TS 16949 (认证规则)

DESIGN RESPONSIBILITY 设计职责
设计职责: 对于设计职责只允许有两个可选项 Organization responsibility (including subcontracted design) 组织包含设计职责(包括分承包方的设计)
Customer responsibility(顾客有设计职责)
Audit team leader shall prepare the audit plan prior to site visit and communicate it to the organization. 审核小组组长应在现场审核之前准备好审核计划，并与组织就审 核计划进行沟通。
Prepare monthly audit schedule 准备月度审核计 划
Rules for auditng ISO/TS16949
Phase description 阶段描述 What 做什么
DESIGN RESPONSIBILITY:n only 2 options are permitted:
Phase description 阶段描述
2. Audit planning 审核计划
What 做什么
The CB shall comply with specified requirements for on-site audit days considering: 审核机构应按照现场审核天数的特定要 求来计算并同时考虑以下条款 Number of employees including all staff and all shifts for all activities on the site(see audit days table in Annex 3) 现场生产活动所拥有的员工数量包括所有的员工和所有的班次（ 参见附录3的审核时间表） The initial audit shall be completed within a 3 months period from the document review. Multiple visits for initial audit are not permitted. 初始审核应该在文件评审开始的三个月内完成。增加 初始审核的访问次数是不允许。 The CB shall comply with the audit team requirements according to the “ Rules for the automotive certification scheme for ISO/TS 16949:2002”, section 3, and Annexes 2 and 3 and : 审核机构应按照“ ISO/TS 16949：2002中的汽车行业审核计划 导则，第三章，附录2与附录3来确定审核小组的要求
The CB shall verify audit plan adequacy to audit days table and audit team composition. 审核机构应验证审核计划在审核时间表和审核小组成员方面是否 允分。 The CB shall prepare monthly audit schedule ( to forward to the IATF common database )
Pre-audit 预审核 (optional) (可选项)
In this phase, the CB can perform a “pre-audit” at the organization’s sites. 在这个阶段, 审核机构可以组织的场所进行预审核 In order to perform this pre-audit, the CB shall nominate an auditor agreed to by the organization. 为了进行这次预审核, 审核机构应确定一名审核员，组织同意.
List of customer specific requirements
顾客特殊要求清单 Customer complaints status 顾客抱怨状态 Operational performance trends for the previous 12 months, minimum
Request for certification 申请认证
Product design responsibility 产品设计职责
Sites to be registered 注册的厂址 Remote activities 单独的制造活动 Quality management systems certifications obtained 获证的质量体系
Language capability shall be adequate 足够的语言能力
Rules for auditng ISO/TS16949
Phase description 阶段描述
2. Audit planing 审核计划 Define Audit plan 确定审核计划
What 做什么
前十二个月(最少)的运行绩效趋势
Rules for auditng ISO/TS16949
Phase description 阶段描述
Analysis readiness for on-site audit 分析现场审核的可行性
What 做什么
The CB shall analyze the organization documentation described above in order to determine: 审核机构应该对上述的 文件进行分析, 以便确定以下事项 The appropriate scope of the certification 审核的适用范围 Readiness for on-site audit(in case of doubts, the CB and the organization may decide to execute a pre-audit) 现场审核的可行性 (如有疑问, 审核机构和组织可确定是否需要 进行预审核)
NO
The certification body shall record this fact in its data base.
审核机构应将这个事情记录到数据库中.
No site visit. Record on CB data. 不进行现场审核 记录在审核机构 的数据库
YES
Rules for auditng ISO/TS16949
In the case of subcontracted design, the auditor must verify that both organization and design subcontractors have appropriate capability to meet element 7.3 requirements in its totality, including interfaces between organization and subcontractors. 针对于分承包方的设计职责, 总的来说, 审核员必须验证组织和 设计分承包方都有适当的能力来满足要素7.3的要求, 还包括组 织与分承包方的接口.
Introduction of ISO/TS16949:2002 Auditng Rules认证规则
Rules for auditng ISO/TS16949
Phase description 阶段描述
1. Activities before the audit 审核前的准备工作
What 做什么
The Organization applying for the certification shall provide the body with the following information and documentation: 申请认证的组织应向认证机构提供以下信息和文件 Information file including sufficient information on which to base a quotation for certification in accordance with the ISO/TS16949:2002 Certification Scheme Rules including 组织应按照ISO/TS16949:2002审核时间标准的要求, 提供认证 机构进行报价所需的足够信息 Number of employees address, etc.员工的数量, 地址等等 Scope of the certification 认证范围
Audit days calculation 审核天数的计算
Establish audit team 成立审核小组
Team of 2 auditors minimum if auditor-days requirements exceed 5 (see audit day table in Annex 3) 至少需两名审核员如 审核总天数超过5天（详见附录3中的审核时间表）
What 做什么
The organization shall provide the following documentation to the CB for review, and for use in planning the audit (see from in the IATF Guidance to ISO/TS 16949:2002): 组织应该提供下列文件给审核机构(CB)作评审和制订审核计划 用(详细信息请参考IATF对ISO/TS 16949:2002指南)
The following rules shall be respected: 需考虑以下规则
The pre-audit shall not be considered as part of the initial certification audit. 预审核不能做为初始认证审核 Time dedicated to pre-assessment will not reduce audit days requirement(see Annex 3) 预评估的时间与正式审核的时间没 有关系(参见附录3)