PE投资协议条款样本(NVCA中英文对照版)

编号：_______________本资料为word版本，可以直接编辑和打印，感谢您的下载PE投资协议条款样本(NVCA中英文对照版)甲方：___________________乙方：___________________日期：___________________交割日：投资人：融资金额：每股价格：融资前估价：资本结构表：当公司接受此条款活单且交割条件完备时即尽快交割（“交割”）。

（若需要多次交割，请与此写明。

）投资人1:[]股([]% ) , $[]投资人2:[] 股（[]% ） , $[][以及投资人和公司一致同意的其他役资人]$[],[含由过渡贷款转换的本金及利息$[] 1$[ ]每股（以下文所列公司资本结构表为依据）（“原始购买价”）原始购买价以充分稀释融资前估价 $[]和融资后估价$[]为基础计算（含充分稀释的融资后资本中员工股预留[]%）交割前后公司资本结构表诘见附件一Closing Date:Investors:As soon as practicable following the Companyacceptance of this Term Sheet and satisfaction ofthe Conditions to Closing (the Closing').[provide for multiple closings if applicable]Investor No. 1: [ ] shares ([__]%),$[ ]Investor No. 2: [ ] shares ([__]%),$[ ][as well other investors mutually agreed upon byInvestors and the Company]Amount Raised: $[], [including $[ ] from theconversion of principal [and interest] on bridgenotes].1Price Per Share: $[] per share (based on the capitalization of theCompany set forth below) (the Original PurchasePric6').Pre-Money The Original Purchase Price is based upon a Valuation:fully-diluted pre-money valuation of $[]and a fully-diluted post-money valuation of $[](including an employee pool representing []% of thefully-diluted postmoney capitalization).Capitalization: The Company" s capital structure before and after Modify this provision to account for staged investments or investments dependent on the achievement of milestones by the Company.the Closing is set forth as Exhibit A.公司章程2股息分配：［可选方案1:当普通股分配股息时，A系优关股按视为转换成普通股参与分配］［可选方案2:经董事会宣布，A系优先股以每股$ ［］分配Dividends: [Alternative 1: Dividends will be paid on theSeries A Preferred on an as-converted basiswhen, as, and if paid on the Common Stock][Alternative 2: Non-cumulative dividends will bepaid on the Series A Preferred in an amountequal to $[] per share of Series A PreferredCHARTER 2when and if declared by the Board.] [Alternative 3: The Series APreferred will carry an annual [ ]% cumulative dividend [compounded annually], payable upon a liquidation or redemption. For any other dividends or distributions, participation with Common Stock on an as-converted basis 3]In some cases, accrued and unpaid dividends are payable on conversion as well as upon a liquidation event. Most typically, however, dividends are not paid if thepreferred is converted. Another alternative is to give the Company the option to pay accrued and unpaid dividends in cash or in common shares valued at fair market value. The latter are referred to as -in-kind) divideiKls. (payment非累积性股息］［可选方案3: A 系优先股按年利率 ［］%分配累积性股息［按年度计算复利］,丁公司活算或赎回股份时可分 配。

其他股息或分红，按视为转换成 普通股参与普通股分配］。

3[Alternative 1 (non-participating Preferred Stock): First pay [one] times the OriginalPurchase Price [plus accrued dividends] [plus declared and unpaid dividends] on each share of Series A Preferred. The balance of any proceeds shall be distributed to holders of Common Stock.][Alternative 2 (full participating Preferred Stock): First pay [one] times the OriginalPurchase Price [plus accrued dividends] [plus declared and unpaid dividends] on each share of Series A Preferred. Thereafter, the Series A Preferred participates with the Common Stock on an as-converted basis.][Alternative 3 (cap on Preferred Stock participation rights): First pay [one] times the Original Purchase Price [plus accrued dividends] [plus declared and unpaid dividends] on each share of Series A Preferred. Thereafter, Series A Preferred participates with Common Stock on an as-converted basis until the holders of Series A Preferred receive an aggregate of [ ] timesthe Original Purchase Price.]A merger or consolidation (other than one in which stockholders of the Company own a majority by voting power of the outstanding shares of the surviving or acquiring corporation) and a sale, lease, transfer or other disposition of活算优先受偿权: 公司如因任何原因活算、解散或停业 活理过程，公司收益将作如下分配:LiquidationPreference:In the event of any liquidation, dissolution or winding up of the Company, the proceeds shall be paid as follows:［可选方案1 （优先股不参与分配）: 首先，每股A 系优先股按［―］倍原始购 买价［加累计股息北加已宣布但未付股 息］分配。

其余分配给普通股股东］［可选方案2 （优先股充分参与分 配）：首先，每股A 系优先股按［一］倍 原始购买价［加累计股息］［加已宣布未 付股息］分配。

然后优先股按视为转 换成普通股参与普通股分配］［可选方案3 （优先股限制参与分 配）：首先，每股A 系优先股按［一］倍 原始购买价［加累计股息］［加已宣布未 付股息］分配。

然后优先股按视为转 换成普通股参与普通股分配，直至A 系优先股股东获得总计［］倍于原始 购买价的分酣］表决权：公司的兼并或合并（公司原股东拥有存续公司或收购公司的发行在外股票过半数表决权的情形除外）, 以及公司出售、租赁、转让或以其他方式处置公司全部或大部分资产的行为,应当视为公司清算事项（视为活算事M）,并导致上述活算优先权得以产生［除非［］%的A系优先股股东投票反对这种处理］。

除下列情形外，A系优先股股东在视为转换成普通股的基础上与普通股股东一起表决，而不能作为独立表决团体：（i）A系优先股股东作为一个团体有权选举［］名董事会成员（A系董里）；（ii）出现如下文所示“保护性条款” 之情况；（iii ）法律另有的其他规定。