海外并购初步尽职调查清单 国际并购初步尽职调查清单 中英文版

海外并购初步尽职调查问卷及文件清单初步尽职调查问卷及文件清单Questionnaire List of Preliminary Due Diligence问卷填写说明及按照本清单提供文件的基本要求：Questionnaire Instructions and Basic Requirements for Providing Documents1.请根据公司整理、提供文件的具体情况，按照如下要求填写问卷并提供文件：Please fill in this questionnaire and provide documents pursuant to the following requirements in accordance with the actual condition of preparation and provision of documents by the Company.（1）如公司能够提供清单列出的某项文件，请在这项文件后代表“有”一栏“□”处画“√”，并请提供完整、准确的文件文本（包括其附件及任何修订、补充文件）复印件；若文件以几种文字写成，请提供该文件的各种文字版本。

If the Company can provide the documents numerated in the list, then please checkYes below and provide the photocopy of the complete and accurate documents(including their file attachments, amendments and supplements thereto). If adocument is written in several languages, then the version of each language shall beprovided.（2）如公司查明没有清单列出的某项文件，请在该项文件后代表“没有”一栏的“□”处画“√”；如公司认为清单列出的某项文件不适用，请在该项文件后代表“不适用”一栏的“□”处画“√”。

If the Company does not have the document numerated in the list, please check Nobelow. If the Company deems a document in the list inapplicable, then pleasecheck N/A below.2.本问卷清单如有未列或未明确列出、但可能对投资人作出是否参与项目的决策造成影响的事件或文件，请公司自行进行说明并提供相关文件。

If there is any event or document which have not been listed or expressly listed here but may have influence on the decision-making of the investor as to whether to participate in the project, please explain the reasons and provide relevant documents.一、公司对外投资III. Investment of the Company1.请提供公司与其参股的所有公司（“子公司”）的股权关系架构图，并请提供公司所参股的所有公司的设立文件，包括但不限于下列各项：Please provide the chart of the shareholding structure between the Company and all the companies where it holds shares (“Subsidiaries”) and the documents of the establishment of all the companies where it holds shares including but not limited to（1）各相关政府机构就设立子公司、分公司出具的批准文件有□没有□不适用□The approval documents issued by the relevant authorities with respect to theestablishment of the Subsidiaries or branch companies.Yes □No □N/A □（2）子公司、分公司《企业法人营业执照》或《营业执照》有□没有□不适用□The Legal Person Enterprise Business License or Business License of theSubsidiaries or the Branch CompaniesYes □No □N/A □（3）子公司、分公司《组织机构代码证》、国税及地税税务登记证、社会保险登记证有□没有□不适用□The Certificate of Organization Code, Certificate of Tax Registration and SocialInsurance Registration Certificate of the Subsidiaries or the Branches of CompanyYes □No □N/A □2.公司与其他经济组织签订的合作、联营协议或其他类似性质的文件有□没有□不适用□The cooperation and/or joint operation agreements or other documents of similar nature entered into between the Company and other economic entitiesYes □No □N/A □二、公司财务报表V. Financial statements of the Company1.公司最近2年的全部年中及年终财务报表有□没有□不适用□All the financial statements of the Company in the middle and at the end of a year of the latest three years or as of its establishment (whichever is shorter)Yes □No □N/A □2.审计师对公司最近2年的财务报表所作出的审计报告有□没有□不适用□The auditing reports issued by an auditor on the financial statements of the Company of the latest three years or as of its establishment (whichever is shorter)Yes □No □N/A □3.上述1、2项述及的财务报表期间内公司聘请的会计师及审计师的姓名及其所在事务所名称，以及其与公司是否存在某种关联，如互相持股、兼职等有□没有□不适用□The names of the accountants and auditors engaged by the Company during the period of the financial statements mentioned in item 1 and 2 above and the names of the firms where they work, as well as whether they are affiliated to the Company in any form, such as holding equity by each other or holding concurrent position at the Company4.公司所有重要的债权债务（应收应付款）的清单及相关合同文件复印件有□没有□不适用□The list of all significant creditor right and debts (accounts receivable and payable) of the Company and the photocopy of the relevant contract and documentYes □No □N/A □三、公司资产文件（除公司前述土地及工程、知识产权外的资产）VI. Documents with respect to the assets of the Company (in addition to the land and project and intellectual property rights)请提供公司关于资产状况的详细说明及相关证明文件，包括但不限于下列各项：Please provide a detailed description and relevant proof documents with respect to the assets condition of the Company including but not limited to1.与其他土地和建筑物租赁有关的文件（如办公用房等）：Documents related to the lease of other land and building (such as office building)（1）房屋租赁协议及相关房屋产权证书复印件，及租赁登记证有□没有□不适用□Photocopy of the lease agreement and relative title certificate of the property andlease registration certificateYes □No □N/A □（2）土地使用权租赁合同（如有）及相关土地使用权证书有□没有□不适用□Lease contract of land use right (if any) and relative certificate of use right ofstate-owned landYes □No □N/A □2.公司拥有的重要资产清单及相关证明文件，包括但不限于下列各项：List of significant assets owned by the Company and relative proof documents including but not limited to（1）公司重要的生产设施、机器设备、办公设备、备品、备件清单有□没有□不适用□List of the significant manufacture facility, machinery and equipment, officefacility, spare articles and spare partsYes □No □N/A □（2）关于公司重要的生产设施、设备或重要办公设备的购买合同及付款发票有□没有□不适用□Purchase contracts and payment receipts with respect to the significant manufacturefacility, equipment or significant office facility of the CompanyYes □No □N/A □（3）运输工具的购买合同、和付款发票及车辆登记证明有□没有□不适用□Purchase contract, payment receipt and vehicle registration certificate of thetransportation instrumentsYes □No □N/A □（4）公司拥有证券（股票和债券）的相关证明文件有□没有□不适用□Proof documents with respect to owning any security (stock and bond) by theCompanyYes □No □N/A □（5）公司拥有的其它资产的证明文件有□没有□不适用□（如有关资产是通过划拨的方式取得，请提供政府批文。