胡壮麟《语言学教程》第四版笔记
语言学教程胡壮麟(第四版) 第3章
Chapter 3 From Morpheme to Phrase第一部分The formation of word——Morpheme词的构成1. Morpheme 词素的定义Morpheme is the smallest meaningful unit of language in regard to the relationship between sounding and meaning, a unit that cannot be divided into further smaller units without destroying or drastically altering the meaning, such as boy and –s in boys, check and –ing in checking. And the systematic study of morpheme is a branch of linguistics called morphology2. Types of morphemes 词素的种类①Free morpheme and bound morpheme 自由词素和黏着词素Free morphemes: Those that may occur alone, that is, those which may make up words by themselves, are free morphemes, such as Dog, nation.Bound morphemes: Those that cannot occur alone. They must appear with at least one different morpheme, are called bound morphemes, for example, the word distempered has three morphemes, namely, dis-, temper, and –ed, of which temper is a free morpheme, dis- and –ed are two bound morphemes.②Root, affix and stem 词根、词缀和词干A root is the base form of a word that cannot be further analyzed without destroying its meaning. That is to say, it is that part of the word that remains when all the affixes are removed. For example, in the word internationalism, after the removal of inter-, -al and -ism, what is left is the root nation. Therefore, all words contain a root morpheme.A root may be free or bound. First, free root morphemes are those that can stand by themselves and are the base forms of words, such as black in black, blackbird, blackboard, blacksmith. A language may contain many morphemes of this type. Second, there are relatively a few bound root morphemes in English, such as -ceive in receive, perceive and conceive: -mit in remit, permit, commit and submit: -tain in retain, contain and maintain, among many othersA few English roots may have both free and bound variants. E.g. the word sleep is a free root morpheme, whereas slep- in the past tense form slept cannot exist by itself, and therefore bound.An affix is the collective term for the type of morpheme that can be used only when added to another morpheme. They are classified into three subtypes, namely, prefix, infix, and suffix. Prefix such as para-, mini- in paragraph and miniskirt; Infix such as –ize, -tion in colonize and revolution; Suffix such as –ee- in feet (vs. foot).A stem is any morpheme or combination of morphemes to which an inflectional affix can be added, so both friend- in friends and friendship- in friendships are stems. The former shows that a stem may be the same as a root, whereas the latter shows that a stem may contain a root and one, or more than one, derivational affix.③Inflectional affix and derivational affix 屈折词缀和派生词缀Inflection is the manifestation of grammatical relationships through the addition of inflectional affixes, such as number, person, finiteness, aspect, and case, which don’t change the grammatical class of the stems to which they are attached.The distinction between inflectional affixes and derivational affixes is sometimes known as a distinction between inflectional morphemes and derivational morphemes. We can tell the difference between them with the following ways:1)First, inflectional affixes are generally less productive than derivational affixes. They often add a minute or delicate grammatical function to the stem, such as toys, walks, John’s. Therefore, they serve to produce different forms of a single lexical item. However, derivational affixes are very productive in making new words. For example, cite, citation, cital. So derivational affixes often change the lexical meaning.2)Second, inflectional affixes don’t change the word class of the word they attach to, such as flower, flowers, whereas derivational affixes might or might not, such as the relation between small and smallness for the former, and that between brother and brotherhood for the latter.3)Third, that whether one should add inflectional affixes or not depends very often on other factors within the phrase or sentence at stake. For example, the choice of likes in “The boy likes to navigate on the Internet.” is determined by the subject the boy in the sentence. However, derivational affixes are more often based onsimple meaning distinctions. For example, the choice of clever and cleverness depends on whether we want to talk about the property “clever” or we want to talk about “the state of being clever”.4)Fourth, in English, most inflectional affixes are suffixes, which are always word final. E.g. drums, walks, Mary’s. But derivational affixes can be either prefixes, suffixes, or both at the same time. E.g. depart, teacher, international.3. Allomorph and morphological change 变体①allomorph 词素变体An allomorph is the alternate shapes of the same morpheme. Words such as illogical, imbalance, irregular and inactive share a common morpheme in-. In other words, il-, im-, and ir- are exceptionally the variation forms of one morpheme in-. These variation forms are called Allomorphs, i.e. allomorphs of the same morpheme owing to the influence of the sounds to which it attaches.②morphological change 形态变化Morphological change takes the form of inflectional changes in affixes.第二部分Word 词1. word 词和词项的定义Word is a typical grammatical unit between Morpheme and Word Group, such as boy, check, write, and fat. Lexical items refer to the cases when a word appears in different forms, such as boy and boys, or check, checks, checked, and checking. So Word is a general, covering term (boy and boys are one word) and Lexical Item a specific term (boy and boys are two lexical items).2. Three characteristics of word 词的三个特性①Stability 稳定性Words, concerning their internal structures, are the most stable of all linguistic units, Generally speaking, it is hard for one to re-arrange the internal structure of a complex word into a different order. For example, the word chairman cannot be re-arranged as * manchair, the latter being an unacceptable word in English.②Relative uninterruptibility 相对连续性Uninterruptibility means that new elements should not be inserted into a word, even when there are several parts in it. For example, nothing should be inserted in between the three parts of the word disappointment: dis + appoint + ment.③ A minimum free form 最小的自由形式Leonard Bloomfield advocated treating sentence as “the maximum free form” while word as “the minimum free form”. Word is the smallest unit that can be used, by itself, as a complete utterance. For example, Is Jane coming tomorrow? Possibly.3. Classification of words 词的种类①Variable and invariable words 可变词与不变词V ariable words have inflective changes. That is, the same word may have different grammatical forms but part of the word remains relatively constant. E.g. follow – follows – following – followed.Invariable words refer to those such as since, when, seldom, hello. They don’t have inflective endings.②Grammatical words and lexical words 语法词（功能词）和词汇词（实义词）Grammatical words（function words）:Those that mainly work for constructing group, phrase, clause, clause complex, or even text are grammatical words, such as conjunctions, prepositions, articles and pronouns. Lexical words（content words）:Those that mainly work for referring to substance, action and quality, such as nouns, verbs, adjectives and adverbs, are lexical words.③Closed-class words and open-class words 封闭类词和开放类词Closed-class word: A word that belongs to the Closed-class is one whose membership is fixed or limited, such as pronouns, prepositions, conjunctions, articles, and others.Open-class word: the Open-class is one whose membership is in principle infinite or unlimited. When new ideas, inventions or discoveries emerge, new members are continually and constantly added to the lexical system of a language.④Word class（part of speech）词类This is close to the notion of parts of speech in traditional grammar.Nine word classes were established: they were noun, verb, adjective, adverb, conjunction, preposition, article, pronoun, and interjection.Today, a few more word classes have been introduced into grammer.i. Particles助词Particles include at least the infinitive marker “to” , the negative marker “not”, and the subordinate units in phrasal verbs, such as “get by”, “do up”, “look back”.ii. Auxiliaries助动词Auxiliaries used to be regarded as verbs. Because of their unique properties, which one could hardly expect of a verb, linguists today tend to define them as a separate word class.iii. Pro-form代词形式The items in a sentence which substitute for other items or constructions are called Pro-forms. For example, in the following conversation, so replaces that I can come.A: I hope you can come.B: I hope so.iv. Determiners限定词Determiners refer to those words that are used before the noun acting as head of a noun group, and that determine the kind of reference the nominal group has.第三部分Word formation 词汇构成1. Word formation（1）：From Morpheme to Word 从词素到词(1) The inflectional way of formationInflection indicates grammatical relations by adding inflectional affixes, such as number, person, finiteness, aspect and case, which don’t change the grammatical class of the stems to which they are attached. For example, Table/tables.(2) The derivational way of formationDerivation, in its restricted sense, refers to the process of how new words are formed. It can be further divided into two sub-types: the derivational type (derivation) and the compositional type (compound).①Derivation派生Derivation shows a relationship between roots and affixes. In contrast to inflections, derivations can make the word class of the original word either changed or unchanged.E.g. Changed: delight+ful=delightful; unchanged: non+smoker= nonsmoker②Compound合成Compounds refer to those words that consist of more than one lexical morpheme, or the way to join two separate words to produce a single form, such as sunrise, cloakroom, railway. It can be divided into two types:(1) Invention 发明法Technological and economic activities are the most important and dynamic in modern human life, many new lexical items come directly from them, such as Coke, nylon.(2) Blending 混成法Blending is a relatively complex form of compounding, in which two words are blended by joining together the initial part of the first word and the final part of the second word, or by only joining the initial parts of the two words. For example, smoke+ fog →smog; breakfast + lunch →brunch.(3) Abbreviation / Clipping 缩写法/截断法A new word is created by cutting the initial part or the final part or cutting both the initial and the final parts of the original words. E. g. telephone→phone; fanatic→fan; influenza→flu.(4) Acronym 首字母缩略词Acronym is made up from the first letters of the name of an organization, which has a heavily modified headword. E. g. WTO→World Trade Organization(5) Back-formation 逆构词法Back-formation refers to an abnormal type of word-formation where a shorter word is derived by deleting an imagined affix from a longer form already in the language. E. g. editor→edit(6) Analogical creation 类推构词法The principle of analogical creation can account for the co-existence of two forms, regular and irregular, in the combination of some English verbs. E. g. work →wrought →worked.(7) Class shift 词性变换By shifting word class one can change the meaning of a word from a concrete entity or notion to a process or attribution. This process of word formation is also known as zero-derivation, or conversion. E. g. Engineer(v/n)(8) Borrowing 借用English in its development has managed to widen its vocabulary by borrowing words from other languages, such as Greek, French, Spanish and other languages have all played an active role in this process. There are four types of borrowing:①Loanwords（全部借词）：a process in which both form and meaning are borrowed with only a slight change.E. g. coup d’ état , tea , 秀，脱口秀②Loanblend（混合借词）：a process in which part of the form is native and the rest has been borrowed, but the meaning is fully borrowed. E. g. Chinatown 吉普车③Loanshift（转移借词）：a process in which the meaning is borrowed, but the form is native. E. g. artificial satellite from the Russian S putnik.④Loan translation（翻译借词）：a special type of borrowing, in which each morpheme or word is translated in the equivalent morpheme or word in another language, also called Calque. E. g. black humor (humour noir), found object (objet trouve).第四部分Word group and phrase 词组和短语Word group is a group of words, it is an expansion of a word.Phrase is a contraction of a clause nominal group, such as Verbal group, Adverbial group, preposition group.。
胡壮麟《语言学教程》(第3、4版)笔记和考研真题详解(1-6章)【圣才出品】
第1章语言学导论1.1复习笔记本章要点：1.The definition and the design features of language语言的定义与特征2.The origin and the function of language语言的起源和功能3.Main branches of linguistics study语言学研究的范围和内容4.Important distinctions in Linguistics语言学的一些重要区分本章考点：1.有关语言的常考考点语言的定义；语言的基本特征(任意性、二重性、多产性、移位性、文化传递和互换性)；语言的功能(提供信息、人际交往、施为、表达情感、寒暄、娱乐、元语言)；语言的起源(神授说，人造说(“汪汪”，“噗噗”，“哟-嘿-吼”理论)，进化说)等。
2.有关语言学的常考考点(1)语言学的定义，现代语言学与传统语法学研究的三个显著区别。
(2)语言学研究的四个原则及其简要说明。
语言学中几组重要区别，每组两个概念的含义、区分及其意义。
(3)普通语言学的主要分支学科及各自的研究范畴。
(4)宏观语言学及应用语言学的主要分支及各自的研究范畴。
本章内容索引：I.Definition of languageII.Design features of language1.Arbitrariness2.Duality3.Creativity4.Displacement5.Cultural Transmission6.InterchangeabilityIII.Origin of language1.The Biblical account2.The bow-wow theory3.The pooh-pooh theory4.The yo-he-ho theory5.The evolution theoryIV.Functions of languagermative function2.Interpersonal function3.Performative function4.Emotive function5.Phatic function6.Recreational function7.Metalingual functionV.Definition of linguisticsVI.Branches of linguistics1.Microlinguistics2.MacrolinguisticsVII.Important concepts and their distinctions1.Descriptive vs.Prescriptive2.Synchronic vs.Diachronicngue vs.Parolepetence vs.Performance5.Etic vs.Emic6.Traditional Grammar vs.Modern Grammar7.Linguistic Potential vs.Actual Linguistic BehaviorI.The definition of language(语言的定义)Language is a system of arbitrary vocal symbols used for human communication.This definition has revealed five essential factors of language:systematic,arbitrary,vocal,symbolic语言是人类以口头交流的任意的符号系统。
语言学教程胡壮麟（第四版）第5章
语言学教程胡壮麟（第四版）第5章Chapter 5 Meaning第一部分Meanings of “meaning”一、The Study of Meaning：1. Meaning:refers to what a language expresses about the world we live in or any possible or imaginary world.2. Connotation: opposite to denotation, means the properties of the entity a word denotes. For example, the connotation of human is "biped", "featherless", and "rational", etc.3. Denotation: involves the relationship between a linguistic unit and the non-linguistic entity it refers to. So it is equivalent to referential meaning. For example, the denotation of human is any person such as John and Mary.二、Seven types of meaning (Recognized by Leech) 三大类七种论述1.Conceptual meaning:Logical, cognitive, or denotative content of language. It is the essential part of language and similar to literal meaning.E.g. What's this? It's a … (desk, boy, dog…). When you answer this question, you are expressing the conceptual meaning of language.Associative meaning: same in conceptual meaning but different in implication.2.Connotative meaning:What is communicated by virtue of what language refers to.E.g. “mother” implies love, “blue” implies depressed.3.Social meaning:What is communicated of the social circumstances of language use. It mainly involves dialect and status.E.g. Different style of words like horse and pony imply different social circumstances of language use.4.Affective meaning:What is communicated of the feelings and attitudes of the speaker/ writer. It involves the choice of commendatory or derogatory meanings of words.E.g. The difference between statesman and politician is connotative because the former is commendatory and the latter is derogatory .5.Reflected meaning:What is communicated through association with another sense of the same expression.E.g. Click the mouse twice. (Mouse may remind you of either the part of a computer or a kind of animal who is clicked twice by Tom in the cartoon Tom and Jerry.)6.Collocative meaning:What is communicated through association with words which tend to occur in the environment of another word.E.g. Different meanings of paper are expressed in its collocation with "exam, white and daily"7.Thematic meaning:What is communicated by the way in which the message is organized in terms of order and emphasis.E.g. I hit a dog. A dog was hit by me.1第二部分Referential theory1.The referential theory:The theory of meaning which relates the meaning of a word to the thing it refers to, or stands for, is known as the referential theory. We explain the meaning of a word by pointing to thething it refers to.E.g. proper nouns and definite noun phrases.Problem with this theory: the meaning of desk:When we explain the meaning of desk by pointing to the t hing it refers to, we don’t mean a desk must be of the particular size, shape, color and material as the desk we are pointing to at the moment of speaking. We are using this particular desk as an example of something more general.2.Semantic triangle:A th eory which employs the notion “concept”. Ogden and Richards presented the classic “Semantic Triangle”. They argue that the relation between a word and a thing it refers to is not direct. It is mediated by the concept. In a diagram form, the relation can be showed as follows:conceptword thingAnd something is abstract, which has no existence in the material world and can only be sensed in our minds. This abstract thing is usually called concept.3.Sense and referenceSense and reference are two sides of meaning. Although they are different, they are closely to each other.1. Sense is concerned with the inherent meaning of the linguistic form. It is the collection of all the features of the linguistic form; it is abstract and de-contextualized. Sense refers to the main features, the defining properties an entity has.2. Reference means what a linguistic form refers to in the real, physical world; it deals with the relationship between the linguistic element and the non-linguistic world of experience.E.g. The sense of desk: a piece of furniture with a flap top andfour legs, at which one reads and writes. Sense is equivalent to concept. The concept of desk may also be called the sense of desk. The concrete entities a particular desk in the world is reference.3. The distinction between sense and reference:① It is comparable between connotation and denotation. The former refers to the abstract properties of an entity, while the latter refers to the concrete entities having these properties.① Every word has a sense, or we will not be able to use it or understand it. But not every word has a reference. Grammatical words like but, if, and don’t refer to anything. Words like God, ghost, and dragon refer to imaginary things, which don’t exist in reality. Abs tract words like love don’t have a concrete entities in the world.① Words are in different sense relations with each other. Sense may be defined as the semantic relations between one word and another, or more generally between one linguistic unit and another. In contrast, reference is concerned with the relation between a word and the thing it refers to, or more generally between a linguistic unit and a non-linguistic entity it refers to.第三部分sense RelationsThere are three kinds of sense relations, namely, sameness relation, oppositeness relation and inclusiveness relation.1. Synonymy 同义关系Synonymy is the technical name for the sameness relation. Synonymy refers to the sameness or close similarity of meaning.e.g. buy and purchase. Synonym refers to the words that are closed in meaning.But total synonymy is rare. It can be divided into two sub-types: absolute synonymy (they are identical in meaning.) andrelative synonymy (they are similar in meaning.).The so-called synonymy are all context dependent. E.g.Little Tom ____ a toy bear. (buy/ purchase)1) dialectal synonyms: synonyms used in different regional dialects.There are dialectal differences.E.g. Autumn is British while fall is America.2) stylistic synonyms: they may differ in style.E. g. kid, child, offspring; start, begin, commence.3) synonyms that differ in their emotive or evaluative meaning.E. g. thrifty-economical-stingy4)collocational synonyms:E. g. accuse…of, charge…with.5) semantic synonyms:E. g. amaze, surprise.2. Antonymy 反义关系Antonymy is the name for oppositeness relation. There are three sub-types: gradable, complementary, and converse antonymy.1) Gradable antonymyGradable antonymy is the commonest type of antonymy. There are often intermediate forms between the two members of a pair. They are mainly adjectives, e.g. good / bad, big / small, etc. They have three characteristics:First, they are gradable. That is, the members of a pair differ in terms of degree. E.g. big, medium, small.Second, antonymy of this kind are graded against different norms. E.g. big dog, small dog; big cat, small cat.Third, one member of a pair, usually the term for the higher degree, serves as the cover term. E.g. old covers young, highcovers low.2) Complementary antonymyThe members of a pair in complementary antonymy are complementary to each other. Not only the assertion of one means the denial of the other, the denial of one also means the assertion of the other.E.g. alive / dead, boy / girl, etc.There is no intermediate forms between the two. The adjectives of this kind can’t be modified by very, and they don’t have comparative or superlative degrees either. The norm in this type is absolute, and there is no cover term for the two members of a pair.3) Converse antonymyConverse antonyms are also called relational opposites. This is a special type of antonymy, because the members of a pair don’t constitute a positive-negative opposition. They show the reversal of a relationship between two entities, e.g. buy / sell. The comparative degrees like bigger: smaller, longer: shorter.3. Hyponymy 上下义关系The sense relation between a more general, more inclusive word and a more specific word. Inclusiveness意义内包关系: Superordinate: the word which is more general in meaning.Hyponyms: the word which is more specific in meaning.Co-hyponyms: hyponyms of the same superordinate.Hyponymy involves us in the notion of meaning inclusion. It is a matter of class membership. That is, when x is a kind of y, the lower term x is the hyponym, and the upper term y is the superordinate. E.g. under flower, there are peony, tulip, violet, rose, etc., flower is the superordinate of rose, peony, etc., peony is the hyponym of flower, and peony, tulip, violet, rose, etc. areco-hyponyms.4. Polysemy 多义现象Polysemy means the same one word may have more than one meaning. A word having more than one meaning is called a polysemic word. Historically polysemy can be understood as the growth and development or change in the meaning of words.E.g. “table” may mean a piece of furniture, all the people seated at a table, or the food that is put on a table, etc.5. Homonymy 同音异义Homonymy means different in meaning but either identical both in sound and spelling or identical only in sound or spelling. There are three kinds of homonyms:①Full hom onyms: words identical both in sound and spelling, but different in meaning.E.g. bear (n. a kind of animal), bear(v. to give birth to a baby)②Homophones: words identical only in sound but different in spelling and meaning.E.g. dear (a loved person), deer (a kind of animal)③Homographs: words identical only in spelling but different in sound and meaning.E.g. tear (n.), tear (v.)6. Sense relations between sentences 句子之间的涵义关系1) X is synonymous with Y X与Y同义X: The boy killed the cat.Y: The cat was killed by the boy.If X is true, Y is true; if X is false, Y is false.2) X is inconsistent with Y X与Y不一致X: He is single.Y: He has a wife.If X is true, Y is false; if X is false, Y is true.3) X entails Y X 蕴含在Y里X: Marry has been to Beijing.Y: Marry has been to China.Entailment is a relation of inclusion. If X entails Y, then the meaning of X is included in Y.If X is true, Y is necessarily true; if X is false, Y may be false.4) X presupposes Y X预设YX: His bike needs repairing.Y: He has a bike.If X is true, Y must be true; If X is false, Y is still true.5) X is a contradiction X是矛盾的* My unmarried sister is married to a bachelor.6) X is semantically anomalous X是异常的* The man is pregnant.第四部分Componential analysisSemantic components: the meaning of a word is not an unanalysable whole. It is a way to analyze lexical meaning. The approach is based on the belief that the meaning of a word can be dissected into meaning components, called semantic features.It may be seen as a complex of different semantic features. There are semantic units smaller than the meaning of a word. For example, the meaning of the word boy may be analysed into three components: HUMAN, YOUNG and MALE.优：①By showing the semantic components of a word in this way, we may better account for sense relations. Two words, or two expressions, which have the same semantic components will be synonymous with each other. For example, bachelor and unmarried man.②And these semantic components will also explain sense relations between sentences.弊：①O ne difficulty is that many words are polysemous. They have more than one meaning, consequently they will have different sets of semantic components.②Some semantic components are seen as binary taxonomies.③There may be words whose semantic components are difficult to ascertain.第五部分Sentence meaning一、Sentence meaning 句子意义The meaning of a sentence is obviously related to the meanings of the words used in it, but it is also obvious that the sentence meaning is not simply the sum total of the words. Sentences using the same words may mean quite differently if they are arranged in different orders. E.g.The man chased the dog. (人追狗。
（完整版）胡壮麟语言学教程笔记、重点全解
（完整版）胡壮麟语言学教程笔记、重点全解《语言学教程》重难点学习提示第一章语言的性质语言的定义：语言的基本特征（任意性、二重性、多产性、移位、文化传递和互换性）；语言的功能（寒暄、指令、提供信息、询问、表达主观感情、唤起对方的感情和言语行为）；语言的起源（神授说，人造说，进化说）等。
第二章语言学语言学定义；研究语言的四大原则（穷尽、一致、简洁、客观）；语言学的基本概念（口语与书面语、共时与历时、语言与言学、语言能力与言行运用、语言潜势与语言行为）；普通语言学的分支（语音、音位、语法、句法、语义）；；语言学的应用（语言学与语言教学、语言与社会、语言与文字、语言与心理学、人类语言学、神经语言学、数理语言学、计算语言学）等。
第三章语音学发音器官的英文名称；英语辅音的发音部位和发音方法；语音学的定义；发音语音学；听觉语音学；声学语音学；元音及辅音的分类；严式与宽式标音等。
第四章音位学音位理论；最小对立体；自由变异；互补分布；语音的相似性；区别性特征；超语段音位学；音节；重音（词重音、句子重音、音高和语调）等。
第五章词法学词法的定义；曲折词与派生词；构词法（合成与派生）；词素的定义；词素变体；自由词素；粘着词素（词根，词缀和词干）等。
第六章词汇学词的定义；语法词与词汇词；变词与不变词；封闭词与开放词；词的辨认；习语与搭配。
第七章句法句法的定义；句法关系；结构；成分；直接成分分析法；并列结构与从属结构；句子成分；范畴（性，数，格）；一致；短语，从句，句子扩展等。
第八章语义学语义的定义；语义的有关理论；意义种类（传统、功能、语用）；里奇的语义分类；词汇意义关系（同义、反义、下义）；句子语义关系。
第九章语言变化语言的发展变化（词汇变化、语音书写文字、语法变化、语义变化）；第十章语言、思维与文化语言与文化的定义；萨丕尔-沃夫假说；语言与思维的关系；语言与文化的关系；中西文化的异同。
第十一章语用学语用学的定义；语义学与语用学的区别；语境与意义；言语行为理论（言内行为、言外行为和言后行为）；合作原则。
胡壮麟语言学笔记
胡壮麟语言学笔记胡壮麟语言学笔记偶然得到，好的话顶个哦，我是新手，多多指教哦嘿嘿，由于不知道怎么传文件，就这么打上来吧不好意思呵呵胡壮麟的语言学笔记1. What is language?“Language is system of arbitrary（随意的）vocal （发音的，口头的）symbols used for human communication. It is a system, since linguistic elements are arranged systematically, rather than randomly. Arbitrary, in the sense that there is usually no intrinsic（固有的，内在的，本质的）connection between a work (like“book”) and the object it refers to. This explains and is explained by the fact that different languages have different “books”:“book” in English, “livre” in French, “shu” in Chinese. It is symbolic, because words are associated with objects, actions, ideas etc. by nothing but convention. Namely, people use the sounds or vocal forms to symbolize what they wish to refer to. It is vocal, because sound or speech is the primarymedium for all human languages. Writing systems came much later than the spoken forms. The fact that small children learn and can only learn to speak (and listen) before they write (and read) also indicates that language is primarily vocal, rather than written. The term“human” in the definition is meant to specify that language is human specific.2. What are design features of language?“Design features” here refer to the defining properties of human language that tell the difference between human language and any system of animal communication. They are arbitrariness, duality（二元性）, productivity, displacement, cultural transmission（文化传播）and interchangeability（可交换性）3. What is arbitrariness?By “arbitrariness”, we mean there is no logical connection between meanings and sounds. A dog might be a pig if only the first person or group of persons had used it for a pig. Language is therefore largely arbitrary. But language is not absolutely seem to be some sound-meaning association, if we think of echo words, like “bang”, “crash”,“roar”, which are motivated in a certain sense. Secondly, some compounds (words compoundedto be one word) are not entirely arbitrary either.“Type” and “write” are opaque（不透明的，难理解的，晦涩的）or unmotivated words, while “type-writer” is less so, or more transparent or motivated than the words that make it. So we can say “arbitrariness” is a matter of degree.4. What is duality?Linguists refer “duality” (of structure) to the fact that in all languages so far investigated, one finds two levels of structure or patterning. At the first, higher level, language is analyzed in terms of combinations of meaningful units (such as morphemes, words etc.); at the second, lower level, it is seen as a sequence of segments which lack any meaning in themselves, but which combine to form units of meaning. According to Hu Zhanglin et al., language is a system of two sets of structures, one of sounds and the other of meaning. This is important for the workings of language. A small number of semantic units (words), and these units of meaning can be arranged andrearranged into an infinite number of sentences (note that we have dictionaries of words, but no dictionary of sentences!). Duality makes it possible for a person to talk about anything within his knowledge. No animal communication system enjoys this duality.5. What is productivity?Productivity refers to the ability to the ability to construct and understand an indefinitely large number of sentences in one’s native language, including those that has never heard before, but that are appropriate to the speaking situation. No one has ever said or heard“A red-eyed elephant is dancing on the small hotel bed with an African gibbon”, but he can say it when necessary, and he can understand it in right register. Different from artistic creativity, though, productivity never goes outside the language, thus also called“rule-bound creativity” (by N.Chomsky). 6.What is displacement?“Displacement”, as one of the design features of the human language, refers to the fact that one can talk about things that are not present, as easily as he does things present. In other words, one can refer to realand unreal things, things of the past, of the present, of the future. Language itself can be talked about too. When a man, for example, is crying to a woman, about something, it might be something that had occurred, or something that is occurring, or something that is to occur. When a dog is barking, however, you can decide it is barking for something or at someone that exists now and there. It couldn’t be bow-wowing sorrowfully for a bone to be lost. The bee’s system, nonetheless, has a small share of “displacement”, but it is an unspeakable tiny share.7.What is cultural transmission?This means that language is not biologically transmitted from generation to generation, but that the details of the linguistic system must be learned anew by each speaker. It is true that the capacity for language in human beings (N. Chomsky called it “language acquisitiondevice”, or LAD) has a genetic basis, but the particular language a person learns to speak is a cultural one other than a genetic one like the dog’s barking system. If a human being is brought up in isolation he cannot acquire language. The Wolf Child reared by thepack of wolves turned out to speak the wolf’s roaring “tongue” when he was saved. He learned thereafter, with no small difficulty, the ABC of a certain human language.8. What is interchangeability?Interchangeability means that any human being can be both a producer and a receiver of messages. Though some people suggest that there is sex differentiation in the actual language use, in other words, men and women may say different things, yet in principle there is no sound, or word or sentence that a man can utter and a woman cannot, or vice versa. On the other hand, a person can be the speaker while the other person is the listener and as the turn moves on to the listener, he can be the speaker and the first speaker is to listen. It is turn-taking that makes social communication possible and acceptable. Some male birds, however, utter some calls which females do not (or cannot). When a dog barks, all the neighboring dogs bark. Then people around can hardly tell which dog (dogs) is (are) “speaking” and which listening.9.Why do linguists say language is human specific?First of all, human language has six “designfeatures” which animal communication systems do not have, at least not in the true sense of them. Secondly, linguists have done a lot trying to teach animals such as chimpanzees to speak a human language but have achieved nothing inspiring. Washoe, a female chimpanzee, was brought up like a human child by Beatnice and Alan Gardner. She was taught “American sign Language”, and learned a little that made the teachers happy but did mot make the linguistics circle happy, for few believed in teaching chimpanzees. Thirdly, a human child reared among animals cannot speak a human language, not even when he is taken back and taught to do so.10. What functions does language have?Language has at least seven functions: phatic, directive, Informative, interrogative, expressive, evocative and performative. According to Wang Gang (1988,p.11), language has three main functions: a tool of communication, a tool whereby people learn about the world, and a tool by which people learn about the world, and a tool by which people create art . M .A. K. Halliday, representative of the London school, recognizes three“Macro-Functions”: ideational, interpersonal and textual.11. What is the phatic function?The “phatic function” refers to language being used for setting up a certain atmosphere or maintaining social contacts(rather than for exchanging information or ideas). Greetings, farewells, and comments on the weather in English and on clothing in Chinese all serve this function. Much of the phatic language (e.g.“How are you?” “Fine,thanks.”) is insincere if taken literally, but it is important. If you don't say “Hello” to a friend you meet, or if you don’t answer his“Hi”, you ruin your friendship.12. What is the directive function?The “directive function” means that language may be used to get the hearer to do something. Most imperative sentences perform this function, e. g.,“Tell me the result when you finish.” Other syntactic structures or sentences of other sorts can, according to J. Austin and J. Searle’s“Indirect speech act theory” at least, servethe purpose of direction too, e.g., “If I were you, I would have blushed to the bottom of my ears!” 13. What is the informative function?Language serves an “informational function” when used to tell something, characterized by the use of declarative sentences. Informative statements are often labelled as true (truth) or false (falsehood). According to P. Grice’s “Cooperative Principle”,one ought not to violate the “Maxim ofQuality”, when he is informing at all.14. What is the interrogative function?When language is used to obtain information, it serves an “interrogative function”. This includes all questions that expect replies, statements, imperatives etc., according to the “indirect speech acttheory”, may have this function as well, e.g.,“I’d like to know you better.” This may bring forth a lot of personal information. Note that rhetorical questions make an exception, since they demand no answer, at least not thereader’s/listener’s answer.15. What is the expressive function?The “expressive function” is the use of language to reveal something about the feelings or attitudes of the speaker. Subconscious emotional ejaculations are good examples, like “Good heavens!” “My God!” Sentences like “I’m sorry about the delay” can serve as good examples too, though in a subtle way. While language is used for the informative function to pass judgment on the truth or falsehood of statements, language used for the expressive function evaluates, appraises or asserts the speaker’s own attitudes.16. What is the evocative function?The “evocative function” is the use of language to create certain feelings in the hearer. Its aim is , for example, to amuse, startle, antagonize, soothe, worry or please. Jokes(not practical jokes, though) are supposed to amuse or entertain the listener; advertising to urge customers to purchase certain commodities; propaganda to influence public opinion. Obviously, the expressive and the evocative functions often go together, i.e., you may express, for example, your personal feelings about a political issue but end up by evoking the same feeling in, orimposing it on, your listener. That’s also the case with the other way round.17. What is the performative function?This means people speak to “do things” or perform actions. On certain occasions the utterance itself as an action is more important than what words or sounds constitute the uttered sentence. The judge’s imprisonment sentence, the president’s war or independence declaration, etc., are performatives.18. What is linguistics?“Linguistics” is the scientific study of language. It studies not just one language of any one society, but the language of all human beings. A linguist, though, does not have to know and use a large number of languages, but to investigate how each language is constructed. He is also concerned with how a language varies from dialect to dialect, from class to class, how it changes from century to century, how children acquire their mother tongue, and perhaps how a person learns or should learn a foreign language. In short, linguistics studies the general principles whereupon all human languages are constructed and operate as systems ofcommunication in their societies or communities.19. What makes linguistics a science?Since linguistics is the scientific study of language, it ought to base itself upon the systematic, investigation of language data which aims at discovering the true nature of language and its underlying system. To make sense of the data, a linguist usually has conceived some hypotheses about the language structure, to be checked against the observed or observable facts. In order to make his analysis scientific, a linguist is usually guided by four principles: exhaustiveness, consistency, and objectivity. Exhaustiveness means he should gather all the materials relevant to the study and give them an adequate explanation, in spite of the complicatedness. He is to leave no linguistic “stone” unturned. Consistency means there should be no contradiction between different parts of the total statement. Economy means a linguist should pursue brevity in the analysis when it is possible. Objectivity implies that since some people may be subjective in the study, a linguist should be (or sound at least) objective, matter-of-face, faithful to reality, so that his work constitutes part of the linguistics research.20. What are the major branches of linguistics?The study of language as a whole is often called general linguistics. But a linguist sometimes is able to deal with only one aspect of language at a time, thus the arise of various branches: phonetics, phonology, morphology, syntax, semantics, pragmatics, sociolinguistics, applied linguistics, psycholinguistics etc.21. What are synchronic and diachronic studies?The description of a language at some point of time (as if it stopped developing) is a synchrony study (synchrony). The description of a language as it changes through time is a diachronic study (diachronic). An essay entitled“On the Use of THE”, for example, may be synchronic, if the author does not recall the past of THE, and it may also be diachronic if he claims to cover a large range or period of time wherein THE has undergone tremendous alteration.22. What is speech and what is writing?No one needs the repetition of the general principle of linguistic analysis, namely, the primacy of speech over writing. Speech is primary, because it existed long long before writing systems came into being. Geneticallychildren learn to speak before learning to write. Secondly, written forms just represe。
胡壮麟《语言学教程》笔记第四章
Chapter 4 Syntax1. Immediate Constituent Analysis (直接成分分析法)DefinitionIt may be defined as: the analysis of a sentence in terms of its immediate constituents---word groups (or phrases), which are in turn analyzed into the immediate constituents of their own, and the process goes on until the ultimate constituents are reached. However, for the sake of convenience, in practice we usually stop at the level of word. The immediate constituent analysis of a sentence may be carried out with brackets or with a tree diagram.直接成分分析法先把句子分析为直接成分---词组（或短语），再把这些直接成分依次切分，得到各自的直接成分，层层切分，直到最终成分为止。
实际操作中，为了方便，通常切到词为止。
直接成分分析法可以用括弧或树形图表示。
Advantages：Through IC analysis, the internal structure of a sentence may be demonstrated clearly, ambiguities, if any, will be revealed. 通过IC分析法，句子的内在结构可以清晰地展示出来，如果有歧义，也会被揭示出来。
Problems①At the beginning, some advocators insisted on binary divisions. Any construction, at anylevel, will be cut into two parts. But this is not always possible.开始的时候，一些提倡者坚持二元切分。
语言学教程胡壮麟(第四版) 第8章
Chapter 8 Language in Use一、Some basic notions in pragmatics(1) Context:a basic concept in the study of pragmatics. It is generally considered as constituted knowledge shared by the speaker and the hearer, such as cultural background, situation, and the relationship between the speaker and the hearer, etc. The relevant constraints of the communicative situation that influence language use. For example, my bag is heavy.(2) Pragmatics vs. semanticsSemantics studies the literal meaning of a sentence. (without taking context into consideration) Pragmatics studies the intended meaning of a speaker. (taking context into consideration)(3) Sentence meaning and utterance meaning 句子意义和话语意义二、Speech act theoryThe first major theory in pragmatics, proposed by Austin. It is a theory which analyzes the role of utterances about the behavior of the speaker and the hearer in interpersonal communication. It aims to answer the question “What do we do when using language?” According to this theory, we are performing different kinds of acts when we are speaking.(1) Two types of utterances:① Performatives: sentences that don’t state a fact or describe a state and are not verifiable. It performs an act, including non-conventional acts such as promising, requesting and suggesting. E.g.:“I name this ship Elizabeth.”“I bet you six pounds it will rain tomorrow.”① Constatives: statements that either state or describe and are verifiable.Felicity conditions for performatives to be appropriate:A. (i) there must be a relevant conventional procedure,(①) the relevant participants and circumstances must be appropriate.B. The procedure must be executed(①) correctly and(①) completely.C. The relevant participants must(①) have the requisite thoughts, feelings and intentions, and(①) follow it up with actions as specified.(2) Austin’s new model of speech acts:Austin suggests that a speaker might be performing three acts simultaneously when speaking:①The first one is locutionary act: an act of saying something, that is, an act of making a meaningful utterance. It is an act of making the sentence and it is a description. For example, when someone says”It is cold here”, its locutionary act is the saying of it with its literal meaning the weather is cold here.①The second one is illocutionary act: an act performed in saying something, that is, in saying X, I was doing Y. And it indicates the speakers’ intention. For example, when we say”It is cold here”, its illocutionary act can be a request of the hearer to shut the window.①The third one is perlocutionary act: an act performed as a result of saying something, and the act is not related with the speaker’s intention. For example, “The weather is cold here.” Its perlocutionary act can be the hearer’s shutting the window or his refusal to comply with the request.Of the three acts, what speech act theory most concerned with is the illocutionary act. It trys to explain the ways by which speakers can mean more than what they say.Analyze the illocutionary acts of the following conversation between a couple:——— (the telephone rings)——— H: That’ the phone. (1)——— W: I’ m in the bathroom. (2)——— H: Okay. (3)This seemingly incoherent conversation goes on successfully because the speakers understand each other’s illocutionary acts:1) Asking his wife to go and answer the phone.2) A refusal to comply with the request; asking her husband to answer the phone instead.3) Accepting the wife’s refusal and accepting her request, meaning “all right, I’ll answer it.”(3) Searle’s classification of illocutionary acts:Searle has made great contribution to the development of the speech act theory. According to Searle, speech act are divided into five general categories. That is, five general types of things we do with language. Each type has a common, general purpose. They are representatives, directives, commsives, expressives, declarations. (阐述类、指令类、承诺类、表达类、宣告类）三､The theory of conversational implicature 会话含义理论The second major theory in pragmatics. Proposed by Grice.In daily communication, people are observing a set of basic rules of cooperating with each other so as to communicate effectively through conversation. He calls this set of rules the cooperative principle elaborated in four maxims.(1) Cooperative principle (CP)In making a conversation, all participants are expected to observe a general principle: Make your conversational contribution such as is required, at the stage at which it occurs, by the accepted purpose or direction of the talk exchange in which you are engaged.Four maxims of CP:1) The maxim of quantity1) Make your contribution as informative as is required (for the current purposes of the exchange).2) Do not make your contribution more informative than is required.2) The maxim of qualityTry to make your contribution one that is true.1) Do not say what you believe to be false.2) Do not say that for which you lack adequate evidence.3) The maxim of relationBe relevant.4) The maxim of mannerBe perspicuous.1) Avoid obscurity of expression.2) Avoid ambiguity.3) Be brief.4) Be orderly.(2) Conversational implicatureAccording to Grice, it refers to the extra meaning not contained in the utterance, but understandable to the listener. Only when he shares the speakers’ knowledge or he knows why and how, he violates intentionally one of the four maxims of CP.The following provides different circumstances of the violation of CP and its maxims.1) Violation of the maxim of quantityA:When is Lucy’s birthday party?B:Sometimes next month.A:Where is X?B:He’s gone to the library. He said so when he left.2) Violation of the Maxim of qualityHe is made of iron. (Metaphor)Every nice girl loves a sailor.3) Violation of the maxim of relationA: How do you like my painting?B: I’m afraid I don’t have any eye for beauty. A: What time is it?B: The postman has just arrived.4) Violation of the maxim of mannerA: Shall we get something for the kids?B: Yes. But I veto I-C-E-C-R-E-A-M.A:Where is your mother?B: She is either in the room or at the market. (3) Characteristics of implicature(4) Politeness Principle (PP)Leech suggests that CP can’t explain why people are often so indirect in conveying what they mean. Conversational interaction is a social behaviour. Choice of linguistic codes is central in language use. There are social and psychological factors that determined the choice.Besides being cooperative, participants try to be polite. And the speakers consider the matter of face for themself and others. Based on this observation, Leech proposed PP, which contains six maxims.1.Tact 策略Minimize cost to other.Maximize benefit to other.2.Generosity 宽宏Minimize benefit to self.Maximize cost to self.3.Approbation 赞扬Minimize dispraise of other.Maximize praise of other.4.Modesty 谦虚Minimize praise of self.Maximize dispraise of self.5.Agreement 赞同Minimize disagreement between self and other.Maximize agreement between self and other.6.Sympathy 同情Minimize antipathy between self and other.Maximize sympathy between self and other.四、Post-Gricean Developments3.Levinson’s Q- , I- and M- principles。
(完整版)胡壮麟语言学教程笔记、重点全解
《语言学教程》重难点学习提示第一章语言的性质语言的定义：语言的基本特征（任意性、二重性、多产性、移位、文化传递和互换性）；语言的功能（寒暄、指令、提供信息、询问、表达主观感情、唤起对方的感情和言语行为）；语言的起源（神授说，人造说，进化说）等。
第二章语言学语言学定义；研究语言的四大原则（穷尽、一致、简洁、客观）；语言学的基本概念（口语与书面语、共时与历时、语言与言学、语言能力与言行运用、语言潜势与语言行为）；普通语言学的分支（语音、音位、语法、句法、语义）；；语言学的应用（语言学与语言教学、语言与社会、语言与文字、语言与心理学、人类语言学、神经语言学、数理语言学、计算语言学）等。
第三章语音学发音器官的英文名称；英语辅音的发音部位和发音方法；语音学的定义；发音语音学；听觉语音学；声学语音学；元音及辅音的分类；严式与宽式标音等。
第四章音位学音位理论；最小对立体；自由变异；互补分布；语音的相似性；区别性特征；超语段音位学；音节；重音（词重音、句子重音、音高和语调）等。
第五章词法学词法的定义；曲折词与派生词；构词法（合成与派生）；词素的定义；词素变体；自由词素；粘着词素（词根，词缀和词干）等。
第六章词汇学词的定义；语法词与词汇词；变词与不变词；封闭词与开放词；词的辨认；习语与搭配。
第七章句法句法的定义；句法关系；结构；成分；直接成分分析法；并列结构与从属结构；句子成分；范畴（性，数，格）；一致；短语，从句，句子扩展等。
第八章语义学语义的定义；语义的有关理论；意义种类（传统、功能、语用）；里奇的语义分类；词汇意义关系（同义、反义、下义）；句子语义关系。
第九章语言变化语言的发展变化（词汇变化、语音书写文字、语法变化、语义变化）；第十章语言、思维与文化语言与文化的定义；萨丕尔-沃夫假说；语言与思维的关系；语言与文化的关系；中西文化的异同。
第十一章语用学语用学的定义；语义学与语用学的区别；语境与意义；言语行为理论（言内行为、言外行为和言后行为）；合作原则。
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Chapter 1 Invitations to Linguistics1.3 Design features of languageThe features that define our human languages can be called design features which can distinguish human language from any animal system of communication.1.3.1 ArbitrarinessArbitrariness refers to the fact that the forms of linguistic signs bear no natural relationship to their meanings.1.3.2 DualityDuality refers to the property of having two levels of structures, such that units of the primary level are composed of elements of the secondary level and each of the twolevels has its own principles of organization.1.3.3 CreativityCreativity means that language is resourceful because of its duality and its recursiveness. Recursiveness refers to the rule which can be applied repeatedly withoutany definite limit. The recursive nature of language provides a theoretical basis for thepossibility of creating endless sentences.1.3.4 DisplacementDisplacement means that human languages enable their users to symbolize objects, events and concepts which are not present (in time and space) at the moment ofconversation.加1 Each sound in the language is treated as discrete.加2 the direct/non-arbitrary/non-symbolic relation between meaning and form. There are resemblances between the language form and whatthey refer to. That relationship is called icon. Iconicity exists in sounds,lexicons and syntax. It is the motivation between language forms andmeanings. It is a relation of resemblance between language form and whatthey refer to.1.5 Functions of languageAs is proposed by Jacobson, language has six functions:1. Referential: to convey message and information;2. Poetic: to indulge in language for its own sake;3. Emotive: to express attitudes, feelings and emotions;4. Conative: to persuade and influence others through commands and entreaties;5. Phatic: to establish communion with others;6. Metalingual: to clear up intentions, words and meanings.three metafunctions:1. function: to convey new information, to communicate a content that isembodying all use of language to express social and personal relationships;3.of spoken and written discourse into a coherent and unified text and make a livingpassage different from a random list of sentences.According to Hu Zhuanglin, language has at least seven functions:1.5.1 InformativeThe informative function means language is the instrument of thought and people often use it to communicate new information.1.5.2 Interpersonal functionThe interpersonal function means people can use language to establish and maintain their status in a society.1.5.3 PerformativeThe performative function of language is primarily to change the social status of persons, as in marriage ceremonies, the sentencing of criminals, the blessing of children,the naming of a ship at a launching ceremony, and the cursing of enemies.1.5.4 Emotive functionThe emotive function is one of the most powerful uses of language because it is so crucial in changing the emotional status of an audience for or against someone orsomething.1.5.5 Phatic communionThe phatic communion means people always use some small, seemingly meaningless expressions such as Good morning, God bless you, Nice day,etc., tomaintain a comfortable relationship between people without any factual content.1.5.6 Recreational functionThe recreational function means people use language for the sheer joy of using it, such as a baby’s babbling or a chanter’s chanting.1.5.7 Metalingual functionThe metalingual function means people can use language to talk about itself. E.g. I can use the word “book” to talk about a book, and I can also use the expression “theword book” to talk about the sign “b-o-o-k” itself.1.6 What is linguistics?Linguistics is the scientific study of language. It studies not just one language of any one community, but the language of all human beings.1.7 Main branches of linguistics1.7.1 PhoneticsPhonetics is the study of speech sounds, it includes three main areas: articulatory phonetics, acoustic phonetics, and auditory phonetics.1.7.2 PhonologyPhonology studies the rules governing the structure, distribution, and sequencing of speech sounds and the shape of syllables.1.7.3 MorphologyMorphology studies the minimal units of meaning –morphemes and word-formation processes.1.7.4 SyntaxSyntax refers to the rules governing the way words are combined to form sentences in a language, or simply, the study of the formation of sentences.1.7.5 SemanticsSemantics examines how meaning is encoded in a language.1.7.6 PragmaticsPragmatics is the study of meaning in context.1.8 Macrolinguistics1.8.1 Psycholinguistics1.8.2 Sociolinguistics1.8.3 Anthropological linguistics1.8.4 Computational linguisticsTo say that linguistics is a descriptive science is to say that the linguist tries to discover and record the rules to which the members of a language-community actuallyconform and does not seek to impose upon them other rules, or norms, of correctness.Prescriptive linguistics aims to lay down rules for the correct use of language and settle the disputes over usage once and for all.For example, “Don’t say X.” is a prescriptive command; “People don’t say X.” is a descriptive statement. The distinction lies in prescribing how things ought to be anddescribing how things are. In the 18th century, all the main European languages werestudied prescriptively. However, modern linguistics is mostly descriptive because thenature of linguistics as a science determines its preoccupation with description insteadof prescription.1.9.2A synchronic study takes a fixed instant (usually at present) as its point ofobservation. Saussure’s diachronic description is the study of a language through thecourse of its history. E.g. a study of the features of the English used in Shakespeare’stime would be synchronic, and a study of the changes English has undergone since thenwould be a diachronic study. In modern linguistics, synchronic study seems to enjoypriority over diachronic study. The reason is that unless the various state of a languageare successfully studied it would be difficult to describe the changes that have takenplace in its historical development.1.9.3Saussure distinguished the linguistic competence of the speaker and the actual phenomena or data of linguistics as langue and parole. Langue is relative stable andsystematic, parole is subject to personal and situational constraints; langue is not spokenby an individual, parole is always a naturally occurring event. What a linguist should do,according to Saussure, is to draw rules from a mass of confused facts, i.e. to discoverthe regularities governing all instances of parole and make them the subject oflinguistics.1.9.4According to Chomsky, a language user’s underlying knowledge about the system of rules is called the linguistic competence, and the actual use of language in concretesituations is called performance. Competence enables a speaker to produce andunderstand and indefinite number of sentences and to recognize grammatical mistakesand ambiguities. A speaker’s competence is stable while his performance is ofteninfluenced by psychological and social factors. So a speaker’s performance does notalways match his supposed competence. Chomsky believes that linguists ought to studycompetence, rather than performance. Chomsky’s competence-performance distinctionis not exactly the same as, though similar to, Saussure’s langue-parole distinction.Langue is a social product and a set of conventions of a community, while competenceis deemed as a property of mind of each individual. Saussure looks at language morefrom a sociological or sociolinguistic point of view than Chomsky since the latter dealswith his issues psychologically or psycholinguistically.1.9.5 Etic vs. emicBeing etic means researcher s’making far too many, as well as behaviorally and inconsequential, differentiations, just as often the case with phonetics vs. phonemicsanalysis in linguistics proper.An emic set of speech acts and events must be one that is validated as meaningful via final resource to the native members of a speech community rather than via appealto the investigator’s ingenuity or intuition alone.Chapter 2 Speech Sounds2.1 Speech production and perceptionPhonetics is the study of speech sounds. It includes three main areas:1. – the study of the production of speech sounds2. –the study of the physical properties of the sounds produced inspeech3. – the study of perception of speech soundsMost phoneticians are interested in articulatory phonetics.2.3 Segments, divergences, and phonetic transcription2.3.2 Phonetic transcriptionInternational Phonetic Alphabet (IPA): the system of symbols for representing the pronunciation of words in any language according to the principles of the InternationalPhonetic Association. The symbols consist of letters and diacritics. Some letters aretaken from the Roman alphabet, some are special symbols.2.4 Consonants2.4.3 Manners of articulation1. Stop/plosive:2. Fricative:3. (Median) approximant:4. Lateral (approximant):2.4.4 Places of articulation1. Bilabial: A speech sound which is made with the two lips.2. Labiodental: A speech sound which is made with the lower lip and the upperfront teeth.3. Dental: A speech sound which is made by the tongue tip or blade and theupper front teeth.4. Alveolar: A speech sound which is made with the tongue tip or blade and thealveolar ridge.5. Postalveolar: A speech sound which is made with the tongue tip and the backof the alveolar ridge.6. Retroflex: A speech sound which is made with the tongue tip or blade curledback so that the underside of the tongue tip or blade forms a stricture with theback of the alveolar ridge or the hard palate.7. Palatal: A speech sound which is made with the front of the tongue and thehard palate.8. Velar: A speech sound which is made with the back of the tongue and the softpalate.9. Uvular: A speech sound which is made with the back of the tongue and theuvula, the short projection of the soft tissue and muscle at the posterior end ofthe velum.10. Pharyngeal: A speech sound which is made with the root of the tongue and thewalls of the pharynx.11. Glottal: A speech sound which is made with the two pieces of vocal foldspushed towards each other.2.4.5 The consonants of EnglishReceived Pronunciation (RP): The type of British Standard English pronunciation which has been regarded as the prestige variety and which shows no regional variation.It has often been popularly referred to as “BBC English” or “Oxford English” because itis widely used in the private sector of the education system and spoken by mostnewsreaders of the BBC network.[b] voiced bilabial stop[s] voiceless alveolar fricative[z] voiced alveolar fricative[m] bilabial nasal[n] alveolar nasal[l] alveolar lateral[j] palatal approximant[h] glottal fricative[r] alveolar approximantChapter 3 Lexicon3.1 What is word?1. What is a lexeme?A lexeme is the smallest unit in the meaning system of a language that can bedistinguished from other similar units. It is an abstract unit. It can occur in many differentforms in actual spoken or written sentences, and is regarded as the same lexeme even when inflected. E.g. the word “write” is the lexeme of “write, writes, wrote, writing and written.”2. What is a morpheme?A morpheme is the smallest unit of language in terms of relationship betweenexpression and content, a unit that cannot be divided into further smaller units without destroying or drastically altering the meaning, whether it is lexical or grammatical. E.g. the word “boxes” has two morphemes: “box” and “es,” neither of which permits further division or analysis shapes if we don’t want to sacrifice its meaning.3. What is an allomorph?An allomorph is the alternate shapes of the same morpheme. E.g. the variants of the plurality “-s” makes the allomorphs thereof in the following examples: map – maps, mouse –mice, ox – oxen, tooth – teeth, etc.4. What is a word?A word is the smallest of the linguistic units that can constitute, by itself, a completeutterance in speech or writing.3.1.1 Three senses of “word”1. A physically definable unit2. The common factor underlying a set of forms3. A grammatical unit3.1.2 Identification of words1. Stability2. Relative uninterruptibility3. A minimum free form3.1.3 Classification of words1. Variable and invariable words2. Grammatical words and lexical words3. Closed-class words and open-class words4. Word class3.2 The formation of word3.2.1 Morpheme and morphologyMorphology studies the internal structure of words, and the rules by which words are formed.3.2.2 Types of morphemes1.Free morphemes: Those which may occur alone, that is, those which may constitute words by themselves, are free morphemes.Bound morphemes: Those which must appear with at least another morpheme are called bound morphemes.2. Root, affix and stemA root is the base form of a word that cannot further be analyzed. An affix isthe collective term for the type of formative that can be used only when added toanother morpheme. A stem is any morpheme or combination of morphemes towhich an inflectional affix can be added.3. Inflectional affix and derivational affixInflection is the manifestation of grammatical relationships through the addition of inflectional affixes, such as number, person, finiteness, aspect and case,which do not change the grammatical class of the stems to which they are attached.The distinction between inflectional affixes and derivational affixes is sometimes known as a distinction between inflectional morphemes andderivational morphemes. We can tell the difference between them with thefollowing ways:(1) Inflectional affixes very often add a minute or delicate grammaticalmeaning to the stem. E.g. toys, walks, John’s, etc. Therefore, they serveto produce different forms of a single word. In contrast, derivationalaffixes often change the lexical meaning. E.g. cite, citation, etc.(2) Inflectional affixes don’t change the word class of the word they attachto, such as flower, flowers, whereas derivational affixes might or mightnot, such as the relation between small and smallness for the former, andthat between brother and brotherhood for the latter.(3) Inflectional affixes are often conditioned by nonsemantic linguisticfactors outside the word they attach to but within the phrase or sentence.E.g. the choice of likes in “The boy likes to navigate on the internet.” isdetermined by the subject the boy in the sentence, whereas derivationalaffixes are more often based on simple meaning distinctions. E.g. Thechoice of clever and cleverness depends on whether we want to talkabout the property “clever” or we want to talk about “the state of beingclever.”(4) In English, inflectional affixes are mostly suffixes, which are alwaysword final. E.g. drums, walks,etc. But derivational affixes can beprefixes or suffixes. E.g. depart, teacher, etc.3.2.3 Inflection and word formation1. InflectionInflection is the manifestation of grammatical relationships through the addition of inflectional affixes, such as number, person, finiteness, aspect and case,which do not change the grammatical class of the stems to which they are attached.2. Word formationWord formation refers to the process of word variations signaling lexical relationships. It can be further subclassified into the compositional type (compound)and derivational type (derivation).(1) CompoundCompounds refer to those words that consist of more than one lexical morpheme, or the way to join two separate words to produce a single form,such as ice-cream, sunrise, paper bag, railway, rest-room, simple-minded,wedding-ring, etc.The head of a nominal or an adjectival endocentric compound is deverbal, that is, it is derived from a verb. Consequently, it is also called a verbalcompound or a synthetic compound. Usually, the first member is a participantof the process verb. E.g. Nouns: self-control, pain-killer, etc. Adjectives:virus-sensitive, machine washable, etc. The exocentric compounds are formedby V + N, V + A, and V + P, whereas the exocentric come from V + N and V+ A. E.g. Nouns: playboy, cutthroat, etc. Adjectives: breakneck, walk-in, etc.(2) DerivationDerivation shows the relation between roots and suffixes. In contrast with inflections, derivations can make the word class of the original wordeither changed or unchanged.3.2.4 The counterpoint of phonology and morphology1. Allomorph: Any of the different forms of a morpheme.2. Morphophonology / morphophonemics: Morphophonology is a branch oflinguistics referring to the analysis and classification of the phonologicalfactors that affect the appearance of morphemes, and correspondingly, thegrammatical factors that affect the appearance of phonemes. It is also calledmorphonology or morphonemics.3. Assimilation: Assimilation refers to the change of a sound as a result of theinfluence of an adjacent sound, which is more specifically called “contact” or“contiguous” assimilation.4. Dissimilation: Dissimilation refers to the influence exercised by one soundsegment upon the articulation of another, so that the sounds become less alike,or different.3.3 Lexical change3.3.1 Lexical change proper1. InventionSince economic activities are the most important and dynamic in human life, many new lexical items come directly from the consumer items, their producers ortheir brand names.2. BlendingBlending is a relatively complex form of compounding, in which two words are blended by joining the initial part of the first word and the final part of thesecond word, or by joining the initial parts of the two words.3. Abbreviation / clippingA new word is created by cutting the final part, cutting the initial part orcutting both the initial parts of the original words.4. AcronymAcronym is made up from the first letters of the name of an organization, which has a heavily modified headword.5. Back-formationBack-formation refers to an abnormal type of word-formation where a shorter word is derived by deleting an imaged affix from a longer form already in thelanguage.6. Analogical creationThe principle of analogical creation can account for the co-existence of two forms, regular and irregular, in the conjugation of some English verbs.7. BorrowingEnglish in its development has managed to widen her vocabulary by borrowing words from other languages. Greek, Latin, French, Spanish, Arabic andother languages have all played an active role in this process.3.3.2 Phonological change1. LossThe loss of sound can first refer to the disappearance of the very sound as a phoneme in the phonological system. The loss of sounds may also occur inutterances at the expense of some unstressed words.2. AdditionSounds may be lost but they may also be added to the original sound sequence.3. MetathesisMetathesis is a process involving an alternation in the sequence of sounds.Metathesis had been originally a performance error, which was overlooked andaccepted by the speech community.4. AssimilationAssimilation refers to the change of a sound as a result of the influence of an adjacent sound, which is more specifically called “contact”or “contiguous”assimilation.3.3.3 Morpho-syntactical change1. Morphological changeThe form of inflectional affixes may also change.2. Syntactical changeThere are more instances of changes in the syntactical features of words3.3.4 Semantic change1. BroadeningBroadening is a process to extend or elevate the meaning from its specific sense to a relatively general one.2. NarrowingContrary to broadening, the original meaning of a word can be narrowed or restricted to a specific sense.3. Meaning shiftAll semantic changes involve meaning shift. Here meaning shift is understood in its narrow sense, i.e. the change of meaning has nothing to do withgeneralization or restriction as mentioned above.4. Class shiftBy shifting the word class one can change the meaning of a word from a concrete entity or notion to a process or attribution. This process of word formationis also known as zero-derivation, or conversion.5. Folk etymologyFolk etymology refers to a change in form of a word or phrase, resulting from an incorrect popular notion of the origin or meaning of the term or from theinfluence of more familiar terms mistakenly taken to be analogous.3.3.5 Orthographic changeChanges can also be found at the graphitic level. Since writing is a recording of the sound system in English, phonological changes will no doubt set off graphitic changes.End of Chapter 3Chapter 4 Syntax4.1 The traditional approach4.1.1 Number, gender and case4.1.2 Tense and aspect[For these two sections, please consult materials on traditional English grammar. –icywarmtea]4.1.3 Concord and governmentConcord (a.k.a. agreement) may be defined as the requirement that the forms of two or more words in a syntactic relationship should agree with each other in terms ofsome categories. E.g. in English the determiner and the noun it precedes should concordin number as in this man, these men. And the form of a subject should agree with that ofthe verb in terms of number in the present tense, e.g. He speaks English; They speakEnglish.Government is another type of control over the form of some words by other words in certain syntactic construction. It differs from concord in that this is a relationship inwhich a word of a certain class determines the form of others in terms of certaincategory. E.g. in English, the pronoun after a verb or a preposition should be in theobject form as in She gave him a book; She gave a book to him. In other words, the verb,or the preposition, governs the form of the pronoun after it. The former is the governor,and the latter is the governed.4.2 The structural approach4.2.1 Syntagmatic and paradigmatic relationsSyntagmatic (a.k.a. horizontal / chain) relation is a relation between one item and others in a sequence, or between elements which are all present, such as the relationbetween weather and the others in the following sentence: If the weather is nice, we’llgo out.Paradigmatic (a.k.a. vertical / choice) relation is a relation holding between elements replaceable with each other at a particular place in a structure, or between oneelement present and the others absent.4.2.2 Immediate constituent analysis (IC analysis)1. How to do itImmediate constituents are constituents immediately, directly, below the level of a construction, which may be a sentence or a word group or a word.Immediate constituent analysis, IC analysis for short, refers to the analysis of a sentence in terms of its immediate constituents – word groups (phrases), which are in turn analyzed into the immediate constituents of their own, and the process goes on until the ultimate sake of convenience. The IC analysis of a sentence may be carried out with brackets or shown with a tree diagram. E.g.Poor John ran away. →(1) ((Poor) (John)) ((ran) (away)).(2)Through IC analysis, the internal structure of a sentence may be demonstrated clearly, any ambiguities, if any, will be revealed in that IC analysis emphasizes not only the linear structure of the sentence but also the hierarchical structure of the sentence.E.g. the sentence Leave the book on the shelf. is ambiguous. It has two meanings: (1)Put the book on the shelf; (2) Don’t touch the book on the shelf. These two meanings can be shown by the following tree diagrams. (Omitted. See the textbook p125~128.)3. Its problemsHowever, IC analysis has three disadvantages. First, at the beginning, some advocator insisted on binary divisions. Any construction, at any level, will be cut into two parts. But this is not possible. E.g. Old men and women is ambiguous in that it may mean old + men and women or old men + and women. It’s impossible to combine with only the preceding part or only the succeeding part. Second, constructions with discontinuous constituents will pose technical problems for tree diagrams in IC analysis.E.g. the phrasal verbs like make up, turn on, or give up will cause problems in that whenthe object is expressed by a pronoun, it will interrupt the phrasal verb as in make it up.The most serious problem is that there are structural ambiguities which cannot be revealed by IC analysis. E.g. the tree diagram and the labels can only do one analysis for the love of God.4.2.3 Endocentric and exocentric constructionsAn endocentric construction is one whose distribution is functionally equivalent, or approaching equivalence, to one of its constituents, which serves as the center, or head, of the whole. It is also called headed construction. Typical endocentric constructions are noun phrases, verb phrases and adjective phrases. They may be further divided into two subtypes: subordinate and coordinate constructions. Those, in which there is only one head, with the head being dominant and the other constructions dependent, are subordinate constructions. In the coordinate construction, there are more than one head,e.g. boys and girls, in which the two content constituents, boys and girls, are of equalsyntactic status, and no one is dependent on the other.The exocentric construction is defined negatively as a construction whose distribution is not functionally equivalent to any of its constituents. There is nonoticeable center or head in it. Typical exocentric constructions are prepositionalphrases, subordinate clauses, English basic sentences, and the verb plus objectconstructions.4.3 The generative approach4.3.1 Deep and surface structuresIn transformational generative grammar (a.k.a. T-G grammar), the deep structure may be defined as the abstract representation of the syntactic properties of aconstruction, i.e. the underlying level of structural relations between its differentconstituents, such as the relation between the underlying subject and its verb, or a verband its object.The surfaces structure is the final stage in the syntactic derivation of a construction, which closely corresponds to the structural organization of a construction peopleactually produce and receive.The example for the surface structure is The newspaper was not delivered today.The deep structure of the above sentence would be something like: (negative) someone(past tense) deliver the newspaper today (passive). The items in brackets are not lexicalitems but grammatical concepts which shape the final form of the sentence. Rules whichdescribe deep structure are in the first part of the grammar (base component). Ruleswhich transform these structures into surface structures (transformational rules) are inthe second part of the grammar (transformational component).4.3.2 The standard theory and afterWhat is the trace theory?[I think this is difficult. It is too abstract for me. – icywarmtea]After the movement of an element in a sentence there will be a trace left in the original position. This is the notion trace in T-G grammar. It’s suggested that if we havethe notion trace, all the necessary information for semantic interpretation may comefrom the surface structure. E.g. The passive Dams are built by beavers. differs from theactive Beavers built dams. in implying that all dams are built by beavers. If we add atrace element represented by the letter t after built in the passive as Dams are built t bybeavers, then the deep structure information that the word dams was originally theobject of built is also captured by the surface structure. Trace theory proves to be notonly theoretically significant but also empirically valid.4.3.3 Government, binding, etc.1. Constituent command / C-command: α c-commands β if α does not dominate。