标准风险投资合同协议书中英对照范本模板

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风险投资合同书模板

风险投资合同书模板

合同编号:__________风险投资合同书甲方(投资方):_______乙方(被投资方):_______鉴于甲方愿意对乙方进行风险投资,乙方需要接受甲方的投资,双方为明确双方的权利义务,经友好协商,达成如下协议:第一条投资金额1.1甲方同意向乙方投资人民币_______元(大写:_______元整),占乙方本次增资后注册资本的_______%。

1.2甲方应按照本协议约定的时间和方式向乙方支付投资款项。

第二条投资方式2.1甲方以货币资金形式向乙方进行投资。

2.2甲方本次投资为增资扩股,乙方的注册资本增加为人民币_______元(大写:_______元整)。

第三条投资款项的支付3.1甲方应在本协议签署后_______个工作日内,将投资款项支付至乙方指定的银行账户。

3.2乙方应按照甲方的要求,向甲方出具相应的收款凭证。

第四条投资后的股权结构4.1本次投资完成后,甲方的股权比例为_______%,乙方的股权比例为_______%。

4.2甲方应按照本协议约定的方式行使股东权利,履行股东义务。

第五条投资后的经营管理5.1乙方继续享有经营管理权,甲方不参与乙方的日常经营管理。

5.2甲方有权按照本协议约定的方式对乙方的经营管理进行监督。

第六条投资回报6.1双方约定,本次投资的投资回报率为_______%。

6.2乙方向甲方支付投资回报的方式为:_______。

第七条投资期限7.1本次投资期限为_______年,自投资款项支付之日起计算。

7.2投资期限届满,双方可按照本协议约定的方式进行续约。

第八条违约责任8.1任何一方违反本协议的约定,应承担相应的违约责任。

8.2违约方应赔偿守约方因此遭受的损失,损失计算方式为:_______。

第九条争议解决9.1双方因本协议的履行发生争议,应通过友好协商解决;协商不成的,任何一方均有权向有管辖权的人民法院提起诉讼。

第十条其他约定10.1本协议一式两份,甲乙双方各执一份。

10.2本协议自甲乙双方签字(或盖章)之日起生效。

风险投资(合作)协议合同范本最新5篇

风险投资(合作)协议合同范本最新5篇

风险投资(合作)协议合同范本最新5篇篇1甲方(投资方):____________________乙方(项目方):____________________鉴于甲、乙双方同意就共同投资项目进行合作,在平等互利、共同发展的基础上,经过友好协商,达成如下协议条款:一、协议目的甲、乙双方同意共同进行风险投资合作,共同推进项目发展,实现互利共赢。

本协议旨在明确双方在合作过程中的权利、义务和合作关系。

二、投资项目和领域本次风险投资合作的项目为:____________________。

投资领域包括但不限于技术研发、产品开发、市场推广、运营管理等。

三、投资金额和方式1. 甲方同意向乙方投资人民币______万元整。

2. 投资方式为股权投资,具体股权比例根据双方协商确定。

3. 投资款项将分批支付,具体支付时间和金额根据项目进展情况和双方约定执行。

四、合作期限本次风险投资合作的期限为______年,自本协议签订之日起计算。

合作期限届满后,经双方协商一致,可续签本协议。

五、权利和义务1. 甲方有权参与项目的决策和管理,对乙方进行监督和检查,确保投资资金的安全和有效使用。

2. 乙方应负责项目的具体实施,确保项目按照约定进行,并按时向甲方提供项目进展情况报告。

3. 乙方应保证投资资金专款专用,不得擅自挪用或改变投资用途。

4. 双方应共同协作,共同推进项目发展,实现互利共赢。

5. 双方应遵守国家法律法规和监管政策,不得从事违法违规活动。

六、收益分配和风险控制1. 收益分配:项目盈利后,双方按照股权比例分配收益。

2. 风险控制:双方应共同控制项目风险,建立健全风险管理机制,确保项目顺利进行。

七、退出机制1. 合作期间,如一方出现违约情况,另一方有权要求终止本协议,并要求违约方承担相应的违约责任。

2. 合作期限届满或提前终止时,双方应按照股权比例分配项目的资产和权益。

3. 如有第三方愿意接手本项目,双方有权决定是否将股权转让给第三方。

风险投资协议范本7篇

风险投资协议范本7篇

风险投资协议范本7篇篇1本协议由以下双方签订:甲方(投资方):_________________________乙方(融资方):_________________________鉴于:甲方是一家经验丰富的风险投资公司,愿意对乙方进行风险投资;乙方是一家具有发展潜力的公司,正在进行重要的业务和技术创新活动,需要资金支持来实现其商业目标;双方经过友好协商,就甲方向乙方进行风险投资事宜达成如下协议:一、投资条款1. 投资金额:甲方同意向乙方投资人民币________万元整。

2. 投资方式:甲方将以现金或股权等形式进行投资。

具体投资方式根据双方协商确定。

3. 投资用途:乙方应将投资资金用于公司运营、研发、市场推广等方面,不得挪作他用。

4. 股份安排:本次投资完成后,乙方应向甲方发行股份,具体股份比例根据双方协商确定。

二、管理条款1. 董事会:甲方有权委派代表参加乙方的董事会,参与重大决策。

2. 财务报告:乙方应定期向甲方提交财务报告,包括但不限于月度、季度、年度财务报告。

3. 业务运营:乙方应遵守合法合规经营的原则,不得从事任何违法违规的活动。

4. 知识产权保护:双方应共同保护所涉及的知识产权,不得侵犯他人的知识产权。

三、退出条款1. 退出方式:甲方有权在约定的投资期限内选择退出乙方,退出的方式包括但不限于股权转让、股票上市等。

2. 回购安排:如乙方未能按照约定完成业务目标或发生其他违约行为,甲方有权要求乙方回购其持有的股份。

3. 优先权:甲方在退出时享有优先权,包括优先受让股权、优先分配利润等。

四、保密条款1. 双方应对本协议的内容、交易对方的商业信息以及双方在合作过程中获知的对方商业秘密等信息进行保密。

2. 未经对方同意,任何一方不得向第三方泄露相关信息。

五、违约责任1. 如任何一方违反本协议的任何条款,均应承担违约责任,并赔偿对方因此造成的损失。

2. 如因违约导致本协议提前终止,违约方应承担相应的违约责任。

风险投资协议(英文版)

风险投资协议(英文版)

This sample document is the work product of a coalition of attorneys who specialize in venture capital financings, working under the auspices of the NVCA. See the NVCA website for a list of the Working Group members. This document is intended to serve as a starting point only, and should be tailored to meet your specific requirements. This document should not be construed as legal advice for any particular facts or circumstances. Note that this sample presents an array of (often mutually exclusive) options with respect to particular deal provisions.TERM SHEETPreliminary NotesThis Term Sheet maps to the NVCA model documents, and for convenience the provisions are grouped according to the particular model document in which they may be found. Although this Term Sheet is perhaps somewhat longer than a "typical" VC Term Sheet, the aim is to provide a level of detail that makes the Term Sheet useful as both a road map for the document drafters and as a reference source for the business people to quickly find deal terms without the necessity of having to consult the legal documents (assuming of course there have been no changes to the material deal terms prior to execution of the final documents).TERM SHEETFOR SERIES A PREFERRED STOCK FINANCING OF[INSERT COMPANY NAME], INC.[ __, 200_]This Term Sheet summarizes the principal terms of the Series A Preferred Stock Financing of [___________], Inc., a [Delaware] corporation (the “Company”). In consideration of the time and expense devoted and to be devoted by the Investors with respect to this investment, the No Shop/Confidentiality and Counsel and Expenses provisions of this Term Sheet shall be binding obligations of the Company whether or not the financing is consummated. No other legally binding obligations will be created until definitive agreements are executed and delivered by all parties. This Term Sheet is not a commitment to invest, and is conditioned on the completion of due diligence, legal review and documentation that is satisfactory to the Investors. This Term Sheet shall be governed in all respects by the laws of the [State of Delaware].Offering TermsClosing Date: As soon as practicable following the Company’sacceptance of this Term Sheet and satisfaction of theConditions to Closing (the “Closing”). [provide formultiple closings if applicable]Investors: Investor No. 1: [_______] shares ([__]%), $[_________]Investor No. 2: [_______] shares ([__]%), $[_________][as well other investors mutually agreed upon byInvestors and the Company]Amount Raised: $[________], [including $[________] from the conversionof principal [and interest] on bridge notes].1Price Per Share: $[________] per share (based on the capitalization ofthe Company set forth below) (the “Original PurchasePrice”).1Modify this provision to account for staged investments or investments dependent on the achievement of milestones by the Company.Pre-Money Valuation: The Original Purchase Price is based upon a fully-diluted pre-money valuation of $[_____] and afully-diluted post-money valuation of $[______](including an employee pool representing [__]% of thefully-diluted post-money capitalization).Capitalization: The Company’s capital structure before and after theClosing is set forth below:Pre-Financing Post-Financing Security # of Shares % # of Shares % Common – FoundersCommon – Employee StockPoolIssuedUnissued[Common – Warrants]Series A PreferredTotalCHARTER2Dividends: [Alternative 1: Dividends will be paid on the Series APreferred on an as-converted basis when, as, and ifpaid on the Common Stock][Alternative 2: Non-cumulative dividends will be paidon the Series A Preferred in an amount equal to$[_____] per share of Series A Preferred when and ifdeclared by the Board.]2The Charter is a public document, filed with the [Delaware] Secretary of State, that establishes all of the rights, preferences, privileges and restrictions of the Preferred Stock. Note that if the Preferred Stock does not have rights, preferences, and privileges materially superior to the Common Stock, then (after Closing) the Company cannot defensibly grant Common Stock options priced at a discount to the Preferred Stock.[Alternative 3: The Series A Preferred will carry anannual [__]% cumulative dividend [compounded annually],payable upon a liquidation or redemption. For anyother dividends or distributions, participation withCommon Stock on an as-converted basis.] 3Liquidation Preference: In the event of any liquidation, dissolution or windingup of the Company, the proceeds shall be paid asfollows:[Alternative 1 (non-participating Preferred Stock):First pay [one] times the Original Purchase Price [plusaccrued dividends] [plus declared and unpaid dividends]on each share of Series A Preferred. The balance ofany proceeds shall be distributed to holders of CommonStock.][Alternative 2 (full participating Preferred Stock):First pay [one] times the Original Purchase Price [plusaccrued dividends] [plus declared and unpaid dividends]on each share of Series A Preferred. Thereafter, theSeries A Preferred participates with the Common Stockon an as-converted basis.][Alternative 3 (cap on Preferred Stock participationrights): First pay [one] times the Original PurchasePrice [plus accrued dividends] [plus declared andunpaid dividends] on each share of Series APreferred. Thereafter, Series A Preferredparticipates with Common Stock on an as-converted basisuntil the holders of Series A Preferred receive anaggregate of[_____] times the Original PurchasePrice.]A merger or consolidation (other than one in whichstockholders of the Company own a majority by voting3In some cases, accrued and unpaid dividends are payable on conversion as well as upon a liquidation event. Most typically, however, dividends are not paid if the preferred is converted. Another alternative is to give the Company the option to pay accrued and unpaid dividends in cash or in common shares valued at fair market value. Thelatter are referred to as “PIK” (payment-in-kind) dividends.power of the outstanding shares of the surviving oracquiring corporation) and a sale, lease, transfer orother disposition of all or substantially all of theassets of the Company will be treated as a liquidationevent (a “Deemed Liquidation Event”), therebytriggering payment of the liquidation preferencesdescribed above [unless the holders of [___]% of theSeries A Preferred elect otherwise].Voting Rights: The Series A Preferred Stock shall vote together withthe Common Stock on an as-converted basis, and not as aseparate class, except (i) the Series A Preferred as aclass shall be entitled to elect [_______] [(_)]members of the Board (the “Series A Directors”), (ii)as provided under “Protective Provisions” below or(iii) as required by law. The Company’s Certificateof Incorporation will provide that the number ofauthorized shares of Common Stock may be increased ordecreased with the approval of a majority of thePreferred and Common Stock, voting together as a singleclass, and without a separate class vote by the CommonStock.4Protective Provisions: So long as[insert fixed number, or %, or “any”]shares of Series A Preferred are outstanding, theCompany will not, without the written consent of theholders of at least [__]% of the Company’s Series APreferred, either directly or by amendment, merger,consolidation, or otherwise:(i) liquidate, dissolve or wind-up the affairs ofthe Company, or effect any Deemed Liquidation Event;(ii) amend, alter, or repeal any provision of theCertificate of Incorporation or Bylaws [in a manneradverse to the Series A Preferred];5 (iii) createor authorize the creation of or issue any other 4For California corporations, one cannot “opt out” of the statutory requirement of a s eparate class vote by Common Stockholders to authorize shares of Common Stock.5Note that as a matter of background law, Section 242(b)(2) of the Delaware General Corporation Law provides that if any proposed charter amendment would adversely alter the rights, preferences and powers of one seriesof Preferred Stock, but not similarly adversely alter the entire class of all Preferred Stock, then the holders of that seriesare entitled to a separate series vote on the amendment.security convertible into or exercisable for anyequity security, having rights, preferences orprivileges senior to or on parity with the Series APreferred, or increase the authorized number ofshares of Series A Preferred; (iv) purchase orredeem or pay any dividend on any capital stockprior to the Series A Preferred, [other than stockrepurchased from former employees or consultants inconnection with the cessation of theiremployment/services, at the lower of fair marketvalue or cost;] [other than as approved by theBoard, including the approval of [_____] Series ADirector(s)]; or (v) create or authorize thecreation of any debt security [if the Company’saggregate indebtedness would exceed $[____][otherthan equipment leases or bank lines of credit][otherthan debt with no equity feature][unless such debtsecurity has received the prior approval of theBoard of Directors, including the approval of[________] Series A Director(s)]; (vi) increase ordecrease the size of the Board of Directors.Optional Conversion: The Series A Preferred initially converts 1:1 to CommonStock at any time at option of holder, subject toadjustments for stock dividends, splits, combinationsand similar events and as described below under “Anti-dilution Provisions.”Anti-dilution Provisions: In the event that the Company issues additionalsecurities at a purchase price less than the currentSeries A Preferred conversion price, such conversionprice shall be adjusted in accordance with thefollowing formula:[Alternative 1: “Typical” weighted average:CP2 = CP1* (A+B) / (A+C)CP2= New Series A Conversion PriceCP1= Series A Conversion Price in effect immediately prior to new issueA = Number of shares of Common Stock deemed tobe outstanding immediately prior to newissue (includes all shares of outstandingcommon stock, all shares of outstandingpreferred stock on an as-converted basis,and all outstanding options on an as-exercised basis; and does not include anyconvertible securities converting intothis round of financing)B = Aggregate consideration received by theCorporation with respect to the new issuedivided by CP1C = Number of shares of stock issued in thesubject transaction][Alternative 2: Full-ratchet – the conversion pricewill be reduced to the price at which the new sharesare issued.][Alternative 3: No price-based anti-dilutionprotection.]The following issuances shall not trigger anti-dilutionadjustment:6(i) securities issuable upon conversion of any ofthe Series A Preferred, or as a dividend ordistribution on the Series A Preferred;(ii) securities issued upon the conversion of anydebenture, warrant, option, or other convertiblesecurity; (iii) Common Stock issuable upon a stocksplit, stock dividend, or any subdivision of sharesof Common Stock; and (iv) shares of Common Stock(or options to purchase such shares of Common Stock)issued or issuable to employees or directors of, orconsultants to, the Company pursuant to any planapproved by the Company’s Board of Directors[including at least [_______] Series A Director(s)][(v) shares of Common Stock issued or issuable tobanks, equipment lessors pursuant to a debt6Note that additional exclusions are frequently negotiated, such as issuances in connection with equipment leasing and commercial borrowing.financing, equipment leasing or real propertyleasing transaction approved by the Board ofDirectors of the Corporation [, including at least[_______] Series A Director(s)].Mandatory Conversion: Each share of Series A Preferred will automatically beconverted into Common Stock at the then applicableconversion rate in the event of the closing of a [firmcommitment] underwritten public offering with a priceof [___]times the Original Purchase Price (subject toadjustments for stock dividends, splits, combinationsand similar events) and [net/gross] proceeds to theCompany of not less than $[_______] (a “QPO”), or(ii) upon the written consent of the holders of [__]%of the Series A Preferred.7[Pay-to-Play: [Unless the holders of [__]% of the Series A electotherwise,] on any subsequent down round all [Major]Investors are required to participate to the fullextent of their participation rights (as describedbelow under “Investor Rights Agreement –Right toParticipate Pro Rata in Future Rounds”), unless theparticipation requirement is waived for all [Major]Investors by the Board [(including vote of [a majorityof] the Series A Director[s])]. All shares of Series APreferred8 of any [Major] Investor failing to do sowill automatically [lose anti-dilution rights] [loseright to participate in future rounds] [convert toCommon Stock and lose the right to a Board seat ifapplicable].97The per share test ensures that the investor achieves a significant return on investment before the Company can go public. Also consider allowing a non-QPO to become a QPO if an adjustment is made to the Conversion Price for the benefit of the investor, so that the investor does not have the power to block a public offering.8Alternatively, this provision could apply on a proportionate basis (e.g., if Investor plays for ½ of pro rata share, receives ½ of anti-dilution adjustment).9If the punishment for failure to participate is losing some but not all rights of the Preferred (e.g., anything other than a forced conversion to common), the Charter will need to have so-called “blank check preferred” provisionsat least to the extent necessary to enable the Board to issue a “shadow” class of preferred with diminished rights in the event an investor fails to participate. Note that as a drafting matter it is far easier to simply have (some or all of) the preferred convert to common.Redemption Rights:10The Series A Preferred shall be redeemable from fundslegally available for distribution at the option ofholders of at least[__]% of the Series A Preferredcommencing any time after the fifth anniversary of theClosing at a price equal to the Original Purchase Price[plus all accrued but unpaid dividends]. Redemptionshall occur in three equal annual portions. Upon aredemption request from the holders of the requiredpercentage of the Series A Preferred, all Series APreferred shares shall be redeemed [(except for anySeries A holders who affirmatively opt-out)].11STOCK PURCHASE AGREEMENTRepresentations and Warranties: Standard representations and warranties by the Company. [Representations and warranties by Founders regarding [technology ownership, etc.].12Conditions to Closing: Standard conditions to Closing, which shall include,among other things, satisfactory completion offinancial and legal due diligence, qualification of theshares under applicable Blue Sky laws, the filing of aCertificate of Incorporation establishing the rightsand preferences of the Series A Preferred, and anopinion of counsel to the Company.Counsel and Expenses: [Investor/Company] counsel to draft closing documents.Company to pay all legal and administrative costs of10Redemption rights allow Investors to force the Company to redeem their shares at cost [plus a small guaranteed rate of return (e.g., dividends)]. In practice, redemption rights are not often used; however, they do providea form of exit and some possible leverage over the Company. While it is possible that the right to receive dividends on redemption could give rise to a Code Section 305 “deemed dividend” proble m, many tax practitioners take the view thatif the liquidation preference provisions in the Charter are drafted to provide that, on conversion, the holder receives the greater of its liquidation preference or its as-converted amount (as provided in the NVCA model Certificate of Incorporation), then there is no Section 305 issue.11Due to statutory restrictions, it is unlikely that the Company will be legally permitted to redeem in thevery circumstances where investors most want it (the so-called “sideways situation”), investors will sometimes requestthat certain penalty provisions take effect where redemption has been requested but the Company’s available cash flowdoes not permit such redemption - - e.g., the redemption amount shall be paid in the form of a one-year note to each unredeemed holder of Series A Preferred, and the holders of a majority of the Series A Preferred shall be entitled toelect a majority of the Company’s Board of Directors until such amounts are paid in full.12Note that while it is not at all uncommon in east coast deals to require the Founders to personally rep and warrant (at least as to certain key matters, and usually only in the Series A round), such Founders reps are rarely foundin west coast deals.the financing [at Closing], including reasonable fees(not to exceed $[_____])and expenses of Investorcounsel[, unless the transaction is not completedbecause the Investors withdraw their commitment withoutcause]13.Company Counsel: []Investor Counsel: []INVESTOR RIGHTS AGREEMENTRegistration Rights:Registrable Securities: All shares of Common Stock issuable upon conversion ofthe Series A Preferred and [any other Common Stock heldby the Investors] will be deemed “RegistrableSecurities.”14Demand Registration: Upon earliest of (i) [three-five] years after theClosing; or (ii) [six] months following an initialpublic offering (“IPO”), persons holding [__]% of theRegistrable Securities may request [one][two](consummated) registrations by the Company of theirshares. The aggregate offering price for suchregistration may not be less than $[5-10] million. Aregistration will count for this purpose only if (i)all Registrable Securities requested to be registeredare registered and (ii) it is closed, or withdrawn atthe request of the Investors (other than as a result ofa material adverse change to the Company).Registration on Form S-3: The holders of [10-30]% of the Registrable Securities will have the right to require the Company to register on Form S-3, if available for use by the Company,13The bracketed text should be deleted if this section is not designated in the introductory paragraph as one of the sections that is binding upon the Company regardless of whether the financing is consummated.14Note that Founders/management sometimes also seek registration rights.Registrable Securities for an aggregate offering priceof at least $[1-5 million]. There will be no limit onthe aggregate number of such Form S-3 registrations,provided that there are no more than [two] per year.Piggyback Registration: The holders of Registrable Securities will be entitledto “piggyback” registration rights on allregistration statements of the Company, subject to theright, however, of the Company and its underwriters toreduce the number of shares proposed to be registeredto a minimum of [30]% on a pro rata basis and tocomplete reduction on an IPO at the underwriter’sdiscretion. In all events, the shares to be registeredby holders of Registrable Securities will be reducedonly after all other stockholders’ shares are reduced.Expenses: The registration expenses (exclusive of stock transfertaxes, underwriting discounts and commissions will beborne by the Company. The Company will also pay thereasonable fees and expenses[, not to exceed $______,]of one special counsel to represent all theparticipating stockholders.Lock-up: Investors shall agree in connection with the IPO, ifrequested by the managing underwriter, not to sell ortransfer any shares of Common Stock of the Company[(excluding shares acquired in or following the IPO)]for a period of up to 180 days following the IPO(provided all directors and officers of the Company and[1 –5]% stockholders agree to the same lock-up).Such lock-up agreement shall provide that anydiscretionary waiver or termination of the restrictionsof such agreements by the Company or representatives ofthe underwriters shall apply to [Major] Investors, prorata, based on the number of shares held. A “MajorInvestor” means any Investor who purchases at least$[______] of Series A Preferred.Termination: Earlier of [5] years after IPO, upon a DeemedLiquidation Event, or when all shares of an Investorare eligible to be sold without restriction under Rule144(k) within any 90-day period.No future registration rights may be granted without consent of the holders of a[majority] of the Registrable Securities unless subordinate to the Investor’s rights.Management and Information Rights: A Management Rights letter from the Company, in a form reasonably acceptable to the Investors, will be delivered prior to Closing to each Investor that requests one. 15Any Major Investor [(who is not a competitor)] will be granted access to Company facilities and personnel during normal business hours and with reasonable advance notification. The Company will deliver to such Major Investor (i) annual, quarterly, [and monthly] financial statements, and other information as determined by the Board; (ii) thirty days prior to the end of each fiscal year, a comprehensive operating budget forecasting the Company’s revenues, expenses, and cash position on a month-to-month basis for the upcoming fiscal year; and (iii) promptly following the end of each quarter an up-to-date capitalization table, certified by the CFO.Right to Participate Pro Rata in Future Rounds: All [Major] Investors shall have a pro rata right, based on their percentage equity ownership in the Company (assuming the conversion of all outstanding Preferred Stock into Common Stock and the exercise of all options outstanding under the Company’s stock plans), to participate in subsequent issuances of equity securities of the Company (excluding those issuances lis ted at the end of the “Anti-dilution Provisions” section of this Term Sheet and issuances in connection with acquisitions by the Company). In addition, should any [Major] Investor choose not to purchase its full pro rata share, the remaining [Major] Investors shall have the right to purchase the15See commentary in introduction to NVCA model Managements Rights Letter, explaining purpose of such letter.remaining pro rata shares.Matters Requiring Investor Director Approval: [So long as [__]% of the originally issued Series A Preferred remains outstanding]the Company will not, without Board approval, which approval must include the affirmative vote of [____] of the Series A Director(s):(i) make any loan or advance to, or own any stockor other securities of, any subsidiary or other corporation, partnership, or other entity unless it is wholly owned by the Company; (ii) make any loan or advance to any person, including, any employee or director, except advances and similar expenditures in the ordinary course of business or under the terms of a employee stock or option plan approved by the Board of Directors; (iii) guarantee, any indebtedness except for trade accounts of the Company or any subsidiary arising in the ordinary course of business; (iv) make any investment other than investments in prime commercial paper, money market funds, certificates of deposit in any United States bank having a net worth in excess of $100,000,000 or obligations issued or guaranteed by the United States of America, in each case having a maturity not in excess of [two years]; (v) incur any aggregate indebtedness in excess of $[_____] that is not already included in a Board-approved budget, other than trade credit incurred in the ordinary course of business; (vi) enter into or bea party to any transaction with any director,officer or employee of the Company or any “associate” (as defin ed in Rule 12b-2 promulgated under the Exchange Act) of any such person [except transactions resulting in payments to or by the Company in an amount less than $[60,000] per year], [or transactions made in the ordinary course of business and pursuant to reasonable requirements of the Company’s business and upon fair and reasonable terms that are approved by a majority of the Boardof Directors];16 (vii) hire, fire, or change the compensation of the executive officers, including approving any option plans; (viii) change the principal business of the Company, enter new lines of business, or exit the current line of business; or (ix) sell, transfer, license, pledge or encumber technology or intellectual property, other than licenses granted in the ordinary course of business.Non-Competition and Non-Solicitation and Agreements:17Each Founder and key employee will enter into a [one] year non-competition and non-solicitation agreement in a form reasonably acceptable to the Investors.Non-Disclosure and Developments Agreement: Each current and former Founder, employee and consultant with access to Company confidential information/trade secrets will enter into a non-disclosure and proprietary rights assignment agreement in a form reasonably acceptable to the Investors.Board Matters:Each Board Committee shall include at least one SeriesA Director.The Board of Directors shall meet at least[monthly][quarterly], unless otherwise agreed by a voteof the majority of Directors.The Company will bind D&O insurance with a carrier andin an amount satisfactory to the Board of Directors.In the event the Company merges with another entity andis not the surviving corporation, or transfers all ofits assets, proper provisions shall be made so thatsuccessors of the Com pany assume Company’s obligations16Note that Section 402 of the Sarbanes-Oxley Act of 2003 would require repayment of any loans in fullprior to the Company filing a registration statement for an IPO.17Note that non-compete restrictions (other than in connection with the sale of a business) are prohibited in California, and may not be enforceable in other jurisdictions, as well. In addition, some investors do not require such agreements for fear that employees will request additional consideration in exchange for signing a Non-Compete/Non-Solicit (and indeed the agreement may arguably be invalid absent such additional consideration - - although having an employee sign a non-compete contemporaneous with hiring constitutes adequate consideration). Others take the viewthat it should be up to the Board on a case-by-case basis to determine whether any particular key employee is requiredto sign such an agreement. Non-competes typically have a one year duration, although state law may permit up to two years.with respect to indemnification of Directors.Employee Stock Options: All employee options to vest as follows: [25% afterone year, with remaining vesting monthly over next 36months].[Immediately prior to the Series A Preferred Stockinvestment, [______] shares will be added to the optionpool creating an unallocated option pool of [_______]shares.]Key Person Insurance: Company to acquire life insurance on Founders [nameeach Founder] in an amount satisfactory to the Board.Proceeds payable to the Company.[IPO Directed Shares:18To the extent permitted by applicable law and SECpolicy, upon an IPO consummated one year after Closing,Company to use reasonable best efforts to causeunderwriters to designate [10]% of the offering asdirected shares, 50% of which shall be allocated byMajor Investors.][QSB Stock: Company shall use reasonable best efforts to cause itscapital stock to constitute Qualified Small BusinessStock unless the Board determines that suchqualification is inconsistent with the best interestsof the Company.]Termination: All rights under the Investor Rights Agreement, otherthan registration rights, shall terminate upon theearlier of an IPO, a Deemed Liquidation Event or atransfer of more than 50% of Company’s voting power.RIGHT OF FIRST REFUSAL/CO-SALE AGREEMENTAND VOTING AGREEMENTRight of first Refusal/ Company first and Investors second (to the extent18SEC Staff examiners have taken position that, if contractual right to friends and family shares was granted less than 12 months prior to filing of registration statement, this will be considered an “offer” made prematurely before filing of IPO prospectus. So, investors need to agree to drop shares from offering if that would hold up the IPO. While some documents provide for alternative parallel private placement where the IPO does occur within 12 months,such a parallel private placement could raise integration issues and negatively impact the IPO. Hence, such an alternative is not provided for here.。

风险投资(合作)协议合同范本最新6篇

风险投资(合作)协议合同范本最新6篇

风险投资(合作)协议合同范本最新6篇全文共6篇示例,供读者参考篇1风险投资(合作)协议合同范本合同编号:RVCA2021甲方(投资方):____________乙方(被投资方):____________各方经友好协商一致,为了双方的合作共赢,特订立本协议。

第一条合作标的甲方同意向乙方投资一定资金用于乙方项目的发展,乙方同意接受甲方的投资并共同合作开展项目。

第二条投资金额和出资比例1. 甲方拟向乙方投资金额为__________,出资比例为__________。

2. 乙方应于签署本协议后____个工作日内提供银行账户信息,以便甲方将投资款项汇入乙方账户。

第三条投资方式1. 甲方一次性向乙方出资,不得要求乙方退还投资款项。

2. 投资方不得擅自变更出资方式或减少投资金额。

第四条投资用途乙方应当将甲方的投资款项用于项目的研发、生产、营销等相关经营活动,不得挪作他用。

第五条投资收益分配1. 项目收益将按照投资比例进行分配,甲方享有对应比例的收益。

2. 投资方分红应在项目盈利后进行,分红时间和方式由双方协商一致。

第六条风险分担由于项目经营可能存在风险,各方应共同承担风险并积极协商解决办法。

第七条保密义务各方应对本合同及项目的商业机密进行保密,未经允许不得向第三方透露。

第八条违约责任1. 任何一方违反本协议的约定,应向对方承担相应违约责任。

2. 一方违约给对方造成损失的,应当依法承担赔偿责任。

第九条税务处理双方应按照国家有关税收政策的规定对投资款项及收益进行申报并缴纳税务。

第十条争议解决本协议的履行及解释应遵循中华人民共和国法律,对于因合同引起的争议应协商解决。

协商不成的,应提交仲裁机构进行仲裁。

第十一条其他1. 本协议附件为不可分割部分,具有同等效力。

2. 本协议自双方签字生效,有效期为____年。

甲方(盖章):____________ 日期:____年____月____日乙方(盖章):____________ 日期:____年____月____日本协议一式两份,甲、乙双方各执一份,具有同等法律效力。

风险投资协议范本7篇

风险投资协议范本7篇

风险投资协议范本7篇篇1甲方(投资方):____________________乙方(融资方):____________________鉴于:甲方同意向乙方提供风险投资资金支持,以推动乙方的业务发展和项目实现。

乙方愿意接受甲方的风险投资资金支持,并同意按照本协议约定的条件和条款进行资金使用和回报。

双方本着平等互利、合作共赢的原则,经过友好协商,达成如下协议:一、投资概述1. 投资金额:甲方同意向乙方提供人民币________万元的风险投资资金。

2. 投资用途:该资金应用于乙方的________项目,包括但不限于研发、运营、市场推广等方面。

二、投资条件1. 乙方需提供可行性研究报告、商业计划书等文件,证明项目的可行性和市场前景。

2. 乙方应确保项目的合法性和合规性,遵守国家法律法规和相关政策。

3. 甲方有权对乙方的项目进展、财务状况等进行监督和审计。

4. 本协议签订后,乙方应定期向甲方提交项目进展报告和财务报表。

三、投资回报1. 乙方应按照约定的方式和期限向甲方支付投资回报。

2. 投资回报的计算方法和支付方式详见本协议附件。

3. 如乙方未能按照约定支付投资回报,甲方有权要求乙方承担相应的违约责任。

四、权利和义务1. 甲方有权按照本协议约定参与乙方的项目管理,并对乙方的项目进展和财务状况进行监督。

2. 乙方应按照本协议约定的方式和期限使用投资资金,确保项目的进展和运营。

3. 乙方应保证投资资金的安全,避免风险,确保投资回报的实现。

4. 双方应共同协商解决本协议履行过程中出现的问题和争议。

五、保密条款1. 双方应对本协议的内容和实施过程保密,避免泄露给无关人员。

2. 双方应妥善保管与本协议相关的文件和资料,避免数据泄露和损失。

六、违约责任1. 如乙方未按照本协议约定的方式和期限使用投资资金,甲方有权要求乙方承担相应的违约责任。

2. 如乙方未能按照约定支付投资回报,甲方有权要求乙方支付逾期利息和违约金。

风险投资(合作)协议合同范本5篇

风险投资(合作)协议合同范本5篇

风险投资(合作)协议合同范本5篇篇1甲方(投资方):__________乙方(被投资方):__________鉴于甲乙双方同意就以下风险投资合作事项达成协议,为明确各方权益,特订立本合同协议。

一、协议目的甲乙双方通过本次风险投资合作,共同推动项目发展,实现共赢。

甲方通过提供资金支持,帮助乙方实现业务扩张、技术创新等目标;乙方通过项目实施,为甲方提供投资回报。

二、投资金额及支付方式1. 投资金额:甲方同意向乙方投资人民币_____万元。

2. 支付方式:(1)本协议签署后___个工作日内,甲方支付第一笔款项人民币_____万元。

(2)项目进展达到预定阶段后___个工作日内,甲方支付剩余款项人民币_____万元。

三、投资用途及项目进展安排1. 投资用途:投资款项应用于乙方项目的研发、市场推广、运营管理等方面。

2. 项目进展安排:(1)项目启动阶段:乙方应在收到第一笔投资款项后___个工作日内启动项目。

(2)项目实施阶段:双方共同制定项目实施计划,确保项目按照预定进度进行。

(3)项目监管阶段:甲方有权对项目实施过程进行监管,确保投资款项的合理使用。

四、权益分配及风险控制1. 权益分配:(1)甲方享有投资额度内的项目收益权。

(2)乙方在项目运营过程中享有管理权、决策权。

2. 风险控制:(1)双方应共同识别项目风险,并制定风险应对措施。

(2)乙方应定期向甲方报告项目进展情况,确保项目风险可控。

五、保密条款及违约责任1. 保密条款:(1)双方应对涉及本次风险投资合作的信息予以保密,未经对方同意,不得向第三方泄露。

(2)保密信息包括但不限于双方的合作内容、投资金额、项目进度等。

2. 违约责任:(1)如因一方违约导致本次风险投资合作无法继续进行,违约方应承担违约责任,并赔偿守约方的损失。

(2)如因不可抗力因素导致本协议无法履行,双方均不承担违约责任。

六、争议解决及法律适用1. 争议解决:如双方在协议履行过程中发生争议,应首先通过友好协商解决;协商不成的,任何一方均有权向有管辖权的人民法院提起诉讼。

美国风险投资示范合同中英文

美国风险投资示范合同中英文

美国风险投资示范合同中英文**English Content:**In the realm of venture capital, the United States has always been a pioneer, setting precedents and standards for the global industry. One such important aspect is the Venture Capital Term Sheet, or more commonly known as the Investment Agreement. This document outlines the terms and conditions of the investment made by a venture capitalist into a startup or early-stage company. It serves as a blueprint for the relationship between the investor and the company, laying down the financial, governance, and exit strategies.The Venture Capital Term Sheet typically includes details such as the amount of investment, the valuation of the company, the ownership stake held by the investor, and the rights and obligations of both parties. It also covers important clauses like liquidation preferences, anti-dilution provisions, board representation, and voting rights.The language used in these agreements is oftentechnical and legally precise, reflecting the complexity of the financial transactions involved. The use of plain English, however, is becoming increasingly popular to ensure clarity and transparency for all parties involved. **Chinese Content:**在风险投资领域,美国一直是先行者,为全球行业树立了先例和标准。

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标准风险投资协议书
甲方:________________________
乙方:________________________
签订日期: ___ 年____ 月_____ 日、基本情况Foundmental Information
[ ___ ]公司A 系优先股融资
条款清单
[ _____ ,200___]
TERM SHEET
FOR SERIES A PREFERRED STOCK FINANCING OF
[INSERT COMPANY NAME], INC.
[ _____ , 200_]
本条款清单概括了________ 公司,一家[ _______ ]公司(公司” A系优先股融资的主要条款。

考虑
到涉及此项投资的投资人已投入和将投入的时间和成本,无论此次融资是否完成,本条款清单之
限制出售/保密条款、律师及费用条款对公司都具有强制约束力。

未经各方一致签署并交付的最终协议,本条款清单之其他条款不具有强制约束力。

本条款清单并非投资人进行投资的承诺,其生效以完成令投资人满意的尽职调查、法律审查和文件签署为条件。

本条款清单各方面受[ ____________________________________ ]
法律管辖。

This Term Sheet summarizes the prin cipal terms of the Series A Preferred Stock Financing of
[ __________ ], Inc., a [ ______ ] corporation (the “InCc o mnspidaenrya”tio)n. of the time and expense devoted and to be devoted by the Investors with respect to this investment, the No Shop/Confidentiality and Counsel and Expenses provisions of this Term Sheet shall be binding obligations of the Company whether or not the financing is consummated. No other legally binding obligations will be created until definitive agreements are executed and delivered by all parties. This Term Sheet is not a commitment to invest, and is conditioned on the completion of due diligence, legal review and documentation that is satisfactory to the Investors. This Term Sheet shall be governed in all respects by the laws of the [ ].
出资条款:
Offering Terms
交割日:
当公司接受此条款清单且交割条件完备时即尽快交割(“交割”)。

(若需要多次交割,请与此写明。

)Closing Date: As soon as practicable following the Company ' s acceptance of this Term Sheet and satisfaction of the Conditions to Closing (the [pro“vidCelofosrinmgult”iple). closings if applicable]
投资人:
投资人1: [ _____ ]股([ _____ ]%),$[ _____ ]
投资人2: [ _____ ]股([ _____ ]%),$[ _____ ]
[ 以及投资人和公司一致同意的其他投资人]
Investors: Investor No. 1: [ ________ ] shares ([__]%), $[ _____ ]
Investor No. 2: [ ________ ] shares ([__]%), $[ _____ ]
[as well other investors mutually agreed upon by Investors and the Company]
融资金额:
Modify this provision to account for staged investments or investments dependent on the achievement
of milestones by the Company(该句是对融资金额的解释的备注,如果不需要请删掉)
$[ _____ ] ,[含由过渡贷款转换的本金及利息$[ ______ ]1
Amount Raised: $[ ____________ ], [including $[ ______ ] from the conversion of principal [and
interest] on bridge notes].
每股价格:
$[ _____ ] 每股 ________ (以下文所列公司资本结构表为依据)(“原始购买价”)
Price Per Share:$[ ______ ] per share (based on the capitalization of the Company set forth below)
(the “ Original Purchase Price ” ).
融资前估价:
原始购买价以充分稀释融资前估价$[ _______ ] 和融资后估价$[ _____ ] 为基础计算(含充分稀释的融
资后资本中员工股预留[ ______ ]%)
Pre-Money Valuation:The Original Purchase Price is based upon a fully-diluted pre-money valuation
of $[ ____ ] and a fully diluted post-money valuation of $[ _____ ] (including an employee pool
representing [__]% of the fully diluted post-money capitalization).
资本结构表:
交割前后公司资本结构表请见附件一。

Capitalization: The Company ' s capital structure before and after the Closing is set forth as Exhibit A.
二、公司章程CHARTER
股息分配:
[ 可选方案1: 当普通股分配股息时,A 系优先股按视为转换成普通股参与分配]
[可选方案2: 经董事会宣布,A 系优先股以每股$[ ] 分配非累积性股息]
[可选方案3: A 系优先股按年利率[ ]%分配累积性股息[按年度计算复利],于公司清算或赎回股份时可分配。

其他股息或分红,按视为转换成普通股参与普通股分配]。

3
Dividends:
[Alternative 1: Dividends will be paid on the Series A Preferred on an as converted basis when, as,
and if paid on the Common Stock]
[Alternative 2: Non-cumulative dividends will be paid on the Series A Preferred in an amount equal
to $[ ____ ] per share of Series A Preferred when and if declared by the Board.]
[Alternative 3: The Series A Preferred will carry an annual [__]% cumulative dividend [compounded annually], payable upon a liquidation or redemption. For any other dividends or distributions,
participation with Common Stock on an as-converted basis.]
清算优先受偿权:公司如因任何原因清算、解散或停业清理过程,公司收益将作如下分配:。

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