局部域)GTM069《Cyclotomic FieldsⅠandⅡ》Serge LangGTM070《Singular Homology Theory》William S.MasseyGTM071《Riemann Surfaces》Herschel M.Farkas, Irwin Kra(黎曼曲面)GTM072《Classical Topology and Combinatorial Group Theory》John Stillwell(经典拓扑和组合群论)GTM073《Algebra》Thomas W.Hungerford(代数)GTM074《Multiplicative Number Theory》Harold Davenport(乘法数论)(3ed.)GTM075《Basic Theory of Algebraic Groups and Lie Algebras》G.P.HochschildGTM076《Algebraic Geometry:An Introduction to Birational Geometry of Algebraic Varieties》Shigeru IitakaGTM077《Lectures on the Theory of Algebraic Numbers》Erich HeckeGTM078《A Course in Universal Algebra》Stanley Burris, H.P.Sankappanavar(泛代数教程)GTM079《An Introduction to Ergodic Theory》Peter Walters(遍历性理论引论)GTM080《A Course in_the Theory of Groups》Derek J.S.RobinsonGTM081《Lectures on Riemann Surfaces》Otto ForsterGTM082《Differential Forms in Algebraic Topology》Raoul Bott, Loring W.Tu(代数拓扑中的微分形式)GTM083《Introduction to Cyclotomic Fields》Lawrence C.Washington(割圆域引论)GTM084《A Classical Introduction to Modern Number Theory》Kenneth Ireland, Michael Rosen(现代数论经典引论)GTM085《Fourier Series A Modern Introduction》Volume 1(2ed.)R.E.Edwards GTM086《Introduction to Coding Theory》J.H.van Lint(3ed .)GTM087《Cohomology of Groups》Kenneth S.Brown(上同调群)GTM088《Associative Algebras》Richard S.PierceGTM089《Introduction to Algebraic and Abelian Functions》Serge Lang(代数和交换函数引论)GTM090《An Introduction to Convex Polytopes》Ame BrondstedGTM091《The Geometry of Discrete Groups》Alan F.BeardonGTM092《Sequences and Series in BanachSpaces》Joseph DiestelGTM093《Modern Geometry-Methods and Applications》(PartⅠ.The of geometry Surfaces Transformation Groups and Fields)B.A.Dubrovin, A.T.Fomenko, S.P.Novikov (现代几何学方法和应用)GTM094《Foundations of Differentiable Manifolds and Lie Groups》Frank W.Warner(可微流形和李群基础)GTM095《Probability》A.N.Shiryaev(2ed.)GTM096《A Course in Functional Analysis》John B.Conway(泛函分析教程)GTM097《Introduction to Elliptic Curves and Modular Forms》Neal Koblitz(椭圆曲线和模形式引论)GTM098《Representations of Compact Lie Groups》Theodor Breöcker, Tammo tom DieckGTM099《Finite Reflection Groups》L.C.Grove, C.T.Benson(2ed.)GTM100《Harmonic Analysis on Semigroups》Christensen Berg, Jens Peter Reus Christensen, Paul ResselGTM101《Galois Theory》Harold M.Edwards(伽罗瓦理论)GTM102《Lie Groups, Lie Algebras, and Their Representation》V.S.Varadarajan(李群、李代数及其表示)GTM103《Complex Analysis》Serge LangGTM104《Modern Geometry-Methods and Applications》(PartⅡ.Geometry and Topology of Manifolds)B.A.Dubrovin, A.T.Fomenko, S.P.Novikov(现代几何学方法和应用)GTM105《SL₂ (R)》Serge Lang(SL₂ (R)群)GTM106《The Arithmetic of Elliptic Curves》Joseph H.Silverman(椭圆曲线的算术理论)GTM107《Applications of Lie Groups to Differential Equations》Peter J.Olver(李群在微分方程中的应用)GTM108《Holomorphic Functions and Integral Representations in Several Complex Variables》R.Michael RangeGTM109《Univalent Functions and Teichmueller Spaces》Lehto OlliGTM110《Algebraic Number Theory》Serge Lang(代数数论)GTM111《Elliptic Curves》Dale Husemoeller(椭圆曲线)GTM112《Elliptic Functions》Serge Lang(椭圆函数)GTM113《Brownian Motion and Stochastic Calculus》Ioannis Karatzas, Steven E.Shreve (布朗运动和随机计算)GTM114《A Course in Number Theory and Cryptography》Neal Koblitz(数论和密码学教程)GTM115《Differential Geometry:Manifolds, Curves, and Surfaces》M.Berger, B.Gostiaux GTM116《Measure and Integral》Volume1 John L.Kelley, T.P.SrinivasanGTM117《Algebraic Groups and Class Fields》Jean-Pierre Serre(代数群和类域)GTM118《Analysis Now》Gert K.Pedersen(现代分析)GTM119《An introduction to Algebraic Topology》Jossph J.Rotman(代数拓扑导论)GTM120《Weakly Differentiable Functions》William P.Ziemer(弱可微函数)GTM121《Cyclotomic Fields》Serge LangGTM122《Theory of Complex Functions》Reinhold RemmertGTM123《Numbers》H.-D.Ebbinghaus, H.Hermes, F.Hirzebruch, M.Koecher, K.Mainzer, J.Neukirch, A.Prestel, R.Remmert(2ed.)GTM124《Modern Geometry-Methods and Applications》(PartⅢ.Introduction to Homology Theory)B.A.Dubrovin, A.T.Fomenko, S.P.Novikov(现代几何学方法和应用)GTM125《Complex Variables:An introduction》Garlos A.Berenstein, Roger Gay GTM126《Linear Algebraic Groups》Armand Borel(线性代数群)GTM127《A Basic Course in Algebraic Topology》William S.Massey(代数拓扑基础教程)GTM128《Partial Differential Equations》Jeffrey RauchGTM129《Representation Theory:A First Course》William Fulton, Joe HarrisGTM130《Tensor Geometry》C.T.J.Dodson, T.Poston(张量几何)GTM131《A First Course in Noncommutative Rings》m(非交换环初级教程)GTM132《Iteration of Rational Functions:Complex Analytic Dynamical Systems》AlanF.Beardon(有理函数的迭代:复解析动力系统)GTM133《Algebraic Geometry:A First Course》Joe Harris(代数几何)GTM134《Coding and Information Theory》Steven RomanGTM135《Advanced Linear Algebra》Steven RomanGTM136《Algebra:An Approach via Module Theory》William A.Adkins, Steven H.WeintraubGTM137《Harmonic Function Theory》Sheldon Axler, Paul Bourdon, Wade Ramey(调和函数理论)GTM138《A Course in Computational Algebraic Number Theory》Henri Cohen(计算代数数论教程)GTM139《Topology and Geometry》Glen E.BredonGTM140《Optima and Equilibria:An Introduction to Nonlinear Analysis》Jean-Pierre AubinGTM141《A Computational Approach to Commutative Algebra》Gröbner Bases, Thomas Becker, Volker Weispfenning, Heinz KredelGTM142《Real and Functional Analysis》Serge Lang(3ed.)GTM143《Measure Theory》J.L.DoobGTM144《Noncommutative Algebra》Benson Farb, R.Keith DennisGTM145《Homology Theory:An Introduction to Algebraic Topology》James W.Vick(同调论:代数拓扑简介)GTM146《Computability:A Mathematical Sketchbook》Douglas S.BridgesGTM147《Algebraic K-Theory and Its Applications》Jonathan Rosenberg(代数K理论及其应用)GTM148《An Introduction to the Theory of Groups》Joseph J.Rotman(群论入门)GTM149《Foundations of Hyperbolic Manifolds》John G.Ratcliffe(双曲流形基础)GTM150《Commutative Algebra with a view toward Algebraic Geometry》David EisenbudGTM151《Advanced Topics in the Arithmetic of Elliptic Curves》Joseph H.Silverman(椭圆曲线的算术高级选题)GTM152《Lectures on Polytopes》Günter M.ZieglerGTM153《Algebraic Topology:A First Course》William Fulton(代数拓扑)GTM154《An introduction to Analysis》Arlen Brown, Carl PearcyGTM155《Quantum Groups》Christian Kassel(量子群)GTM156《Classical Descriptive Set Theory》Alexander S.KechrisGTM157《Integration and Probability》Paul MalliavinGTM158《Field theory》Steven Roman(2ed.)GTM159《Functions of One Complex Variable VolⅡ》John B.ConwayGTM160《Differential and Riemannian Manifolds》Serge Lang(微分流形和黎曼流形)GTM161《Polynomials and Polynomial Inequalities》Peter Borwein, Tamás Erdélyi(多项式和多项式不等式)GTM162《Groups and Representations》J.L.Alperin, Rowen B.Bell(群及其表示)GTM163《Permutation Groups》John D.Dixon, Brian Mortime rGTM164《Additive Number Theory:The Classical Bases》Melvyn B.NathansonGTM165《Additive Number Theory:Inverse Problems and the Geometry of Sumsets》Melvyn B.NathansonGTM166《Differential Geometry:Cartan's Generalization of Klein's Erlangen Program》R.W.SharpeGTM167《Field and Galois Theory》Patrick MorandiGTM168《Combinatorial Convexity and Algebraic Geometry》Günter Ewald(组合凸面体和代数几何)GTM169《Matrix Analysis》Rajendra BhatiaGTM170《Sheaf Theory》Glen E.Bredon(2ed.)GTM171《Riemannian Geometry》Peter Petersen(黎曼几何)GTM172《Classical Topics in Complex Function Theory》Reinhold RemmertGTM173《Graph Theory》Reinhard Diestel(图论)(3ed.)GTM174《Foundations of Real and Abstract Analysis》Douglas S.Bridges(实分析和抽象分析基础)GTM175《An Introduction to Knot Theory》W.B.Raymond LickorishGTM176《Riemannian Manifolds:An Introduction to Curvature》John M.LeeGTM177《Analytic Number Theory》Donald J.Newman(解析数论)GTM178《Nonsmooth Analysis and Control Theory》F.H.clarke, Yu.S.Ledyaev, R.J.Stern, P.R.Wolenski(非光滑分析和控制论)GTM179《Banach Algebra Techniques in Operator Theory》Ronald G.Douglas(2ed.)GTM180《A Course on Borel Sets》S.M.Srivastava(Borel 集教程)GTM181《Numerical Analysis》Rainer KressGTM182《Ordinary Differential Equations》Wolfgang WalterGTM183《An introduction to Banach Spaces》Robert E.MegginsonGTM184《Modern Graph Theory》Béla Bollobás(现代图论)GTM185《Using Algebraic Geomety》David A.Cox, John Little, Donal O’Shea(应用代数几何)GTM186《Fourier Analysis on Number Fields》Dinakar Ramakrishnan, Robert J.Valenza GTM187《Moduli of Curves》Joe Harris, Ian Morrison(曲线模)GTM188《Lectures on the Hyperreals:An Introduction to Nonstandard Analysis》Robert GoldblattGTM189《Lectures on Modules and Rings》m(模和环讲义)GTM190《Problems in Algebraic Number Theory》M.Ram Murty, Jody Esmonde(代数数论中的问题)GTM191《Fundamentals of Differential Geometry》Serge Lang(微分几何基础)GTM192《Elements of Functional Analysis》Francis Hirsch, Gilles LacombeGTM193《Advanced Topics in Computational Number Theory》Henri CohenGTM194《One-Parameter Semigroups for Linear Evolution Equations》Klaus-Jochen Engel, Rainer Nagel(线性发展方程的单参数半群)GTM195《Elementary Methods in Number Theory》Melvyn B.Nathanson(数论中的基本方法)GTM196《Basic Homological Algebra》M.Scott OsborneGTM197《The Geometry of Schemes》David Eisenbud, Joe HarrisGTM198《A Course in p-adic Analysis》Alain M.RobertGTM199《Theory of Bergman Spaces》Hakan Hedenmalm, Boris Korenblum, Kehe Zhu(Bergman空间理论)GTM200《An Introduction to Riemann-Finsler Geometry》D.Bao, S.-S.Chern, Z.Shen GTM201《Diophantine Geometry An Introduction》Marc Hindry, Joseph H.Silverman GTM202《Introduction to Topological Manifolds》John M.LeeGTM203《The Symmetric Group》Bruce E.SaganGTM204《Galois Theory》Jean-Pierre EscofierGTM205《Rational Homotopy Theory》Yves Félix, Stephen Halperin, Jean-Claude Thomas(有理同伦论)GTM206《Problems in Analytic Number Theory》M.Ram MurtyGTM207《Algebraic Graph Theory》Chris Godsil, Gordon Royle(代数图论)GTM208《Analysis for Applied Mathematics》Ward CheneyGTM209《A Short Course on Spectral Theory》William Arveson(谱理论简明教程)GTM210《Number Theory in Function Fields》Michael RosenGTM211《Algebra》Serge Lang(代数)GTM212《Lectures on Discrete Geometry》Jiri Matousek(离散几何讲义)GTM213《From Holomorphic Functions to Complex Manifolds》Klaus Fritzsche, Hans Grauert(从正则函数到复流形)GTM214《Partial Differential Equations》Jüergen Jost(偏微分方程)GTM215《Algebraic Functions and Projective Curves》David M.Goldschmidt(代数函数和投影曲线)GTM216《Matrices:Theory and Applications》Denis Serre(矩阵:理论及应用)GTM217《Model Theory An Introduction》David Marker(模型论引论)GTM218《Introduction to Smooth Manifolds》John M.Lee(光滑流形引论)GTM219《The Arithmetic of Hyperbolic 3-Manifolds》Colin Maclachlan, Alan W.Reid GTM220《Smooth Manifolds and Observables》Jet Nestruev(光滑流形和直观)GTM221《Convex Polytopes》Branko GrüenbaumGTM222《Lie Groups, Lie Algebras, and Representations》Brian C.Hall(李群、李代数和表示)GTM223《Fourier Analysis and its Applications》Anders Vretblad(傅立叶分析及其应用)GTM224《Metric Structures in Differential Geometry》Gerard Walschap(微分几何中的度量结构)GTM225《Lie Groups》Daniel Bump(李群)GTM226《Spaces of Holomorphic Functions in the Unit Ball》Kehe Zhu(单位球内的全纯函数空间)GTM227《Combinatorial Commutative Algebra》Ezra Miller, Bernd Sturmfels(组合交换代数)GTM228《A First Course in Modular Forms》Fred Diamond, Jerry Shurman(模形式初级教程)GTM229《The Geometry of Syzygies》David Eisenbud(合冲几何)GTM230《An Introduction to Markov Processes》Daniel W.Stroock(马尔可夫过程引论)GTM231《Combinatorics of Coxeter Groups》Anders Bjröner, Francesco Brenti(Coxeter 群的组合学)GTM232《An Introduction to Number Theory》Graham Everest, Thomas Ward(数论入门)GTM233《Topics in Banach Space Theory》Fenando Albiac, Nigel J.Kalton(Banach空间理论选题)GTM234《Analysis and Probability:Wavelets, Signals, Fractals》Palle E.T.Jorgensen(分析与概率)GTM235《Compact Lie Groups》Mark R.Sepanski(紧致李群)GTM236《Bounded Analytic Functions》John B.Garnett(有界解析函数)GTM237《An Introduction to Operators on the Hardy-Hilbert Space》Rubén A.Martínez-Avendano, Peter Rosenthal(哈代-希尔伯特空间算子引论)GTM238《A Course in Enumeration》Martin Aigner(枚举教程)GTM239《Number Theory:VolumeⅠTools and Diophantine Equations》Henri Cohen GTM240《Number Theory:VolumeⅡAnalytic and Modern Tools》Henri Cohen GTM241《The Arithmetic of Dynamical Systems》Joseph H.SilvermanGTM242《Abstract Algebra》Pierre Antoine Grillet(抽象代数)GTM243《Topological Methods in Group Theory》Ross GeogheganGTM244《Graph Theory》J.A.Bondy, U.S.R.MurtyGTM245《Complex Analysis:In the Spirit of Lipman Bers》Jane P.Gilman, Irwin Kra, Rubi E.RodriguezGTM246《A Course in Commutative Banach Algebras》Eberhard KaniuthGTM247《Braid Groups》Christian Kassel, Vladimir TuraevGTM248《Buildings Theory and Applications》Peter Abramenko, Kenneth S.Brown GTM249《Classical Fourier Analysis》Loukas Grafakos(经典傅里叶分析)GTM250《Modern Fourier Analysis》Loukas Grafakos(现代傅里叶分析)GTM251《The Finite Simple Groups》Robert A.WilsonGTM252《Distributions and Operators》Gerd GrubbGTM253《Elementary Functional Analysis》Barbara D.MacCluerGTM254《Algebraic Function Fields and Codes》Henning StichtenothGTM255《Symmetry Representations and Invariants》Roe Goodman, Nolan R.Wallach GTM256《A Course in Commutative Algebra》Kemper GregorGTM257《Deformation Theory》Robin HartshorneGTM258《Foundation of Optimization》Osman GülerGTM259《Ergodic Theory:with a view towards Number Theory》Manfred Einsiedler, Thomas WardGTM260《Monomial Ideals》Jurgen Herzog, Takayuki HibiGTM261《Probability and Stochastics》Erhan CinlarGTM262《Essentials of Integration Theory for Analysis》Daniel W.StroockGTM263《Analysis on Fock Spaces》Kehe ZhuGTM264《Functional Analysis, Calculus of Variations and Optimal Control》Francis ClarkeGTM265《Unbounded Self-adjoint Operatorson Hilbert Space》Konrad Schmüdgen GTM266《Calculus Without Derivatives》Jean-Paul PenotGTM267《Quantum Theory for Mathematicians》Brian C.HallGTM268《Geometric Analysis of the Bergman Kernel and Metric》Steven G.Krantz GTM269《Locally Convex Spaces》M.Scott Osborne。
Laser Ranging to the Moon, Mars and Beyond

a r X i v :g r -q c /0411082v 1 16 N o v 2004Laser Ranging to the Moon,Mars and BeyondSlava G.Turyshev,James G.Williams,Michael Shao,John D.AndersonJet Propulsion Laboratory,California Institute of Technology,4800Oak Grove Drive,Pasadena,CA 91109,USAKenneth L.Nordtvedt,Jr.Northwest Analysis,118Sourdough Ridge Road,Bozeman,MT 59715USA Thomas W.Murphy,Jr.Physics Department,University of California,San Diego 9500Gilman Dr.,La Jolla,CA 92093USA Abstract Current and future optical technologies will aid exploration of the Moon and Mars while advancing fundamental physics research in the solar system.Technologies and possible improvements in the laser-enabled tests of various physical phenomena are considered along with a space architecture that could be the cornerstone for robotic and human exploration of the solar system.In particular,accurate ranging to the Moon and Mars would not only lead to construction of a new space communication infrastructure enabling an improved navigational accuracy,but will also provide a significant improvement in several tests of gravitational theory:the equivalence principle,geodetic precession,PPN parameters βand γ,and possible variation of the gravitational constant G .Other tests would become possible with an optical architecture that would allow proceeding from meter to centimeter to millimeter range accuracies on interplanetary distances.This paper discusses the current state and the future improvements in the tests of relativistic gravity with Lunar Laser Ranging (LLR).We also consider precision gravitational tests with the future laser rangingto Mars and discuss optical design of the proposed Laser Astrometric Test of Relativity (LATOR)mission.We emphasize that already existing capabilities can offer significant improvements not only in the tests of fundamental physics,but may also establish the infrastructure for space exploration in the near future.Looking to future exploration,what characteristics are desired for the next generation of ranging devices,what is the optimal architecture that would benefit both space exploration and fundamental physics,and what fundamental questions can be investigated?We try to answer these questions.1IntroductionThe recent progress in fundamental physics research was enabled by significant advancements in many technological areas with one of the examples being the continuing development of the NASA Deep Space Network –critical infrastructure for precision navigation and communication in space.A demonstration of such a progress is the recent Cassini solar conjunction experiment[8,6]that was possible only because of the use of Ka-band(∼33.4GHz)spacecraft radio-tracking capabilities.The experiment was part of the ancillary science program–a by-product of this new radio-tracking technology.Becasue of a much higher data rate transmission and, thus,larger data volume delivered from large distances the higher communication frequency was a very important mission capability.The higher frequencies are also less affected by the dispersion in the solar plasma,thus allowing a more extensive coverage,when depp space navigation is concerned.There is still a possibility of moving to even higher radio-frequencies, say to∼60GHz,however,this would put us closer to the limit that the Earth’s atmosphere imposes on signal transmission.Beyond these frequencies radio communication with distant spacecraft will be inefficient.The next step is switching to optical communication.Lasers—with their spatial coherence,narrow spectral emission,high power,and well-defined spatial modes—are highly useful for many space applications.While in free-space,optical laser communication(lasercomm)would have an advantage as opposed to the conventional radio-communication sercomm would provide not only significantly higher data rates(on the order of a few Gbps),it would also allow a more precise navigation and attitude control.The latter is of great importance for manned missions in accord the“Moon,Mars and Beyond”Space Exploration Initiative.In fact,precision navigation,attitude control,landing,resource location, 3-dimensional imaging,surface scanning,formationflying and many other areas are thought only in terms of laser-enabled technologies.Here we investigate how a near-future free-space optical communication architecture might benefit progress in gravitational and fundamental physics experiments performed in the solar system.This paper focuses on current and future optical technologies and methods that will advance fundamental physics research in the context of solar system exploration.There are many activities that focused on the design on an optical transceiver system which will work at the distance comparable to that between the Earth and Mars,and test it on the Moon.This paper summarizes required capabilities for such a system.In particular,we discuss how accurate laser ranging to the neighboring celestial bodies,the Moon and Mars,would not only lead to construction of a new space communication infrastructure with much improved navigational accuracy,it will also provide a significant improvement in several tests of gravitational theory. Looking to future exploration,we address the characteristics that are desired for the next generation of ranging devices;we will focus on optimal architecture that would benefit both space exploration and fundamental physics,and discuss the questions of critical importance that can be investigated.This paper is organized as follows:Section2discusses the current state and future per-formance expected with the LLR technology.Section3addresses the possibility of improving tests of gravitational theories with laser ranging to Mars.Section4addresses the next logical step—interplanetary laser ranging.We discuss the mission proposal for the Laser Astrometric Test of Relativity(LATOR).We present a design for its optical receiver system.Section5 addresses a proposal for new multi-purpose space architecture based on optical communica-tion.We present a preliminary design and discuss implications of this new proposal for tests of fundamental physics.We close with a summary and recommendations.2LLR Contribution to Fundamental PhysicsDuring more than35years of its existence lunar laser ranging has become a critical technique available for precision tests of gravitational theory.The20th century progress in three seem-ingly unrelated areas of human exploration–quantum optics,astronomy,and human spaceexploration,led to the construction of this unique interplanetary instrument to conduct very precise tests of fundamental physics.In this section we will discuss the current state in LLR tests of relativistic gravity and explore what could be possible in the near future.2.1Motivation for Precision Tests of GravityThe nature of gravity is fundamental to our understanding of the structure and evolution of the universe.This importance motivates various precision tests of gravity both in laboratories and in space.Most of the experimental underpinning for theoretical gravitation has come from experiments conducted in the solar system.Einstein’s general theory of relativity(GR)began its empirical success in1915by explaining the anomalous perihelion precession of Mercury’s orbit,using no adjustable theoretical parameters.Eddington’s observations of the gravitational deflection of light during a solar eclipse in1919confirmed the doubling of the deflection angles predicted by GR as compared to Newtonian and Equivalence Principle(EP)arguments.Follow-ing these beginnings,the general theory of relativity has been verified at ever-higher accuracy. Thus,microwave ranging to the Viking landers on Mars yielded an accuracy of∼0.2%from the gravitational time-delay tests of GR[48,44,49,50].Recent spacecraft and planetary mi-crowave radar observations reached an accuracy of∼0.15%[4,5].The astrometric observations of the deflection of quasar positions with respect to the Sun performed with Very-Long Base-line Interferometry(VLBI)improved the accuracy of the tests of gravity to∼0.045%[45,51]. Lunar Laser Ranging(LLR),the continuing legacy of the Apollo program,has provided ver-ification of GR improving an accuracy to∼0.011%via precision measurements of the lunar orbit[62,63,30,31,32,35,24,36,4,68].The recent time-delay experiments with the Cassini spacecraft at a solar conjunction have tested gravity to a remarkable accuracy of0.0023%[8] in measuring deflection of microwaves by solar gravity.Thus,almost ninety years after general relativity was born,Einstein’s theory has survived every test.This rare longevity and the absence of any adjustable parameters,does not mean that this theory is absolutely correct,but it serves to motivate more sensitive tests searching for its expected violation.The solar conjunction experiments with the Cassini spacecraft have dramatically improved the accuracy in the solar system tests of GR[8].The reported accuracy of2.3×10−5in measuring the Eddington parameterγ,opens a new realm for gravitational tests,especially those motivated by the on-going progress in scalar-tensor theories of gravity.1 In particular,scalar-tensor extensions of gravity that are consistent with present cosmological models[15,16,17,18,19,20,39]predict deviations of this parameter from its GR value of unity at levels of10−5to10−7.Furthermore,the continuing inability to unify gravity with the other forces indicates that GR should be violated at some level.The Cassini result together with these theoretical predictions motivate new searches for possible GR violations;they also provide a robust theoretical paradigm and constructive guidance for experiments that would push beyond the present experimental accuracy for parameterized post-Newtonian(PPN)parameters(for details on the PPN formalism see[60]).Thus,in addition to experiments that probe the GR prediction for the curvature of the gravityfield(given by parameterγ),any experiment pushingthe accuracy in measuring the degree of non-linearity of gravity superposition(given by anotherEddington parameterβ)will also be of great interest.This is a powerful motive for tests ofgravitational physics phenomena at improved accuracies.Analyses of laser ranges to the Moon have provided increasingly stringent limits on anyviolation of the Equivalence Principle(EP);they also enabled very accurate measurements fora number of relativistic gravity parameters.2.2LLR History and Scientific BackgroundLLR has a distinguished history[24,9]dating back to the placement of a retroreflector array onthe lunar surface by the Apollo11astronauts.Additional reflectors were left by the Apollo14and Apollo15astronauts,and two French-built reflector arrays were placed on the Moon by theSoviet Luna17and Luna21missions.Figure1shows the weighted RMS residual for each year.Early accuracies using the McDonald Observatory’s2.7m telescope hovered around25cm. Equipment improvements decreased the ranging uncertainty to∼15cm later in the1970s.In1985the2.7m ranging system was replaced with the McDonald Laser Ranging System(MLRS).In the1980s ranges were also received from Haleakala Observatory on the island of Maui in theHawaiian chain and the Observatoire de la Cote d’Azur(OCA)in France.Haleakala ceasedoperations in1990.A sequence of technical improvements decreased the range uncertainty tothe current∼2cm.The2.7m telescope had a greater light gathering capability than thenewer smaller aperture systems,but the newer systemsfired more frequently and had a muchimproved range accuracy.The new systems do not distinguish returning photons against thebright background near full Moon,which the2.7m telescope could do,though there are somemodern eclipse observations.The lasers currently used in the ranging operate at10Hz,with a pulse width of about200 psec;each pulse contains∼1018photons.Under favorable observing conditions a single reflectedphoton is detected once every few seconds.For data processing,the ranges represented by thereturned photons are statistically combined into normal points,each normal point comprisingup to∼100photons.There are15553normal points are collected until March2004.Themeasured round-trip travel times∆t are two way,but in this paper equivalent ranges in lengthunits are c∆t/2.The conversion between time and length(for distance,residuals,and dataaccuracy)uses1nsec=15cm.The ranges of the early1970s had accuracies of approximately25cm.By1976the accuracies of the ranges had improved to about15cm.Accuracies improvedfurther in the mid-1980s;by1987they were4cm,and the present accuracies are∼2cm.One immediate result of lunar ranging was the great improvement in the accuracy of the lunarephemeris[62]and lunar science[67].LLR measures the range from an observatory on the Earth to a retroreflector on the Moon. For the Earth and Moon orbiting the Sun,the scale of relativistic effects is set by the ratio(GM/rc2)≃v2/c2∼10−8.The center-to-center distance of the Moon from the Earth,with mean value385,000km,is variable due to such things as eccentricity,the attraction of the Sun,planets,and the Earth’s bulge,and relativistic corrections.In addition to the lunar orbit,therange from an observatory on the Earth to a retroreflector on the Moon depends on the positionin space of the ranging observatory and the targeted lunar retroreflector.Thus,orientation ofthe rotation axes and the rotation angles of both bodies are important with tidal distortions,plate motion,and relativistic transformations also coming into play.To extract the gravitationalphysics information of interest it is necessary to accurately model a variety of effects[68].For a general review of LLR see[24].A comprehensive paper on tests of gravitationalphysics is[62].A recent test of the EP is in[4]and other GR tests are in[64].An overviewFigure1:Historical accuracy of LLR data from1970to2004.of the LLR gravitational physics tests is given by Nordtvedt[37].Reviews of various tests of relativity,including the contribution by LLR,are given in[58,60].Our recent paper describes the model improvements needed to achieve mm-level accuracy for LLR[66].The most recent LLR results are given in[68].2.3Tests of Relativistic Gravity with LLRLLR offers very accurate laser ranging(weighted rms currently∼2cm or∼5×10−11in frac-tional accuracy)to retroreflectors on the Moon.Analysis of these very precise data contributes to many areas of fundamental and gravitational physics.Thus,these high-precision studies of the Earth-Moon-Sun system provide the most sensitive tests of several key properties of weak-field gravity,including Einstein’s Strong Equivalence Principle(SEP)on which general relativity rests(in fact,LLR is the only current test of the SEP).LLR data yielded the strongest limits to date on variability of the gravitational constant(the way gravity is affected by the expansion of the universe),and the best measurement of the de Sitter precession rate.In this Section we discuss these tests in more details.2.3.1Tests of the Equivalence PrincipleThe Equivalence Principle,the exact correspondence of gravitational and inertial masses,is a central assumption of general relativity and a unique feature of gravitation.EP tests can therefore be viewed in two contexts:tests of the foundations of general relativity,or as searches for new physics.As emphasized by Damour[12,13],almost all extensions to the standard modelof particle physics(with best known extension offered by string theory)generically predict newforces that would show up as apparent violations of the EP.The weak form the EP(the WEP)states that the gravitational properties of strong and electro-weak interactions obey the EP.In this case the relevant test-body differences are their fractional nuclear-binding differences,their neutron-to-proton ratios,their atomic charges,etc. General relativity,as well as other metric theories of gravity,predict that the WEP is exact. However,extensions of the Standard Model of Particle Physics that contain new macroscopic-range quantumfields predict quantum exchange forces that will generically violate the WEP because they couple to generalized‘charges’rather than to mass/energy as does gravity[17,18]. WEP tests can be conducted with laboratory or astronomical bodies,because the relevant differences are in the test-body compositions.Easily the most precise tests of the EP are made by simply comparing the free fall accelerations,a1and a2,of different test bodies.For the case when the self-gravity of the test bodies is negligible and for a uniform external gravityfield, with the bodies at the same distance from the source of the gravity,the expression for the Equivalence Principle takes the most elegant form:∆a= M G M I 2(1)(a1+a2)where M G and M I represent gravitational and inertial masses of each body.The sensitivity of the EP test is determined by the precision of the differential acceleration measurement divided by the degree to which the test bodies differ(position).The strong form of the EP(the SEP)extends the principle to cover the gravitational properties of gravitational energy itself.In other words it is an assumption about the way that gravity begets gravity,i.e.about the non-linear property of gravitation.Although general relativity assumes that the SEP is exact,alternate metric theories of gravity such as those involving scalarfields,and other extensions of gravity theory,typically violate the SEP[30,31, 32,35].For the SEP case,the relevant test body differences are the fractional contributions to their masses by gravitational self-energy.Because of the extreme weakness of gravity,SEP test bodies that differ significantly must have astronomical sizes.Currently the Earth-Moon-Sun system provides the best arena for testing the SEP.The development of the parameterized post-Newtonian formalism[31,56,57],allows one to describe within the common framework the motion of celestial bodies in external gravitational fields within a wide class of metric theories of gravity.Over the last35years,the PPN formalism has become a useful framework for testing the SEP for extended bodies.In that formalism,the ratio of passive gravitational to inertial mass to thefirst order is given by[30,31]:M GMc2 ,(2) whereηis the SEP violation parameter(discussed below),M is the mass of a body and E is its gravitational binding or self-energy:E2Mc2 V B d3x d3yρB(x)ρB(y)EMc2 E=−4.64×10−10andwhere the subscripts E and m denote the Earth and Moon,respectively.The relatively small size bodies used in the laboratory experiments possess a negligible amount of gravitational self-energy and therefore such experiments indicate nothing about the equality of gravitational self-energy contributions to the inertial and passive gravitational masses of the bodies [30].TotesttheSEP onemustutilize planet-sizedextendedbodiesinwhichcase theratioEq.(3)is considerably higher.Dynamics of the three-body Sun-Earth-Moon system in the solar system barycentric inertial frame was used to search for the effect of a possible violation of the Equivalence Principle.In this frame,the quasi-Newtonian acceleration of the Moon (m )with respect to the Earth (E ),a =a m −a E ,is calculated to be:a =−µ∗rM I m µS r SEr 3Sm + M G M I m µS r SEr 3+µS r SEr 3Sm +η E Mc 2 m µS r SEMc 2 E − E n 2−(n −n ′)2n ′2a ′cos[(n −n ′)t +D 0].(8)Here,n denotes the sidereal mean motion of the Moon around the Earth,n ′the sidereal mean motion of the Earth around the Sun,and a ′denotes the radius of the orbit of the Earth around the Sun (assumed circular).The argument D =(n −n ′)t +D 0with near synodic period is the mean longitude of the Moon minus the mean longitude of the Sun and is zero at new Moon.(For a more precise derivation of the lunar range perturbation due to the SEP violation acceleration term in Eq.(6)consult [62].)Any anomalous radial perturbation will be proportional to cos D .Expressed in terms ofη,the radial perturbation in Eq.(8)isδr∼13ηcos D meters [38,21,22].This effect,generalized to all similar three body situations,the“SEP-polarization effect.”LLR investigates the SEP by looking for a displacement of the lunar orbit along the direction to the Sun.The equivalence principle can be split into two parts:the weak equivalence principle tests the sensitivity to composition and the strong equivalence principle checks the dependence on mass.There are laboratory investigations of the weak equivalence principle(at University of Washington)which are about as accurate as LLR[7,1].LLR is the dominant test of the strong equivalence principle.The most accurate test of the SEP violation effect is presently provided by LLR[61,48,23],and also in[24,62,63,4].Recent analysis of LLR data test the EP of∆(M G/M I)EP=(−1.0±1.4)×10−13[68].This result corresponds to a test of the SEP of∆(M G/M I)SEP=(−2.0±2.0)×10−13with the SEP violation parameter η=4β−γ−3found to beη=(4.4±4.5)×10−ing the recent Cassini result for the PPN parameterγ,PPN parameterβis determined at the level ofβ−1=(1.2±1.1)×10−4.2.3.2Other Tests of Gravity with LLRLLR data yielded the strongest limits to date on variability of the gravitational constant(the way gravity is affected by the expansion of the universe),the best measurement of the de Sitter precession rate,and is relied upon to generate accurate astronomical ephemerides.The possibility of a time variation of the gravitational constant,G,wasfirst considered by Dirac in1938on the basis of his large number hypothesis,and later developed by Brans and Dicke in their theory of gravitation(for more details consult[59,60]).Variation might be related to the expansion of the Universe,in which case˙G/G=σH0,where H0is the Hubble constant, andσis a dimensionless parameter whose value depends on both the gravitational constant and the cosmological model considered.Revival of interest in Brans-Dicke-like theories,with a variable G,was partially motivated by the appearance of superstring theories where G is considered to be a dynamical quantity[26].Two limits on a change of G come from LLR and planetary ranging.This is the second most important gravitational physics result that LLR provides.GR does not predict a changing G,but some other theories do,thus testing for this effect is important.The current LLR ˙G/G=(4±9)×10−13yr−1is the most accurate limit published[68].The˙G/G uncertaintyis83times smaller than the inverse age of the universe,t0=13.4Gyr with the value for Hubble constant H0=72km/sec/Mpc from the WMAP data[52].The uncertainty for˙G/G is improving rapidly because its sensitivity depends on the square of the data span.This fact puts LLR,with its more then35years of history,in a clear advantage as opposed to other experiments.LLR has also provided the only accurate determination of the geodetic precession.Ref.[68]reports a test of geodetic precession,which expressed as a relative deviation from GR,is K gp=−0.0019±0.0064.The GP-B satellite should provide improved accuracy over this value, if that mission is successfully completed.LLR also has the capability of determining PPNβandγdirectly from the point-mass orbit perturbations.A future possibility is detection of the solar J2from LLR data combined with the planetary ranging data.Also possible are dark matter tests,looking for any departure from the inverse square law of gravity,and checking for a variation of the speed of light.The accurate LLR data has been able to quickly eliminate several suggested alterations of physical laws.The precisely measured lunar motion is a reality that any proposed laws of attraction and motion must satisfy.The above investigations are important to gravitational physics.The future LLR data will improve the above investigations.Thus,future LLR data of current accuracy would con-tinue to shrink the uncertainty of˙G because of the quadratic dependence on data span.The equivalence principle results would improve more slowly.To make a big improvement in the equivalence principle uncertainty requires improved range accuracy,and that is the motivation for constructing the APOLLO ranging facility in New Mexico.2.4Future LLR Data and APOLLO facilityIt is essential that acquisition of the new LLR data will continue in the future.Accuracies∼2cm are now achieved,and further very useful improvement is expected.Inclusion of improved data into LLR analyses would allow a correspondingly more precise determination of the gravitational physics parameters under study.LLR has remained a viable experiment with fresh results over35years because the data accuracies have improved by an order of magnitude(see Figure1).There are prospects for future LLR station that would provide another order of magnitude improvement.The Apache Point Observatory Lunar Laser-ranging Operation(APOLLO)is a new LLR effort designed to achieve mm range precision and corresponding order-of-magnitude gains in measurements of fundamental physics parameters.For thefirst time in the LLR history,using a3.5m telescope the APOLLO facility will push LLR into a new regime of multiple photon returns with each pulse,enabling millimeter range precision to be achieved[29,66].The anticipated mm-level range accuracy,expected from APOLLO,has a potential to test the EP with a sensitivity approaching10−14.This accuracy would yield sensitivity for parameterβat the level of∼5×10−5and measurements of the relative change in the gravitational constant,˙G/G, would be∼0.1%the inverse age of the universe.The overwhelming advantage APOLLO has over current LLR operations is a3.5m astro-nomical quality telescope at a good site.The site in southern New Mexico offers high altitude (2780m)and very good atmospheric“seeing”and image quality,with a median image resolu-tion of1.1arcseconds.Both the image sharpness and large aperture conspire to deliver more photons onto the lunar retroreflector and receive more of the photons returning from the re-flectors,pared to current operations that receive,on average,fewer than0.01 photons per pulse,APOLLO should be well into the multi-photon regime,with perhaps5–10 return photons per pulse.With this signal rate,APOLLO will be efficient atfinding and track-ing the lunar return,yielding hundreds of times more photons in an observation than current√operations deliver.In addition to the significant reduction in statistical error(useful).These new reflectors on the Moon(and later on Mars)can offer significant navigational accuracy for many space vehicles on their approach to the lunar surface or during theirflight around the Moon,but they also will contribute significantly to fundamental physics research.The future of lunar ranging might take two forms,namely passive retroreflectors and active transponders.The advantages of new installations of passive retroreflector arrays are their long life and simplicity.The disadvantages are the weak returned signal and the spread of the reflected pulse arising from lunar librations(apparent changes in orientation of up to10 degrees).Insofar as the photon timing error budget is dominated by the libration-induced pulse spread—as is the case in modern lunar ranging—the laser and timing system parameters do√not influence the net measurement uncertainty,which simply scales as1/3Laser Ranging to MarsThere are three different experiments that can be done with accurate ranges to Mars:a test of the SEP(similar to LLR),a solar conjunction experiment measuring the deflection of light in the solar gravity,similar to the Cassini experiment,and a search for temporal variation in the gravitational constant G.The Earth-Mars-Sun-Jupiter system allows for a sensitive test of the SEP which is qualitatively different from that provided by LLR[3].Furthermore,the outcome of these ranging experiments has the potential to improve the values of the two relativistic parameters—a combination of PPN parametersη(via test of SEP)and a direct observation of the PPN parameterγ(via Shapiro time delay or solar conjunction experiments).(This is quite different compared to LLR,as the small variation of Shapiro time delay prohibits very accurate independent determination of the parameterγ).The Earth-Mars range would also provide for a very accurate test of˙G/G.This section qualitatively addresses the near-term possibility of laser ranging to Mars and addresses the above three effects.3.1Planetary Test of the SEP with Ranging to MarsEarth-Mars ranging data can provide a useful estimate of the SEP parameterηgiven by Eq.(7). It was demonstrated in[3]that if future Mars missions provide ranging measurements with an accuracy ofσcentimeters,after ten years of ranging the expected accuracy for the SEP parameterηmay be of orderσ×10−6.These ranging measurements will also provide the most accurate determination of the mass of Jupiter,independent of the SEP effect test.It has been observed previously that a measurement of the Sun’s gravitational to inertial mass ratio can be performed using the Sun-Jupiter-Mars or Sun-Jupiter-Earth system[33,47,3]. The question we would like to answer here is how accurately can we do the SEP test given the accurate ranging to Mars?We emphasize that the Sun-Mars-Earth-Jupiter system,though governed basically by the same equations of motion as Sun-Earth-Moon system,is significantly different physically.For a given value of SEP parameterηthe polarization effects on the Earth and Mars orbits are almost two orders of magnitude larger than on the lunar orbit.Below we examine the SEP effect on the Earth-Mars range,which has been measured as part of the Mariner9and Viking missions with ranging accuracy∼7m[48,44,41,43].The main motivation for our analysis is the near-future Mars missions that should yield ranging data, accurate to∼1cm.This accuracy would bring additional capabilities for the precision tests of fundamental and gravitational physics.3.1.1Analytical Background for a Planetary SEP TestThe dynamics of the four-body Sun-Mars-Earth-Jupiter system in the Solar system barycentric inertial frame were considered.The quasi-Newtonian acceleration of the Earth(E)with respect to the Sun(S),a SE=a E−a S,is straightforwardly calculated to be:a SE=−µ∗SE·r SE MI Eb=M,Jµb r bS r3bE + M G M I E b=M,Jµb r bS。
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a rXiv:as tr o-ph/112121v15Dec21Neutron Stars in Supernova Remnants ASP Conference Series,Vol.9999,2002P.O.Slane and B.M.Gaensler,eds.Propeller vs.Magnetar Concepts for SGR/AXPs Richard E.Rothschild,Richard E.Lingenfelter &David Marsden Center for Astrophysics and Space Sciences,University of California San Diego 9500Gilman Dr.,La Jolla,CA 92093-0424Abstract.Two lines of thought exist as to the nature of Soft Gamma-ray Repeaters (SGRs)and Anomalous X-ray Pulsars (AXPs).On the one hand,Duncan &Thompson (1992)and Thompson &Duncan (1995)pro-pose neutron stars with super-critical (>1014G)magnetic fields,which spin-down the stars and power the gamma-ray bursts.On the other hand,several authors (van Paradijs,Taam &van den Heuvel 1995;Chatterjee,Hernquist &Narayan 2000;Alpar 2001;Marsden et al.2001;Menou,Perna &Hernquist 2001)propose neutron stars with typical pulsar mag-netic fields (∼1012G),which are spun-down by magnetospheric “pro-peller”torques from fallback or fossil disks in addition to magnetic dipole radiation.We discuss these two concepts in light of various observations.1.Magnetar &Fallback Accretion Disk Concepts Magnetars,defined to be neutron stars possessing dipole magnetic fields in ex-cess of the quantum critical value of 4.4×1013Gauss,constitute a proposed class distinct from radio and x-ray pulsars,in which magnetic energy,rather than rotational energy,plays the dominant role in powering emissions.The strong magnetic dipole radiation (MDR)would spin-down magnetars quite rapidly leav-ing them with spin periods of a few seconds after ∼103years.Repetitive soft gamma-ray bursts are interpreted as due to crust cracking events in the neutron star surface,whereas the super busts seen from SGR0525-66and SGR1900+14would result from sudden large-scale magnetic reconnection.Problems replicat-ing the estimated ages of SGR/AXPs in this model have led to modeling extra sources of torque on the system,but with the magnetic energy remaining as the dominant power source (Kouveliotou et al.1999).Alternatively,the rapid spindown rates,young ages inferred from the SNR ages,long spin periods clustered around 5-10s,and ∼1035erg/s x-ray luminosi-ties for SGR/AXPs can all be explained by models involving the propeller effect on inflowing material as the dominant spindown torque.This material comes from a small accretion disk formed around the neutron star very early in its life.Such a disk can form in several ways:from the inner most ejecta material falling back within a few hours of the initial supernova explosion (Michel 1988;Chatterjee et al 2000);from the reversal of slower-moving inner ejecta by the Sedov phase reverse shock relatively soon after the blast wave hits the progenitor winds (Truelove &McKee 1999);or from high velocity neutron stars capturing comoving ejecta (van Paradijs et al.1995).Only a very small fraction of the12Rothschild,Lingenfelter&Marsdenejecta is needed to form a fossil disk of10−6M⊙which is all that is required to explain the spindown of SGR/AXPs via the propeller mechanism.In this model,the exceedingly rapid spindown causes crust cracking and subduction to provide both the energy and mechanism for the very energetic bursts.2.Observational ConstraintsObservations of SGRs and AXPs have revealed many of the characteristics of these objects that must be explained by a successful theory(Rothschild,Marsden &Lingenfelter2002).Additionally,the theory must predict or be consistent with ideas of the histories of such objects,such as conditions surrounding their birth and their galactic inventory.Table1gives a list of constraints and whether or not they are explained by either of the two concepts for SGR/AXPs.We discuss each of these constraints below.Table1.Observational ConstraintsConstraint Value Magnetars DisksA basic property of AXP/SGRs is their narrow range of spin periods from 5to10s.Such a clustering is a natural result of the equilibrium period reached by the propeller effect in low luminosity accretion disks around neutron stars with the pulsar distribution of magneticfields,but is not consistent with the magnetars,which should show a much wider range of values,even withfield decay.Another basic property of the AXP/SGRs is their measured spin-down rates and periods,which give MDR spin-down ages(P/2˙P)expected in the magnetar model that are much shorter and not consistent with the ages of the associated supernova remnants.Therefore,another source of torque on the neutron star must be present in the magnetar model.Addition of propeller driven spin-down can give ages that are quite consistent with the associated supernova remnants. The original magnetar model has been modified to include a torque component from a relativistic wind in order to correct age predictions.But such a wind must have nearly a100%efficiency for x-ray production,to be consistent with the quiescentflux and still require super-critical magneticfields.Rothschild, Marsden&Lingenfelter(2000)have shown that an x-ray production efficiencyPropeller vs.Magnetar Concepts for SGR/AXPs3 of a few percent or less for the wind implies sub-criticalfields consistent with typical pulsar values.The measured P s and˙P s of the SGRs together with their ages also give braking indices which are significantly different than the value of 3,predicted for MDR alone,but are quit consistent with that expected from propeller driven spin-down.The timing noise in AXP/SGRs is much larger than that found in radio pulsars from MDR,although additional mechanisms have been proposed by Thompson et al.(2000)that might account for such noise for magnetars.The timing noise is comparable to that seen in accreting binary x-ray pulsars(Woods et al.2000),as would also be expected from variable accretion in the propeller model.Most,if not all,of the AXP/SGRs are associated with known supernova remnants to a high degree of statistical significance(Marsden et al.2001;see Gaensler et al.2001for a contrary opinion).One can use these SNRs to probe the density of the environment in which the AXP/SGRs were born.While 80-90%of neutron star-producing core-collapse SNae occur in the hot tenuous medium of superbubbles,the SNae associated with AXPs and SGRs show the opposite tendency,i.e.,>80%occur in the denser ISM.Such higher densities will confine the massive progenitor winds much closer to the star and these will decelerate the blast wave much more rapidly and initiate the reverse shock in the remnant(Truelove&McKee1999).This can create the fallback disks to spin-down the neutron star to the narrow,5-10s period range.Thus,the fallback disk accretion model naturally explains high ISM density at the birth sites.Nothing in the magnetar model requires,or explains why the ambient density need be any different than that for neutron stars in general.The dense ISM accretion models predict that a dozen AXP/SGRs have been formed in the last20kyrs,assuming20%as the fraction of new neutron stars born in dense ISM,10%for the fraction of massive,rapidly evolving progenitors that experience mass loss sufficient to form a pushback disk in dense ISM envi-ronments(Marsden et al.2001),and a SNae rate of1/40yr−1over the last20 kyr.Thus,the fallback disk scenario can successfully predict the numbers seen. The magnetar model provides no such estimate.High sensitivity optical observations of particular SGR/AXPs have set strong limits on the size of accretion disks assuming the standard disk model(e.g.Ka-plan et al.2001;Hulleman et al.2000).However,Menou et al.(2001)have modeled the dusty,metal-rich disks expected from supernova fallback and they find that these upper limits are consistent with such disks.Observations in the infrared are required to test for the presence of such disks that will cool by very different means than the standard hydrogen/helium alpha disks.The total energy of SGR bursts amount to about1044ergs for the rare super bursts and about1041ergs for the weaker more frequent bursts.In the propeller model,it is proposed that the rapid spin down of the star creates dy-namical stresses within the crust to produce frequent crustal quakes that provide the energy for the weaker bursts,while rarer,much stronger quakes from com-pressive phase changes in subducted crust can provide the energy for the super bursts.Vibrations excited by these quakes will be transmitted into magneto-spheric Alv`e n waves which accelerate particles,producing the x-ray/gamma-ray emission.In the magnetar model,it is proposed that the weaker frequent bursts4Rothschild,Lingenfelter&Marsdenare also caused by quakes,but ones resulting from crustal cracking produced by magnetarfields.The rarer super bursts come from magnetic reconnection.The short durations,typically about0.2s,of most of the weaker bursts,as well as the impulsive phase of the super bursts,have been attributed to either the gravitational radiation damping time of neutron star vibrations(Ramaty, Bussard&Lingenfelter1980)which provide an extended energy source in sub-criticalfield models,or the storage time for energy in the neutron star crust (Blaes et al.1989)for a much briefer energy input in the magnetar model. Assuming nearly instantaneous injection of all of the super burst energy into a pair plasma in the magnetar model,a superstrong magneticfield would be required in order to contain that energy.In subcriticalfield models,where the both the spectral hardness and luminosity of super bursts can be explained (Ramaty et al.1981;Lindblom&Detweiler1983)by synchrotron emission in ∼1012Gfields,most of the energy is stored in the neutron star vibrational modes so that the energy in the radiating pair plasma can easily be confined by the∼1012Gfield.The spin-down rate of SGR1900+14measured after the super burst on August27,2000,increased by a factor of2over that prior to the burst.Such an increase would imply an increase in magneticfield energy in a magnetar,which is just the opposite of what would be expected if the burst were powered by magnetic reconnection which should reduce thefield.For the propeller model, assuming a“standard”hydrogen disk,Thompson et al.(2000)suggested that the burst would have disrupted the inner portions of an accretion disk,reducing spin-down.But a thin,high metallicity fallback disk could easily survive the burst,because the total energy deposited in the disk would be much less than its gravitational binding energy,and heating of the inner edge of the disk can temporarily increase the propeller torques,as is observed.3.ConclusionsThe success of the accretion models is that they require only the well-studied properties of neutron stars and supernovae,and they can be applied beyond AXP/SGRs to clarify contradictions in interpretations of other neutron stars. These models predict the non-bursting attributes—luminosity,spin period, spin-down rate—as well as the low number seen in the Galaxy.Spin-down driven quakes can also power both the repetitive bursting and the super bursts, and the durations of these bursts are consistent with postquake vibrational damping times.Direct observations of the disks,however,are needed to es-tablish their existence.The magnetar model with relativistic winds can also explain both the per-sistent and bursting x-and gamma-ray emission from SGRs,and the spin-down of both the SGRs and AXPs,if the wind x-ray emission efficiency is near100%. 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