常用英语金融词汇——来自摩根史丹利
金融名词
加入收藏设为首页论坛帮助注册登录•首页•论坛•搜索中国金融论坛» 银行业证书考试学习交流区» FECT-金融英语证书» 金融英语：摩根斯坦利外汇词语8-25每日登录送20个金钱红包，更多任务可快速获取金钱本站开通邀请码注册，获取邀请码点击这里本站QQ群:65131577（已满）68564726（已满）101990865返回列表查看2165 | 回复9 回复发帖‹‹ 上一主题| 下一主题››金融英语：摩根斯坦利外汇词语8-25anjrr金融高层管理帖子418 精华1 1#跳转到倒序看帖打印字体大小: t T发表于2008-5-4 18:57 | 只看该作者金融英语：摩根斯坦利外汇词语8-25摩根斯坦利, 英语, 外汇, 词语, 金融Converted net collections 转换后净收入积分1307魅力值745点金钱1616两贡献度2 粒金币0 元性别男地区福建行业学生阅读权限70Convertible bonds 可转换债券；可换股债券[债市]一种由公司发行的债券。
持有人可以按一个预先确定的价格将这种债券转换为固定股数的公司股票。
由于债券中嵌入了一个公司股票的认购权，可转换债券的利率远远低于传统债券，因此是公司筹集债资的一个廉价方法。
这种债券对现有股东造成的问题是转换稀释了公司发行在外的股权。
一般来讲，债券被转换成公司自身的股票。
Convertible currency 可自由兑换货币指在进口、出口、兑换和进行跨境借贷方面，不存在任何限制或监管要求的货币。
Convexity 债券凸性[债市]用以量度某只债券的价格与收益关系的方法。
存续期间变化比率。
COO 营运总监；首席营运官Copenhagen Stock Exchange 哥本哈根证券交易所Corporate bonds 公司债券Corporate finance 企业融资Corporate governance 企业管治；公司治理Corporate vision 企业视野Corporatization 公司化Cost 成本Cost overrun loans 成本垫支贷款Counsel's opinion 法律顾问意见书Counterparty credit exposure 对手的信贷风险Coupon 票息；券息[债市]发行人承诺会按面值年率计算，向债券持有人支付直至到期日的债券利息。
mogan stanley为什么称为大摩
mogan stanley为什么称为大摩
什么叫大摩？英文Morgan Stanley是指美国的投资银行，是一家1989年1月1日由美国最大的投资银行新摩根大通(J.P.Morgan)和美国最大证券公司斯坦利(Stanley)合并而成的金融机构，即新摩根大通•斯坦利，因此也被人们称为“大摩”。
“大摩”是一个大型银行投资机构，拥有的业务非常之多，其中以投资银行业务和券商业务为主。
它具有较强的风险控制能力，可以提供一系列投资、信贷、保险等服务，具有良好的投资判断能力。
“大摩”拥有强大的投资上市机构，可以为客户提供投资服务，并提供存款、贷款、投资等金融服务。
同时，“大摩”还可以提供股票、基金、期货、外汇及其他金融产品的投资品种。
此外，“大摩”还可以向客户提供全面的资产管理服务和金融咨询服务，包括财务规划、风险管理、银行企业咨询、资产配置等，以满足客户复杂的投资需求。
总之，“大摩”为我们提供了全方位的财务管理及投资建议，为投资者在金融市场投资时提供了良好的支持，具有较强的风险控制和审慎的投资决策能力。
丰富的投资类型可以满足投资者的多元化需求，给投资者带来极大的便利。
摩根士丹利 金融词汇总览
H-share H 股；国企股Hang Seng China Enterprise Index 恒生中国企业指数(香港)Hang Seng Index 恒生指数(香港)Hard currency 硬货币；投资者对其有信心的价值稳定的货币Hard landing [经济] 硬着陆，意指经济出现剧烈震荡。
Hedge accounting 对冲会计法通过对冲会计法，金融市场对冲的收益和损失的会计认可被推延至基础风险暴露的相应收益和损失得到认可之后。
由于这种方法使公司能够将对冲成本计入风险暴露的成本基础，因此公司一般倾向使用它。
这方法将收益与损失冲销匹配起来，从而降低了利润的波动性，符合对冲的目的。
Hedge Fund 对冲基金；套保基金；避险基金Hedging 对冲; 套保HIBOR 香港银行同业拆借利率Hidden reserves 隐藏准备金HKFE 香港期货交易所有限公司HKMA 香港金融管理局HKSAR 香港特别行政区HKSCC 香港中央结算有限公司HKSE 香港证券交易所Holding Company 控股公司Homepage 首页（互联网）Hong Kong Futures Exchange Ltd. 香港期货交易所有限公司Hong Kong Interbank Offer Rate (HIBOR) 香港银行同业拆借利率Hong Kong Monetary Authority 香港金融管理局Hong Kong Securities Clearing Co. Ltd. 香港中央结算有限公司Hong Kong Special Administrative Region 香港特别行政区Hong Kong Stock Exchange 香港证券交易所Hot money 热钱；游资HSCEI 恒生中国企业指数(香港)HSI 恒生指数(恒指) (香港)Hurdle rate 要求报酬率Hybrid cap 混合上限IAS 国际会计准则 (International Accounting Standards 的英文缩写)ICP 互联网内容供应商 (Internet Content Provider 的英文缩写)Idle funds 闲置资金IMF 国际货币基金组织 (International Monetary Fund 的英文缩写)IMM 国际货币市场 (International Monetary Market 的英文缩写)Implicit deflator 隐性通货紧缩指数Implied volatility 引伸波幅；隐含波动率Imported inflation 输入型通货膨胀Import quota 进口配额Import tariff 进口关税In-the-money 价内[期权] 指执行价格与基础工具的现行远期市场价格相比较为有利的期权。
金融词汇表（O）-MORGANSTANLEY_金融银行英语词汇
金融词汇表(o)-morgan stanleyobligatory right 强制性权利；债权od 帐户透支odd lots 零碎股oecd 经济合作及发展组织(经合组织)oem 参见original engineering manufacturing栏目off-balance sheet 资产负债表外off-budgetary 财务预算外offer for sale 公开发售one-on-one 一对一会议one-time mandatory call/put option 一次性强制转换的认购/认沽期权opec 石油出口国组织open-end funds 无限额基金operating concessions 特许经营权operating profit/margin 经营利润opportunity cost 机会成本option 期权；选择权organization for economic co-operation and development 经济合作及发展组织(经合组织)organization of petroleum exporting countries 石油出口国组织original engineering manufacturing 原厂委托制造(加工)osaka securities exchange 大板证券交易所oslo stock exchange 奥斯陆证券交易所otc 场外交易out-of-the-money 价外；失值（期权）outsourcing 外包；外判over-allotment option 超额配售选择权overbought 超买over-subscription 超额认购over-the-counter 场外交易over draft 帐户透支overhead cost 间接成本owned fund/own funds 自有资金。
财务管理专业介绍金融词汇(C)-MORGAN STANLEY
财务管理专业一、培养目标：本专业培养具备管理、经济、法律和理财、金融等方面的知识和能力，能在工商、金融企业、事业单位及政府部门从事财务、金融管理以及教学、科研方面工作的工商管理学科高级专门人才。
二、培养要求：本专业学生主要学习财务、金融管理方面的基本理论和基本知识，受到财务、金融管理方法和技巧方面的基本训练，具有分析和解决财务、金融问题的基本能力。
三、学习财务管理专业能获得哪些知识和能力本专业毕业生将获取以下几方面的知识和能力：1．掌握管理学、经济学和财务与金融的基本理论和基本知识；2．掌握财务、金融管理的定性和定量的分析方法；3．具有较强的语言与文字表达、人际沟通、信息获取以及分析和解决财务、金融管理实际问题的基本能力；4．熟悉我国有关财务、金融管理的方针、政策和法规；5．了解本学科的理论前沿和发展动态；6．掌握文献检索、资料查询的基本方法，具有一定的科学研究和实际工作能力。
四、开设的主要专业课程侧重财务和金融类：财务管理、高级财务管理、跨国公司财务、财务会计、高级财务会计、成本会计、管理会计、税法、审计学、会计电算化、财务分析、投资学、资产评估、货币银行学、证券投资学、国际金融、管理信息系统、统计学等。
（详见经济与管理学院财务管理专业本科培养方案）五、财务管理专业就业前景本专业培养的人才具备管理、经济、法律和理财、金融等方面的知识和能力，能在各类工商企业、国家机关和事业单位、会计师事务所、银行等金融机构、商务贸易服务行业从事财务管理、财务会计、投资分析咨询、理财规划以及教学、科研等方面工作。
这里重点介绍几种相关度高的职业：会计、理财规划师、财务管理人员。
(1)会计人才职业前景：本专业毕业以后做会计，是最保守也是最妥当的一条职业道路。
很多同学放弃这条道路的原因是人才供应太多导致竞争激烈，而且职业前景有限。
其实这种看法本身就错了。
首先，现在的行情是基础人才太多，普通人才太多，优秀的财务人才需求还是很大。
摩根士丹利金融词汇表
EnglishABSAccelerated depreciation AcceptorAccommodation paperAccounts payableAccounts receivableAccredited InvestorsAccredit valueAccreditingAccrual basisAccrued interestACEAcid Test RatioAcquisitionAcross the boardActing in concertActive assetsActive capitalActual marketActual priceActual useful lifeActuaryADBADRADSAd valoremAd valorem stamp duty AdjudicatorAdjustable rate mortgage (ARM) Admitted valueAdvanceAffiliated companyAfter dateAfter-hours dealingAfter-marketAfter-tax profitsAfternoon sessionAge dependency (ratio)Agency accountAging analysis of accounts AGMAgreementAlert messageAll-or-none orderAllocationAllotteeAllotmentAllowanceAlpha (Market Alpha)Alternative investmentAmerican Chamber of Commerce American Commodities Exchange American Depository Receipt American Depository Share (ADS) American Stock ExchangeAmerican style optionAmexAmortizable intangibles AmortizationAmsterdam Stock ExchangeAnnual General Meeting (AGM) AnnualizedAnnual reportAnticipatory breachAntimonopoly ActAntitrustAPECAppeals panelAppreciationAppropriationArbitrageArbitrationArm's length transactionArrearsArticles of AssociationASEANAsian bank syndication market Asian Development Bank (ADB) Asian dollar bondsAsian tigersAsia Pacific Economic Cooperation (APEC)Ask (asked) priceAsset AllocationAsset Backed SecuritiesAsset ManagementAsset strippingAsset swapAssignment methodAssociation of South East Asian Nations (ASEAN)ASXAt-the-close orderAt-the-moneyAt-the-money optionAuckland Stock ExchangeAuction marketAusterity measuresAuthorized capitalAuthorized fundAuthorized representativeAustralian Options MarketAustralian Stock ExchangeBack-door listingBack-end loadBack officeBack to back FX agreementBalance of paymentsBalance of tradeBalance sheetBalance sheet dateBalloon maturityBalloon paymentBank, Banker, BankingBank for International Settlements (BIS)BankruptcyBase dayBase rateBasel Capital AccordBasis Point (BP)Basis swapBasket of currenciesBasket warrantBear marketBear positionBear raidBearerBearer stockBehind-the-sceneBelow parBenchmarkBenchmark mortgage poolBeneficiaryBermudan optionBest practiceBeta (Market beta)BidBig BandBill of exchangeBills departmentBinaryBinary optionBISBlackout periodBlock tradeBlue chipsBlue SkyBoard of directorsBona fide buyerBond marketBondsBonus issueBonus shareBook close dateBook closure periodBook valueBookbuildingBookrunnerBoom-bustBOOTBOTBottom lineBottom-upBounced chequeBourseBP (Basis Point)Brand managementBreak-up feesBreak-up valuationBreakeven pointBretton Woods SystemBridging loanBroad moneyBroker, Broking, Brokerage House Brussels Stock ExchangeBSSMBubble economyBuild, Operate and Transfer (BOT) Build, Own, Operate and Transfer (BOOT)Build/Supply-Service/Maintain (BSSM) Bull marketBulletsBullishBundesbankBusiness dayBusiness managementBusiness studiesButterfly spreadBuy-backBuy-side analystBuyer's creditBuyoutBy-lawC-CorpCACCAGRCalendar yearCall-overCall-spread warrantCall optionCall protection/provisionCall warrantCallable bondCandlestick chartCapCapacityCAPEXCapital Adequacy RatioCapital baseCapital expenditureCapitalizationCapital marketsCapital raisingCapped floaterCarry tradeCarrying costCarrying valueCash-settled warrantCash earnings per shareCash flowCBOCBRCCCASSCDCDOCDSCEDELCeilingCeiling-floor agreementCentral Clearing & Settlement System Central transaction logCentralized borrowing and lending system CEOCEPACertificate of depositCertificate of incumbencyCertified Public Accountant (CPA)CFOChaebolChain debtsChange of domicileChapter 11Chartered financial analyst (CFA) Chicago Board of TradeChicago Board Options ExchangeChicago Mercantile ExchangeChief Executive Officer (CEO)Chief Financial Officer (CFO)Chief Information Officer (CIO)Chief Operations Officer (COO)China bankingChina Banking Regulatory Commission (CBRC)China Capital MarketsChina Development BankChina International Capital Corporation, CICCChina privatizationChina restructuringChina Securities Regulatory Commission (CSRC)China Stock MarketsChinese WallCIOClaimClawback notificationClean priceCLOClosed-end fundClosing priceCo-lead managerCode of conductCollarsCollateralized Bond Obligation Collateralized Debt Obligation Collateralized Loan Obligation Collateralized Mortgage Obligation Co-managerComfort letterCommercial loanCommercial paperCommission rebateCommodity Exchange, Inc.Common stockCompany financeComplex cash flowCompound annual growth rateCompound optionConcessionConference callConfidential pre-filing review Confidential submissionConfidentiality agreement ConglomerateConnected transactionConsiderationConsolidationConstant Maturity Treasury Derivative Constituent stockConstruction in progressConsumer Price Index (CPI) ConsumptionContested takeoverContingent liabilityContingent premiumContinuing obligationContra brokerContractual joint ventureControlling stake/interest Conventional capConversion of state assets into state sharesConversion premiumConversion priceConversion ratioConverted net collections Convertible bondsConvertible currencyConvexityCOOCopenhagen Stock ExchangeCore PCE deflatorCorporate bondsCorporate financeCorporate governanceCorporate visionCorporatizationCostCost overrun loansCost of carryCounsel's opinionCounterpartyCounterparty credit exposure CouponCoupon frequencyCoupon rateCovenantCovered warrantCPACPICredit Default SwapCredit facilitiesCredit foncia amortizationCredit lineCredit-linked notesCredit ratingCredit riskCredit spreadCreditwatchCross currency interest rate swap Cross tradeCSRCCurrency optionCurrency swapCurrent account deficitCurrent asset/liabilityCurrent/liquid ratioCustodianCustoms & usagesCyclicalityDAXDaily marginDay countDay orderDebt equity ratioDebt-equity swapDebt issuing vehiclesDebt service coverage ratio Default fineDefaultingDefault interestDefault riskDefensiveDeferred assetDeferred chargesDeferred taxDefined Contribution Plan DeflationDeflatorDelayed dataDeleveragedDelineation of activitiesDelistDeltaDemutualizationDepreciationDeregulationDerivativesDeutsche Borse AGDeutsche TerminborseDevaluationDifferential reportingDilutionDirect investmentDirect labor costDirectional Movement Index (DMI) Directors' undertakingsDirty priceDisclaimerDisclosureDiscount rateDiscretionary manager Discretionary orderDiscretionary powerDiscretionary trustDishonoured chequeDisinflationDisinterested shareholder Disposable incomeDistressed securities DiversificationDividendDividend in specieDJIADoha RoundDomestic Qualified Institutional Investor (DQII)Double bottom/double dipDow Jones Industries Average Index Downside riskDownstream enterpriseDownturnDQIIDragon bondsDrawing expense in advanceDual currency bondsDue-on-sale clauseDue diligenceDumpingDurationDynamic hedgingE-commerceE-tailersEAFEEASDAQEarning per share (EPS)EBITDAEECEmbedded optionEmerging marketEMUEngagement letterEnvironmental protection Environmental wasteEPSEquity, EquitiesEquity cushionEquity warrantEUEuroEurobondEurodollar bondsEuropean Association of Securities Dealers Automated Quotations (EASDAQ) European Economic CommunityEuropean Monetary Union (EMU) European Options ExchangeEuropean style optionEuropean Union (EU)Ex-couponEx-dateEx-dividend basisEx-rightsExchangeable bondExecutive directorExchange rateExercise priceExit feeExit priceExotic optionExotic warrantExploitation licenseExploitation rightExploration rightExport-oriented economyExposure draftExtendible bondsExternal auditorExternal debtExtraordinary general meeting (EGM) Extraordinary itemFace valueFair market priceFair market valueFannie MaeFAS 133Feasibility reportFECFederal Deposit Insurance Corporation (FDIC)Federal National Mortgage Association (Fannie Mae)Federal Open Market CommitteeFee-Based ContentFFOFiduciaryFiduciary dutyFIGFinancial AdvisorFinancial Business Operation Permit Financial exposureFinancial forecastFinancial Institutions Group (FIG) Financial leaseFinancial ManagementFinancial Markets, Financial Products Financial ServicesFinancial yearFirst mortgageFiscal policyFiscal yearFixed asset losses in suspenseFixed incomeFlat tradesFloatationFloating Rate NoteFloorFloor brokerFollow-on offeringFOMCForce majeureForeign Direct Investment (FDI)Foreign Exchange (FOREX)Foreign Exchange Business Operation PermitForeign Exchange CertificateForeign exchange mortgage loanForeign exchange swap centerForeign-funded enterpriseFormulae Based AmortizationForward Rate AgreementFRAFranchiserFranchisorFrankfurt Stock ExchangeFree cash flowFree floatFRNFrontier tradeFTSE IndexFull disclosureFully dilutedFully paid-up capitalFundamentalsFund ManagementFuture marketFuturesFXG&AG7GAAPGatewayGATTGDPGDRGearing ratioGEMGeneral Agreement on Tariffs & Trade (GATT)General & Administrative Expenses General managementGeneral mandateGeneral offerGenerally Accepted Accounting Principle Gini IndexGlobal bearer warrantGlobal coordinatorGlobal Depository ReceiptGlobal financeGlobal financial firm/institution Global offeringGNPGoing publicGoods and services tax (GST)Goodwill amortizationGovernment Concessionary & Soft Loan Grace periodGreenshoeGross domestic productGross national productGross profitGross spreadGroup of SevenGrowth Enterprises Market (GEM)Growth FundGun jumpingH-shareHang Seng China Enterprise IndexHang Seng IndexHard currencyHard landingHedge accountingHedge FundHedgingHIBORHidden reservesHKFEHKMAHKSARHKSCCHKSEHolding CompanyHomepageHong Kong Futures Exchange Ltd.Hong Kong Interbank Offer Rate (HIBOR) Hong Kong Monetary AuthorityHong Kong Securities Clearing Co. Ltd. Hong Kong Special Administrative Region Hong Kong Stock ExchangeHot moneyHSCEIHSIHurdle rateHybrid capIASICPIdle fundsIMFIMMImplicit deflatorImplied volatilityImported inflationImport quotaImport tariffIn-the-moneyIncentive siteIncome taxIndemnificationIndexed performanceIndication of interestsIndicative priceIndustrial and Commercial Consolidated TaxInflationInformation memorandumInformation technology (IT)Initial Conversion PremiumInitial Public OfferingInsider tradingInsolventInstitutional investorIntangible assetIntellectual property (IP)Interest Rate Swap (IRS)Interest-bearing assets Intergovernmental loanInterim reportIntermediaryInternational Accounting Standards (IAS) International FinanceInternational MarketInternational Monetary Fund (IMF) International Monetary Market (IMM) International Organization for StandardizationInternational Trust & Investment Corp. Internet Content Provider (ICP)Internet presenceIntraday liquidityIntraday margin callIntranetIntrinsic valueInventoryInvestment, InvestingInvestment advice, Investment advisor Investment bank, Investment banking Investment gradeInvestment researchInvestor RelationsIPOIrrevocable letter of credit IRSISOIssued (and outstanding) shares IssuerITITICJGBJobberJoint accountJoint and several liabilities Joint global coordinatorJoint stock companyJoint ventureJointly operated minesJumbo certificateJunior mortgageJunk bondKorea Composite IndexKorea Stock ExchangeKuala Lumpur Stock ExchangeL/CLabor ArbitrageLagged effectLarge open positionLBOLead managerLegal persons sharesLenderLender of the last resortLetter of creditLevel playing fieldLeverage = level of debt/equity Leveraged Buy Out(LBO) Leveraged rateLIBORLicensed bankLienLIFFELimit orderLimited recourseLimited partnershipLinked Exchange Rate SystemLiquid investmentLiquid Yield Option NoteLiquidityLiquidity ratioLiquidity riskListed companyLitigationLocal toll collecting highway infrastructure indexLock-inLock-outLock-upLock-Up AgreementLondon Commodity ExchangeLondon Interbank Offer RateLondon International Financial Futures and Options ExchangeLondon Metal ExchangeLondon Stock ExchangeLondon Traded Options MarketLong (position)Long callLong forwardLong options contractLong putLong straddleLong strangleLong-term shareholding (loyalty) incentiveLong-term supply agreementLoose bondLow-Budget OperationLoyaltiesLSELTM (Last twelve months)LTOMLYONM0M1M2M3M&AMaastricht TreatyMacroeconomicMadrid Stock ExchangeMain BoardMaintenance marginMakati Stock ExchangeMake-Whole CallMake-Whole ProvisionManagement Best PracticeManagement Buy-Out, MBOManagement feeManagement SeminarManagement ToolsManaging directorMandatory Provident Fund (MPF)Manila Stock ExchangeMarche a Terme International de France Marche des Options Negociables de la Bourse de ParisMarginMargin callMark-to-marketMarket accessMarket CapitalizationMarket economyMarket makerMarket orderMarket shareMarketable securitiesMarketingMatched orderMaterial misstatementMATIFMature marketMaturityMBSMean reversionMedium and long term loansMedium Term NoteMemorandum and Articles of Association Memorandum of association Memorandum of Regulatory Cooperation (MORC)Memorandum Of UnderstandingMergers & Acquisitions, M&AMezzanine fundMezzanine stageMFNMicro capitalizationMid-cap stockMilan Stock ExchangeMinority interestMisrepresentationModel CodeMomentum FundMonetarismMonetary policyMonetizeMoney-launderingMonopoly EnterpriseMontreal Stock ExchangeMoral hazardMoratoriumMortgage-backed securityMost Favored NationMOUMSCI (Morgan Stanley Capital International)MTNMulti-Lateral NettingMulti-Tranche OfferingMutual FundsNagoya Stock ExchangeNAPSNASDAQNational Association of Securities Dealers Automated Quotations National Automated Payment System National Bureau of Economic Research National Bureau of Statistics Natural resourcesNAVNBICNDPNet asset valueNet book valueNet Domestic Product (NDP)Net incomeNet present valueNetting agreementNew York Cotton Exchange, Inc.New York Futures ExchangeNew York Mercantile ExchangeNew York Produce ExchangeNew York Stock ExchangeNikkei Stock AverageNil-paid rightsNo-load fundNominalNominee accountNon-callableNon-collateralized warrantNon-deliverableNon-farm payroll dataNon-operating incomeNon-performing assetNon-performing LoansNon-tradable shareNotes receivableNotifiable transactionNotional sizeNPLsObligatory rightODOdd lotsOECDOEMOff-balance sheetOff-board tradingOff-budgetaryOffer for saleOligopolyOne-on-oneOne-time mandatory call/put option OPECOpen-end fundsOperating concessionsOperating profit/marginOperational riskOpportunity costOptionOrganization for Economic Co-operation and DevelopmentOrganization of Petroleum Exporting Countries (OPEC)Original Engineering Manufacturing Osaka Securities ExchangeOslo Stock ExchangeOTCOTC Bulletin BoardOut-of-the-moneyOutsourcingOver Draft/Over DrawOver-allotment optionOver-subscriptionOver-The-CounterOverboughtOverhead costOversoldOwned fund/own fundsP/E multipleP/E ratioPacific Economic Cooperation Council Pacific Stock ExchangePageviewPaid-up capitalPan-European Stock ExchangeParPar bondsParis BoursePartly-paid shareParityPatentPayment in lieu of noticePayoff periodPayoff profilePECCPegged Exchange Rate SystemPenalty provisionPenny stockPension PlanPer capita incomePerformance bondPerformance buydownsPerforming loanPhiladelphia Stock ExchangePhysical assets reserve specifically authorizedPhysical deliveryPhysical marketPhysical warrantPit tradingPlantPlain vanilla bondPollutantPollutant chargePortfolioPortfolio insurancePortfolio ManagementPositionPosition squaringPost-dated chequePot namesPotential obligationPower of attorneyPPIPPPPRPraecipiumPRC - People's Republic of China Pre-emptive rightPreference sharesPreferential treatmentPremiumPremium putPremium put structure PrepaymentsPresent valuePress releasePricePrice rampingPrice rangePrice talkPrice/Earning ratio (P/E)Price/Book value ratioPrimary debtPrime ratePrincipalPriority Construction Treasury Private BankingPrivate EquityPrivate placementPrivate Wealth Management Privately negotiated options Privately operated mines PrivatizationProducer Price Index (PPI)Profit marginProfit-sharing planProformaProgram arrangerProject approvalProject financePromissory notePromoterProprietary Network System (PNS) ProspectusProtective putProvisional agreementProxyPSEPublic filingPublic ListingPublic RelationsPublic welfare fundPublicity restrictionPurchasing Power Parity (PPP)Pure playPut optionPut writerPutable bondPyramid sellingQ&AQDIIQFIIQualified Domestic Institutional Investor (QDII)Qualified Foreign Institutional Investor (QFII)Qualified Institutional Buyer (QIB) Qualitative analysisQuantitative analysisQuasi-credit financingsQuasi moneyQuestionnaireQuick ratioQuoted company (= listed company) RallyRampingRandom assignmentRatingRating AgencyRatio of investmentsRaw materialsReal Estate Investment Trust (REIT) Real timeRealized interest rate RecapitalizationRecognition of incomeRecourseRecoveryRecyclingRed chipRed HerringRedeem/redemptionRefineryRegistered securitiesRegistration statementRegistrarREITRelative strength indexRent-seekingRepackaged asset vehicles Replacement costRepresentations and warranties Repurchase agreementResidual assetResidual valueResistance lineResolution Trust Corporation (RTC) Restricted license bankRestricted securitiesRestructuringResumption of tradingRetail players (= retail investors) Retail Price Index (RPI)Retained earningsReturn on assetReturn on capital employedReturn on equityRevenue-sharingRevolving creditRight issueRights to the priority distributions Ring-fencingRisk factorRisk managementRisk premiumRisk rated ratioROARoadshowROCERoller-coaster swapROERound lotsRPIRSIRule 144AS&PS&P 500 IndexSales returnSamurai bondsSEAQSEATSSECSecond junior subordinated debenture Second liner/second line stock Secondary offeringSector FundSecularSecured debtSecuritiesSecurities and Futures Commission Securities Exchange Commission Securities Exchange of Thailand SecuritizationSeed financingSeed stageSell shortSell-side analystSelling concessionSenior debtSeparate listingSettlementSettlement riskSFCShanghai Stock Exchange Shareholders' EquityShareholder valueSharesSharpe RatioShelf CompanyShelf registrationShell companyShenzhen Foreign Exchange Trading CentreShenzhen Stock ExchangeShort-term revolving letterShort (position)Short and medium term loansShort forwardShort sellingSidelined investorsSidelinerSight draftSIMEXSingapore International Monetary ExchangeSingapore Stock Exchange Singapore Straits Times Index Sinking fundSino-foreign joint ventureSmall CapSMESOEsSoft currencySoft landingSovereign riskSovereign rateSpecial stockSpin-offSponsorSpot marketSpot priceSpreadSprint periodStagflationStaggering maturitiesStakeholderStall speedStandard & PoorStartup financingStartup stageState-owned enterpriseState sharesStatic hedgingSterilizationStochastic processStock BrokerStock Exchange Alternative Trading SystemStock Exchange Automated Quotations SystemStock incentive schemeStock MarketStock Trader, Stock Trading Stockholm Options MarketStocksStop loss limitStop loss strategyStraddleStrangleStrategic InvestmentStrategic InvestorStrategic saleStreet priceStressed securitiesStrike priceStripped securitiesStructure-induced equilibrium Structured bondStructured financingStructured noteSubordinated debtSubordinated debt w/ revenue participation rightsSubparSunk costsSupply and marketing cooperatives SwapSwaptionSyndicated loanSynergySynthetic securitiesT/TTaiwan Weighted Stock IndexTake positionTARGET SystemTax benefitsTax haven jurisdictionTax rebateTaxable munisTelegraphic TransferTender bondTenorTerm sheetTerms of ReferenceThird linerTick sizeTight marketTime depositTime horizonTMTTokyo Grain ExchangeTokyo International Financial Futures ExchangeTokyo Stock ExchangeTokyo Sugar ExchangeToll revenue bondTop-downTop-up placingToronto Futures ExchangeToronto Stock ExchangeTracker Fund of Hong Kong (TraHK)Trade balanceTrade deficitTrade surplusTrancheTreasuryTreasury stripsTriangular debtTroughTrustee deedTurnoverTurnover ratioUmbrella fundUNUnappropriated profitsUnconditional and irrevocable letter of creditUncovered callUncovered optionUnderlyingUnderlying assetUnderwriterUnderwritingUnderwriting syndicate Undistributed profitUnilateral/bilateral agreement Unit trustUnitary board systemUnited NationsUniversal discount rates Unlisted securityUnsecured debtUnregulated issuerUpfront payment/feeUpfront premium payment Upside riskUptickUS Financial Firm/Institution US GAAPUS Investment BankUS TreasuryUse of proceedsUseful lifeUser-friendlyUser-pay principleUtilization rateValuationValue added taxValue-at-riskValue fundValue investmentVanilla bondsVariable contributionVariable equity return Variable-rate mortgageVelocityVenture capitalVertical mergerVertical spreadVery substantial acquisition Veto powerVideo conferenceVolatilityVolatility Scan Range (VSR) VolumeWACCWages payableWarrantWash saleWatch listWeak holdingsWealth managementWeighted Average Cost of Capital Wellington Stock ExchangeWhistleblowing policyWhitewash transactionWholly-owned subsidiaryWinnipeg Commodities ExchangeWire roomWithdrawal PlanWithholding taxWonWorking capitalWorkoutWorld BankWorld Trade Organization (WTO)WTOX/B (Ex-bonus)X/D (Ex-dividend)X/R (Ex-rights)X/W (Ex-warrants)XeroxYankee bondsYear-end dividendYieldYield curveYield curve swapYield to callYield to crashYield to MaturityYield to putYoYYTMZero cost optionZero coupon bondsZero coupon convertible collateralized securitiesZero coupon swapZero-sum gameZurich Stock ExchangeChinese资产担保证券（Asset Backed Securities的英文缩写）加速折旧承兑人；受票人； 接受人融通票据；担保借据应付帐款应收帐款合资格投资者；受信投资人指符合美国证券交易委员(SEC)条例，可参与一般美国非公开(私募)发行的部份机构和高净值个人投资者。
《金融学专业英语》词汇摘录4
British FTSE 100 伦敦金融时报指数100，是“伦敦《金融时报》工商业100种股票平均价格指数”的简称。
Japanese Nikkei 225 日经平均指数225。原称为“日本经济新闻社道 琼斯股票平均价格指数”，是由日本经济新闻社编制并公布的反映日本东京证券交易所股票价格变动的股票价格平均指数。
newly-issued 最新发行的
clearing bank 清算银行
custodial account 保管帐户，以未成年人之利益为出发但以成人为帐户监护人的一种账户。
book entries 会计分录
roll over 反复再筹资
Marshall Plan 马歇尔计划，是1947年6月15日美国国务卿马歇尔提出的有关欧洲复兴方案的名称。这个计划是当时美国对外政策的一个组成部分，因由马歇尔系统提出而得名。
public offering 公开销售证券
financial security 金融证券
financial claims 金融债权
financial institution 金融机构
financial intermediary 金融中介
risk Sharing 风险分散
transaction/information costs 交易/信息 成本
expected stream of future cash 未来期望现金流
bondholders 债券持有人，公司债所有者
retained earnings 未分配利润
outright 单纯远期交易
buyout 收购
lump-sum 一次性
shares outstanding 已发行股票，指由投资者拥有的股票数量
Morgan Stanley翻译
Morgan Stanley摩根斯坦利Getting back to business恢复商务活动After failing to out-Goldman Goldman Sachs, Morgan Stanley hopes to reinvent itself as Wall Street’s client-friendly firm在没能拯救高盛之后，摩根斯坦利希望重塑自我成为华尔街的便民公司IN A speech to Morgan Stanley’s staff during the market turmoil of 2008, John Mack, the firm’s street-fighting boss, wondered aloud: “How do you get through chaos?” Wall Street’s most blue-blooded firm survived, bloodied, with government help and some timely investments from Asia. The question facing Mr Mack’s successor as chief executive, James Gorman (pictured), an urbane Australian, is equally vexing: how should the 75-year-old firm be reshaped so that it can prosper in a post-crisis world?2008年市场动荡之时，摩根斯坦利的员工做了一场演讲，公司的街战老板约翰•马克大声的道问倒：“如何渡过混乱时期？”由于得到政府的帮助以及来自亚洲的一些及时投资，华尔街最高贵的公司幸存了，遍身浴血。
作为马克先生的继任者，新一任的行政主管詹姆斯•戈尔曼（上图）是一个温文尔雅的澳大利亚人，他面临的问题也同样令人恼怒：75岁的公司如何打开新局面以便在世界后危机时期蓬勃发展？The answer lies partly in undoing much of the firm’s pre-crisis expansion under Mr Mack into mortgages and other risky, leveraged assets. The balance-sheet has shrunk by about 20%. Proprietary-trading desks have been closed or are being spun off, as are hedge funds. A push into more stable, and capital-light, wealth management and retail brokerage was made through the opportunistic purchase of 51% of Smith Barney from Citigroup. New people have been brought in to run the firm’s key divisions.这个答案部分在于，其毁灭了马克先生领导时期金融危机前公司在抵押贷款及其他危险的杠杆资产上大部分的扩张业绩。
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ABS 资产担保证券（Asset Backed Securities的英文缩写）Accelerated depreciation加速折旧Acceptor承兑人；受票人；接受人Accommodation paper融通票据；担保借据Accounts payable应付帐款Accounts receivable应收帐款Accredited Investors合资格投资者；受信投资人指符合美国证券交易委员(SEC)条例，可参与一般美国非公开(私募)发行的部份机构和高净值个人投资者。
Accredit value自然增长值Accrediting本金增值适用于多种工具，指名义本金在工具（如上限合约、上下限合约、掉期和互换期权）的期限内连续增长。
Accrual basis应计制；权责发生制Accrued interest应计利息ACE美国商品交易所Acid Test Ratio酸性测验比率；速动比率Acquisition收购Across the board全面一致；全盘的Acting in concert一致行动；合谋Active assets活动资产；有收益资产Active capital活动资本Actual market现货市场Actual price现货价Actual useful life实际可用年期Actuary精算师；保险统计专家ADB亚洲开发银行(Asian Development Bank的英文缩写)ADR美国存股证；美国预托收据；美国存托凭证(参见American Depository Receipt栏目）ADS美国存托股份(American Depository Share的英文缩写)Ad valorem从价；按值Ad valorem stamp duty从价印花税Adjudicator审裁员Adjustable rate mortgage调息按揭(ARM)Admitted value认可值Advance垫款Affiliated company关联公司；联营公司After date发票后，出票后After-hours dealing收市后交易After-market后市[股市] 指某只新发行股票在定价和配置后的交易市场。
市场参与者关注的是紧随的后市情况，即头几个交易日。
有人把后市定义为股价稳定期，即发行结束后的30天。
也有人认为后市应指稳定期过后的交易市况。
然而，较为普遍的是把这段时期视为二级市场。
After-tax profits税后盈利/利润Afternoon session午市（股市）Age dependency (ratio)年龄抚养比率Agency account代理户口；代客户买卖户口Aging analysis of accounts帐龄分析AGM周年大会(Annual General Meeting的英文缩写)Agreement协议；协定Alert message讯息提示All-or-none order整批委托Allocation分配；配置Allottee获配发人Allotment配股Allowance备抵（会计）Alpha (Market Alpha)阿尔法；预期市场可得收益水平Alternative investment另类投资American Chamber ofCommerce美国商会American CommoditiesExchange美国商品交易所American Depository Receipt 美国存股证；美国预托收据；美国存托凭证[股市] 指由负责保管所存托外国股票的存托银行所发行一种表明持有人拥有多少外国股票(即存托股份)的收据。
ADR一般以美元计价和进行交易，及被视为美国证券。
对很多美国投资者而言，买卖ADR比买卖ADR 所代表的股票更加方便、更流动、成本较低和容易。
大部份预托收据为ADR；但也可以指全球预托收(GDR) ，欧洲预托收据(EDR) 或国际预托收据(IDR) 。
从法律和行政立场而言，所有预托收据具有同样的意义。
American Depository Share美国存托股份(ADS)American Stock Exchange美国证券交易所American style option美式期权美式期权的持有人有权在期权期限内的任何时候执行期权，包括到期前和到期日。
Amex美国证券交易所Amortizable intangibles可摊销的无形资产Amortization摊销阿姆斯特丹证券交易所Amsterdam StockExchange周年大会Annual General Meeting(AGM)Annualized年度化；按年计Annual report年报；年度报告Anticipatory breach预期违约Antimonopoly Act反垄断法Antitrust反垄断APEC亚太区经济合作会议；亚太经合会(Asia Pacific Economic Cooperation的英文缩写) Appeals panel上诉委员会Appreciation[财产] 增值；涨价Appropriation拨款；经费；指拨金额Arbitrage套利；套汇；套戥指通过同时买卖两种等同工具或证券，但买入价比卖出价低廉而获得的保证或无风险利润。
Arbitration仲裁Arm's length transaction公平交易Arrears欠款；积欠款项Articles of Association公司章程；组织细则ASEAN东盟；东协；亚细安(参见Association of South East AsianNations栏目)亚洲银团市场Asian bank syndicationmarketAsian Development Bank亚洲开发银行(ADB)Asian dollar bonds亚洲美元债券Asian tigers[经济]亚洲小龙，指发展迅速并取得成功的经济体；亚洲四小龙包括韩国、台湾、香港和新加坡。
Asia Pacific EconomicCooperation (APEC)亚太区经济合作会议；亚太经合会Ask (asked) price沽盘价；卖盘价Asset Allocation资产配置Asset Backed Securities资产担保证券（简称“ABS”）Asset Management资产管理Asset stripping资产剥离；拆卖资产Asset swap资产掉期；资产互换一种由现金信用工具和掉期组成的一篮子工具，这种互换将非票面值工具（债券或贷款）的现金流转换为票面值（浮动利率）结构。
资产掉期通常将固定利率债券转换为票面值浮动利率债券。
但交叉货币资产掉期也十分常见，它们将现金流从一种货币转换为另一种货币。
Assignment method转让方法；指定分配方法Association of South East Asian Nations (ASEAN)东南亚国家联盟（东盟）；东南亚国家协会（东协）；亚细安ASEAN目前有10个成员国，包括：菲律宾、马来西亚、泰国、汶莱、新加坡、印度尼西亚、越南、缅甸、寮国和柬埔寨。
ASX澳大利亚证券交易所At-the-close order收市盘At-the-money平价[期权]执行价格被设定为与基础工具的现行市场价格相同。
At-the-money option平价期权；等价期权Auckland Stock Exchange奥克兰证券交易所Auction market竞价市场Austerity measures紧缩措施Authorized capital法定股本；核准资本Authorized fund认可基金Authorized representative授权代表Australian Options Market澳大利亚期权交易所Australian Stock Exchange澳大利亚证券交易所Back-door listing借壳上市Back-end load撤离费；后收费用Back office后勤办公室Back to back FX agreement背靠背外汇协议Balance of payments国际收支平衡；收支结余Balance of trade贸易平衡Balance sheet资产负债表Balance sheet date年结日Balloon maturity到期大额偿还Balloon payment期末大额偿还Bank, Banker, Banking银行；银行家；银行业国际结算银行Bank for International Settlements(BIS)Bankruptcy破产Base day基准日Base rate基准利率Basel Capital Accord巴塞尔资本协议Basis Point (BP)基点；点子一个基点等如一个百分点（%）的百分之一。
举例：25个基点=0.25%Basis swap基准掉期Basket of currencies一揽子货币Basket warrant一揽子备兑证Bear market熊市；股市行情看淡Bear position空仓；空头Bear raid疯狂抛售Bearer持票人Bearer stock不记名股票Behind-the-scene未开拓市场Below par低于平值Benchmark比较基准Benchmark mortgage pool按揭贷款基准组合Beneficiary受益人Bermudan option百慕大期权百慕大期权介乎美式与欧式之间，持有人有权在到期日前的一个或多个日期执行期权。
Best practice最佳做法；典范做法Beta (Market beta)贝他(系数)；市场风险指数Bid出价；投标价；买盘指由买方报出表示愿意按此水平买入的一个价格。
Big Band金融改革Bill of exchange汇票Bills department押汇部Binary二元制；二进法（只有两个可能的结果）Binary option二元期权又称数字期权或非全有即全无期权。
如果基础工具满足预先确定的启动条件，二元期权将支付一个固定金额，在其他情形下则不支付任何收益。
BIS国际结算银行(Bank for International Settlements的英文缩写)Blackout period封锁期Block trade大额交易；大宗买卖Blue chips蓝筹股Blue Sky[美国] 蓝天法；股票买卖交易法Board of directors董事会Bona fide buyer真诚买家Bond market债券市场，债市Bonds债券，债票Bonus issue派送红股Bonus share红股；红利股票Book close date截止过户日期Book closure period停止过户期间Book value帐面值Bookbuilding建立投资者购股意愿档案；建档；询价圈购[股市] 包销商用以定价一笔发行的方法。