沃尔玛社会责任验厂等级及改进2017

2015年十一月—快速改善通道
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SCCB—Violation Correction Training
Remediation on Day of Audit 审核当天的改善
Emergency exit routes: - Are not marked with directional signs; - Are not lit. Fire extinguishers: Are not mounted; Are mounted above 1.5 meters (5 feet) from ground to top of fire extinguisher; Are overcharged; Are undercharged.
Report any request from an associate of Walmart or representative of Walmart (such as DSG, 3rd audit company) to you for anything of personal gain or consideration directly to Global Ethics Office 如有任何沃尔玛的人员或代表沃尔玛的人员（如DSG， 第三方公证行） 向你索取个人好处或利益,请直接联系
Emergency exit doors: Are not side-hinged doors; Do not open in the direction of travel with a single motion; Do not close automatically when leading to a staircase;
Emergency fire alarms: Do not have beacon or flashing lights in high-noise areas.
Emergency assembly areas: Are not designated on evacuation plan;
Emergency exits: Are not designated as emergency exits; Do not have illuminated "EXIT" signs; Do not have an "EXIT" sign in language spoken by majority of employees.
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Key Changes in Year 2015 2015年的主要变化
•March 2015 – Risk Base Approach
2015年三月—基于风险的审核方式
•August 2015 – RDOA (Remediation Day of Audit)
2015年八月—审核当天的改善
•November 2015 – RFT (Remediation Fast Track)
• How the same would be addressed
同类问题怎样整改?
• Who is responsible and accountable
谁负责?
• Monitoring mechanism
监督机制
• Written plan – non-compliance, legal/standards requirement, plan,
• Key Changes in 2015
• RS Resources for Supplier
供应商可用的RS资源
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RS Responsible Sourcing Overview 责任采购综述
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Responsible Sourcing Program Overview 责任采购 Walmart’s Purpose 沃尔玛的目标: In everything we do, we are driven by a common mission 我们做的所有事情都源于一个共同的使命:
inspire others to do the same. 沃尔玛在其世界一流的供应链中推行负责任采购，并且引领和鼓励其它 团体遵循同样的做法。
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Key Changes in Year 2015 2015年的主要变化
the non-compliances reported are correctctive CAP will include improvements made in the existing
practice/procedure to prevent such occurrences from repeating.
Dropbox (for non-Chinese suppliers) https:///l/ZCqvpzmFnnSSqosjR5c1gs To watch the entire video from Dropbox, first download the video onto your personal device. This may require you to set up a Dropbox account if you do not already have one. The Dropbox cannot be accessed through Walmart’s network.
Youku (for Chinese Suppliers) /v_show/id_XMTMwODM4MjI1Ng==.html Password is walmartsupplier process and time limit.
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Reporting of integrity violations 举报违反礼品与款待原则的情况
Tel (电话): Website (网站): Email(电子邮箱):
400-881-1296
ethicsgs@ ethics@
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Ethics and Integrity Helpline 400-881-1296
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Responsible Sourcing - Sensitive
Remediation on Day of Audit 审核当天的改善
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Remediation Fast Track 快速改善通道
No permit for waste water discharge
Facility emergency response personnel: - Are not present at every shift, floor, and building; - Are not assigned two per shift.
Corrective Action Plan and Root Cause Analysis 整改计划与根源分析
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Corrective Action Planning 整改计划
• Corrective Action Plan (CAP) is a document prepared to ensure that
Supply Chain Capacity Building 供应链能力提升
Violation Correction Training 合规改善培训
Responsible Sourcing
责任采购
Image Area
Agenda
• RS Responsible Sourcing overview
责任采购综述
造成出口堵塞的根本原因是车间没有临时的储藏空间导致杂物堵塞走廊；实施 整改后，针车课附近将设立储藏空间，并通知员工把物料堆放在指定位置。
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Elements of a CAP 整改计划的要素
• Root cause on why the non-compliance occurred
导致不合规的根源
Evacuation drills: - Are not conducted for all floors and shifts; - Are not conducted jointly with all occupants of the building.
Inspections of sprinklers or fire hydrants: - Are not conducted every three months by facility staff; - Are not conducted every year by a third party; - Are not documented.
timeline, responsibility, review mechanism
书写计划 - 不合规项目，法律/标准的要求，计划，时间表，责任人，检查机制
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Root Cause Analysis (RCA) 根源分析
• Ask ‘WHY’ several times: Normally 5 whys lead to RCA, but not
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Fire safety documentatio n: - Is not present; - Is expired.
Emergency exit routes: Are not marked with directional signs; Are not lit.
Responsible Sourcing Audit Orientation - Video Clip 责任采购审核培训-在线视频
有效的整改计划包括在现有的体系/操作上改善以防止违规的重复发生。
e.g., Aisles/Emergency Exit Path blocked with Work in Progress (WIP)