Chomsky转换生成语法总结
乔姆斯基转换生成语法综述

乔姆斯基转换生成语法综述乔姆斯基转换生成语法综述转换-生成语法简介(Transformational-generative grammar,简称TG)是美国语言学家乔姆斯基提出的一个描述语法的一个术语,他在1957年所写的《语法结构》的出版是转换-生成语法诞生的标志。
简单的说,转换-生成语法理论研究的是人类为什么会说话以及如何了解新的句子。
在1957年所出版的《语法结构》和1965年的《语法理论要略》两书被乔姆斯基称为“标准理论”。
此后他又修正了些许这些理论,称为“扩展的标准理论”,后又修订扩展的标准理论,形成“修正的扩展的标准理论”。
生成语法学的基本概念“转换”“转换”本来是一个控制论的术语,指事物从一种状态转化为另一种状态。
生成语法学早期借用这个术语,指的是在句子的生成过程中所采用的各种具体的操作手段及相应规则的总称。
当然,乔姆斯基的“转换”与Harris的“转换”是有一定联系的。
我们平时所说的“变换”来自Harris,只的是一种表层的转换,关注的是句子与句子或结构与结构之间的“平行”的关系。
而乔姆斯基的“转换”不单是一种平行的变换,更为重要的是一种深层形式到表层形式的生成过程。
是把现代音位学的“位”观念引申到语句结构研究中来的必然结果。
要注意的是“转换”体现的是生成语法学“规则系统”阶段(1957-1980)的特点,而这个阶段提出的各种规则大都带有“个别语法”(particular grammar)的性质。
而在后来的“普遍语法系统”中,“转换”的地位大为降低,比如在“原则-参数理论”中,原来提出的所有转换规则都被压缩为一条“- 移位”。
“生成”(generation)的基本含义有两层一、创造性这是就语言本身的客观属性来说的。
任何一种具体语言都具有很高程度上的“递归”(recursion)特点,[1]即“有限的手段的无限运用”。
具体点说,外在化的语言是个无限的句子集合,但内在性语言却表现为一套数量有限的规则,语言的创造性就表现为以有限的规则生成无限数量的合格的句子。
转换生成语法

——转换生成语法
转换生成语法
一、代表人物
二、含义
三、语言结构的转换规则
四、语法研究的主要内容
五、意义与局限
Noam CHOMSKKY’THEORY
——诺姆.乔姆斯基
•诺姆.乔姆斯基是当代最著名的语言学家,也是美国著名的政治评论家,曾被哲学界誉为历史上影响最为重大的5位思想家之一。如今是美国科学院院士,美国文理科学院院士,美国政治科学院院士,英国皇家科学院通讯院士。
二、局限
乔姆斯基语言学观点在哲学上的错误在于把感性认识与理性认识的关系割裂开来,片面夸大理性认识的作用。把语言分为深层结构和表层结构就是这种割裂所引起的。
3.乔姆斯基的“转换”不单是一种平行的变换,更为重要的是一种深层形式到表层形式的生成过程。是把现代音位学的“位”观念引申到语句结构中的必然结果。
4.“转换”体现的是生成语法学“规则系统”阶段的特点,带有个别语法的性质。
生成
一、创造性
这时就语言本身的客观属性来说的。任何一种具体语言都有很高程度上的递归特点,即“有限手段的无限运用”。具体说,外在化的语言是个无限的句子集合,但内在性语言却表现为一套数量有限的规则,语言的创造性就表现为以有限的规则生成无限数量的合格的句子。
语法转换部分表层结构语音部分句子的语音表现
基础部分深层结构(指向转换部分)语义部分句子的语义表现
意义与局限
一、意义
1.从语言本身来看,我们必须承认对语言结构的研究不完全是形式化的,也是实质性的,它对语言认识的深入,标志着语言学的发展。
2.任何事物都存在着结构,语言也不例外。结构主义者认为语言存在着二元结构,在索绪尔哪里是能指和所指的结构关系,在乔姆斯基那里是深层与表层结构的关系,认识语言就是要认识他的结构。这对我们理解语言的深层含义和表层含义具有重要启示作用,同时影响着结构主义者关于不同结构的划分理论。
乔姆斯基转换生成语法的发展阶段

乔姆斯基转换生成语法的发展阶段乔姆斯基转换生成语法(Chomsky Normal Form)的发展经历了以下几个阶段:
1.乔姆斯基(Chomsky)在1956年提出了乔姆斯基体系(Chomsky Hierarchy)的划分,将形式语言分为四个层次:正规语言、上下文无关语言、上下文相关语言和递归可枚举语言。
乔姆斯基体系为后续的语法理论和形式语言研究奠定了基础。
2.在1956年,乔姆斯基还提出了乔姆斯基文法(Chomsky Grammar)的概念,它是上下文无关文法(Context-Free Grammar)最简单和最常用的一种类型。
乔姆斯基文法的规则形式为A -> α,其中A是非终结符,α是由非终结符和终结符组成的符号串。
3.在1957年,乔姆斯基又进一步推广了上下文无关文法的正规形式,提出了边界上下文无关文法(Bounded Context-Free Grammar)的概念。
这是一种更严格的文法形式,它限制了上下文无关文法中规则的形式,使得文法生成的语言更加简洁和规范。
4.在1963年,乔姆斯基引入了乔姆斯基范式(Chomsky Normal Form),一种更加严格的上下文无关文法形式。
乔姆斯基范式的主要特点是所有规则形式都是非终结符推导两个非终结符,或者非终结符推导一个终结符。
乔姆斯基转换生成语法的发展体现了对形式语言和语法理论的不断研究和发展。
在今天,乔姆斯基转换生成语法被广泛应用于自然语言处理、编译器设计等领域,成为了现代计算机科学中重要的工具和理论基础。
同时,基于乔姆斯基转换生成语法的扩展和改进也在不断进行中,以适应更多复杂的语言和语法现象的处理需求。
论述乔姆斯基的生成语言学理论

论述乔姆斯基的生成语言学理论1 转换生成语法的产生与发展美国语言学家Chomsky20世纪50年代末创立的转换生成语法理论,迄今已有近60年历史。
作为一个独立的理论句法学派,它取代了结构主义在欧美语法界的主导地位,并渗透到语言和自然科学领域的各个分支,具有巨大的理论影响力。
它被语言学家粗略归结为五个阶段。
(1)20世纪50年代末至1965年,以《句法结构》(Syntactic Structure)发表为代表的古典理论阶段。
在这一理论下Chomsky 认为语义学是独立于语法学之外的,此时的生成语言学致力于语类规则的探讨,主要由短语结构规则和转换规则构成。
(2)1965年至1970年,以《句法理论的若干问题》(Aspect of the Theory of Syntax)为代表的标准理论阶段。
认为语法分析可以纳入语义,但转换规则只改变句子结构,不改变意义。
由于考虑了语义成分,生成语法在语义敏感性方面要更具优势。
(3)1970年到1980年,以《深层结构表层结构和语义解释》(Deep structure of the surface structure and semantic interpretation)为标志的扩充式标准理论阶段。
在此时期,他认为表层结构也起一定作用,对上一阶段所提的理论进行了修改与完善。
(4)1980年前后到1992年,以《管辖与约束讲演集》(Lectures on Government and Binding,The Piss Lectures)为标志的修正的扩充式标准理论阶段。
在此阶段,Chomsky把语义解释放到了表层结构中,提出了若干相应理论,如格理论,约束理论,控制理论等。
但导致语法体系异常繁冗。
(5)1992年至今,以《语言理论的最简方案》(A Minimalist Program of Linguistic Theory)为标志。
生成语法理论进入了第五阶段—最简理论阶段。
转换生成语法

component NOT. This shows that semantic interpretation does play certain roles in the surface structure, but Chomsky still believed that semantics is determined by the deep structure. In Chomsky’s second revision, the most remarkable change is that Chomsky now completely puts semantic interpretation in the surface structure. And, accordingly, from semantic interpretative rules is derived logical form representation.
The Extended Standard Theory
In the extended standard theory, Chomsky revised his Standard Theory twice. The first revision is called the “Extended Standard Theory” (EST). The second revision is called the “Revised Extended Standard Theory” (REST).
This main idea can be found in Chomsky’s Syntactic Structures (1957) 该模式出现在《句法结构》(Chomsky 1957)一书中, 主要由短语结构规则( Phrase Structure Rules) 和转换规则 (Transformation) 构成。短语结构规则生成 (Generate) 句子的基础结构(Basic Structure) , 而转换规则把基础结构转化为 不同的句式。例如, 把基础结构转换为被动 结构。所以, 乔姆斯基理论又被称为“转换 生成语法理论”。
乔姆斯基的转换生成语法理论[整理]
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乔姆斯基的转换生成语法理论无论是分析哲学还是欧洲大陆哲学,都重视研究语言,这是当代西方哲学的一个重要特征,语言不能脱离世界,语言只有表现世界才有它正真的存在。
当代美国语言大师乔姆斯基首创了转换生成语法理论,正是这种转换生成语法在语言中挑起了一场革命。
它标志着西方语言学的研究,尤其是美国的语言学界研究进入了一个崭新的时代,即乔姆斯基时期。
一、乔姆斯基“革命”乔姆斯基的转换生成语法所研究的不是语言现象,也不是人们的语言运用,而是人们的语言能力,这种做法是对当时美国占统治地位的布龙菲尔德的结构主义语言学理论的否定。
转换生成语法的创立,被认为是语言学中的一场革命,乔姆斯基的语言理论,很快成为现代语言学最有影响、最有活力的理论。
凡是希望跟上语言学当前发展的语言学专家,都重视乔氏理论.一批富有朝气的年轻人,在乔姆斯基周围,形成了转换生成语法学派。
这些学派由于基础理论与方法的新颖,而被公认为是与逻辑实证主义、日常语言学派相并列的现代西方语言哲学的又一个重要派别。
不仅如此,这场“乔姆斯基革命”还很快波及到语言学以外的许多学科,对于哲学、心理学、逻辑学、人工智能、通讯工程等都产生了很大影响。
因为人们认识到,人类与其他种类动物的明显区别,与其说是某种思维功能或智力,不如说是语言能力。
乔姆斯基的转换生成语法正是为了探究人的语言能力。
目的是为了对人类语言的某些最显著的特征做出数学般的精确描写。
二、转换生成语法的理论框架。
转换生成语法单纯从形式的角度来描写语法结构,在研究中采用数学和逻辑学的符号和公式等形式化的手段来研究语法。
乔姆斯基在语法研究过程中采用的是演绎法和内省法,其理论目标就是通过描述和分析语言结构和语言现象对语言使用者的语言能力作出充分解释,找出普遍语法,并进而探查人类所特有的内在语言习得机制,解释语言的生成和语言的创造性等问题。
本文仅谈及GB模型和MP模型。
GB模型是标志乔姆斯基理论成熟的模型,这个模型中他区分了语音形式PF(Phonetic Form)和逻辑形式MP(Logic Form),它们分别是同人脑主司发音的声音系统和思维认知系统的接口,叫语言模型的外模块性。
转换生成语法

GB Theory (管辖与约定理论)
• The name refers to two central sub-theories of the theory: government, which is an abstract syntactic relation, and binding, which deals with the referents of pronouns, anaphors, and referential expressions. GB was the first theory to be based on the principles and parameters model of language, which also underlies the later developments of the Minimalist Program.
Minimalist program (最简方案)
The Principle of Economy Bare Phrase Structure Phase
The Principle of Economy
The new research direction involves the further development of ideas involving economy of derivation and economy of representation which had started to become significant in the early 1990s, but were still rather peripheral aspects of TGG theory.
Minimalist program (最简方案)
《转换生成语法》PPT课件

了描写的充分性这一要求〔描写出反映观察充分性的语
法是怎样生成各种语言现象的〕.
• 解释的充分性
• 如果语法描写以某种把语言学上普遍现象具体化,同时建
立语言习得理论的语言理论为依据,那么,这样的描写就涉
及到了最为复杂的解释的充分性问题.这样一种语言理论
例外均不自觉地遵从.
乔氏举儿童学习陈述句转换为疑问句的例子:
The man is tall → is the man tall?
转换似乎是分析到词,找到第一次出现的"is",
将其置于句首.乔氏又举下例:
The man who is tall is in the room.
*Is the man who ta1l is in the room?
• 针对经验主义白版论假说,主张天赋语言观.
• 针对行为主义,反对语言为刺激造成的一套习惯
的观点,反对学习论.认为:
• 人的遗传生物属性具有认知结构,其语法系统自
行发展能力和自行发展的机制,这种先天能力和
机制,为人类共有.
• 先天语言能力和自行发展机制在环境诱导下发
展,这一过程是语言习得过程.〔即语言习得离不
• 诺姆•乔姆斯基受到严格的实证主义语言
学传统的训练,即"后布龙菲尔德结构主
义"的训练. "后布龙菲尔德结构主义"统
领着20世纪40-50年代的美国语言学,乔
姆 斯 基 的 老 师 齐 里 格 • 哈 里 斯 <Zellig
Harris>就是其中最著名的代表成员.
• "后布龙菲尔德结构主义"的目标很明确,
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Transformational -Generative GrammarIn the late 1950s,Chomsky gradually established the well known Transformational-Generative grammer.TG grammer has been five stages of development. The classical theory,the standard theory,the extend standard, the revised extended,the minimalist program.12.4.1 The Innateness Hypothesis 天赋假设Chomsky believes that children are born with what he calls LANGUAGE ACQUISITION DEVICE.Chomsky's INNATENESS HYPOTHESIS is based on his observation that some important facts can never be otherwise explained adequately.All these suggest that although babies are not born knowing a language,they are born with a predisposition to develop a language in much the same way as they are born with a predisposition to learn to walk.He argues that LAD probably consitis of three elements:a hypothesis-maker,linguistic universal,and an evaluation procedure.12.4.2 what is a Generative Grammar?By a GENERATIVE GRAMMAR,he simply means a system of rules that in some explicit and well-defined way assigns structural descriptions to sentence.he believes that every speaker of a language has mastered and internalised a generative grammar that express his knowledge of his language.Thus a generative grammar attmpts to specify what the speaker actually knows,not whay he may report about his knowledge.He puts forward three different levels to evaluate grammers on.They are the OBSERV ATIONAL ADEQUACY level, the DESCRIPTIVE ADEQUACY level , the EXPLANORY ADEQUACY level.On the first level,grammers are able to produce correct explanation for raw linguistic data.On the second level,it should not produce correct explanation for raw linguistic data,but also produce corrcet explanations for the linguistic competence of the speaker and hearer.On the third,grammers that are sufficiently described should reveal linguistic competence and then relate it with universal grammers in order to be related to the initial state of the human mind for the purpose of revealing human cognitive systems.He insists on the HYPOTHESIS-DEDUCTION method and his research is called evaluation process.Eg: John saw mary into Mary was seen by JohnNP1+AUX +V+NP 2 --------NP2 +aux +be +en+V+NP1Thus,TG method can not only describe the surface structure of a sentence,but also interprest the internal grammatical relationships within a sentence.12.4.3 The classical theoryThis theory is characterized by three features:1.emphasis on generative ability of language 2.introduction of transnational rules 3.grammermatical description regardless on meaning.He puts forward three kinds of grammer:finte state grammer,phrase structure grammar,and transformation grammar.A finite state grammer is the simplest type of grammar which,with a finite amount of apparatus,can generate an infinite number of sentence.but they are all very simple in their structure.Enhlish is not a finite stage language. The point of Chomsky's devising such a grammar is to show the impracticality of organising language from left to right order,and such a process isnot feasible in studying natural languages.he believes that it is necessary to work out a grammer that,with a finite set of rules ,can generate all the grammermatical sentences in a language without generating a single non-grammermatical sentence. The rules must meet the following requirements:(1).Generative:the rules must automatically generate sentences (2).Simple: the rules must be represented by symbols and formulate (3).Explict:everything must be ststed precisely,leaving nothing to chance (4)Exhaustive:the rules should over all linguistic facts,leaving nothing uncovered (5)Recursive: the rules can be repeatedly applied so as to generate an infinite number of sentences.This is what is called the PHARSE STRUCTURE GRAMMAR,this grammer has greater generative powers than a finite state grammer because it can process sentences that can not be processed by the latter.The generative process of a sentence is the process of rewriting one symbol into another.eg:NP(DET (the)N(man))VP (V((hit)NP(DET (the)N(ball)))).Chomsky has distinguished transformational rules into two kinds:obligatory and optional. The transformation of auxiliaries and passive voice,etc.are optional.12.4.4 The Standard TheoryChomsky found the first problem is that the transformational rules are too powerful.As ordinary sentence can be transformed at will,negated,passivised,with certain elements added or deleted,without restrictions. The second problem is that his rules may generate ill-formed sentences as well as well-found ones. The third problem is that the transformational rules for thepassive voice cannot be used at will,because some of the English verbs don't have structures. He noted that application of the transformational rules should not change the meaning of the original sentence,and that the noun must be restricted by the verb.The generative grammar should consist of three components:syntactic,phonological and semantic. The syntactic component can be called the base component,which consists of rewriting rules and the lexicon.It is the rewriting rules that generate the deep structure of the sentence,and the transformational rules,in turn,transform the deep structure intolerance surface structure.Firstly,transformations can only change the forms of sentences are not allowed to alter the meaning.Secondly,there is now a selectional to ensure that the animate noun appears before the verb and the inanimate noun appears after the verb.Thirdly,restrictions are put on transformations inorder not to generate ill-formed sentences.Forthly,the sentences can be embedded.Fifthly, the rules are properly ordered and there is a set order in which the rules apply.12.4.5 The Extended Standard TheoryChomsky revised his standard theory twice. The first revision is called the Extended Standard Theory. The second reason is called the Revised Extended Theory.There are still a lot of problems to solve.Firstly, the transformational rules are still too powerful,for they can move or delete linguistic segments,change the categories,keep the original meaning intact,and vary according to specific circumstances.Secondly, the standard theory holds that derived nouns have the same semantic properties with their corresponding verbs.Thirdly,the standard theory holds that semantic interpretations are determined by the deep structure,and transformational processes will not change the sentence ter this was found to be impossible,for any kind of transformations will certainly change the sentence meaning.Ex:(1)Everyone loves someone.(2)Someone is loved by everyone.Fifthly,many transformational rules must have complex constrains in order that they do not produce ungrammatical sentences. On the one hand,there should be one transformational rule for some universal phenomena. On the other hand,there are expections that have to be constrained.In his first revision of the standard theory,he moved part of semantic interpretation to the surface structure.Ex:(1)Not many arrows hit the target.(2)Many arrows did not hit the target.This shows that semantic interpretation does plays certain roles in the surface structure. He still believed that semantics is determined by the deep structure.12.4.6 The Government and Binding TheoryIt consists of X-bar Theory ,主位theory,Bounding theory,Government theory,Case theory,Control theory,Binding theory.It is still not certain whether the various principles concerning empty categories are applicable to all languages and whether these categories are universal.12.4.7 The minimalist Program and AfterThis new theory is characterized by several remarkable changes.First,some of the discrete analytical models in the previous theory are discarded and the two levels of analysis, the deep structure and the surface structure,are left out.Second, the important concept of government is rejected and the facts interpreted by the theory of government are replaced by several revised concepts,thus the theory of government has turned from a subsystem of universal grammar into the interpretative constraint of the output condition.He puts forward the strongest minimalist theories,Linguistic mechanism is the ideal solution to the problem of legibility conditions.。