语用学课件-预设与蕴涵

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蕴含与预设

蕴含与预设

蕴含与预设蕴含与预设句义之间可以有各种不同的关系,蕴含与预设就是句义之间重要的两种关系。

蕴含是指存在于一句话语和另一句话语之间的语义上的从属关系。

就话语本身所表达的意义而言,如果有句义甲就必然有句义乙,就是甲蕴含乙。

蕴含可以用公式表示为:甲→乙。

例如:“他是个单身汉”→“他是个男人".蕴含关系一般发生在有上下位关系或整体与局部关系的句义之间。

例如:他买了一篮子白菜。

→他买了一篮子蔬菜。

他踩了小王的脚。

→他踩了小王。

例①中,“蔬菜”和“白菜”有上下位的关系,例②中,“小王”和“小王的脚"有整体与局部的关系。

从例句可以看出,“白菜”是“蔬菜”的下位概念,从“他买了一篮子白菜”可以推知“他买了一篮子蔬菜";而从“他买了一篮子蔬菜”中无法推知“他买了一篮子白菜”。

例②也是如此。

因此,在一般情况下,蕴含的规律是含有下位概念或局部概念的句义蕴含含有上位概念或整体概念的句义,而不是相反.但是如果上位词语或表示整体的词语是周遍性的,即强调所述之事涉及某类事物的全体成员或某一整体的所有部分,则含有上位概念或整体概念的句义蕴含含有下位概念或局部概念的句义,而不是相反.如:什么笔他都有。

→他有钢笔。

那棵白菜全烂了。

→那棵白菜的菜心也烂了。

预设也叫前提,是指使一个命题或语句能够成立的条件。

就话语本身表达的意义而言,与蕴含一样,也是有句义甲就必然有句义乙.但是蕴含包含在句子的断言范围之内,是句子的基本信息;而预设不在句子的断言范围之内,是句子的背景信息。

例如:①他哥哥在北京上大学.→他哥哥在北京上学.②他有哥哥.例①中,“他哥哥在北京上大学”蕴含“他哥哥在北京上学”,因为“他哥哥在北京上学"在“他哥哥在北京上大学"的断言范围之内。

但例②不是例①的蕴含,而是例①的预设。

也就是说,句子①并不是在说“他有没有哥哥”,句子②只是句子①附带表达出来的背景信息,因此例①以例②为预设。

语用学(第五章)

语用学(第五章)

二、预设与蕴涵的关系
1、什么是蕴涵 蕴涵(entailment)或译“推涵” (entailment)或译 衍推” 蕴涵(entailment)或译“推涵”、“衍推” 教材第128 )。是指两个句子之间的这 128页 (教材第128页)。是指两个句子之间的这 样一种逻辑关系: 样一种逻辑关系:第二个句子的真必定取决 于第一个句子的真实, 于第一个句子的真实,即如果第一个句子为 真时,第二个句子必真; 真时,第二个句子必真;第一个句子的假必 定取决于第二个句子的虚假, 定取决于第二个句子的虚假,即如果第二个 句子为假时,第一个句子必假。 句子为假时,第一个句子必假。
④有人开了房间里的灯。 有人开了房间里的灯。 存在性预设:房间里有灯; 存在性预设:房间里有灯; 事态性预设:房间里的灯原是不亮的。 事态性预设:房间里的灯原是不亮的。 陈莉忘了将手上的信交给赵林。 ⑤陈莉忘了将手上的信交给赵林。 存在性预设:存在一个陈莉和一个赵林; 存在性预设:存在一个陈莉和一个赵林; 陈莉手上有信; 陈莉手上有信; 事态性预设:陈莉本来要将手上的信交给赵林。 事态性预设:陈莉本来要将手上的信交给赵林。 小李的朋友曾经到过外国。 ⑥小李的朋友曾经到过外国。 存在性预设:存在一个小李; 存在性预设:存在一个小李; 小李至少有一个朋友; 小李至少有一个朋友; 事态性预设:小李的朋友生活在国内。 事态性预设:小李的朋友生活在国内。
• 区别预设和蕴涵的否定测试法: 区别预设和蕴涵的否定测试法: 把句子加“ 否定之后, 把句子加“不”或“未(能)”否定之后, 未必真(可真亦可假) 未必真(可真亦可假)的推断是该句子的蕴 把句子否定之后, 涵;把句子否定之后,仍然真的推断是该句 子的预设。例如: 子的预设。例如: 约翰设法及时停住车。 ①约翰设法及时停住车。 可推导出: 从①可推导出: 约翰及时停住了车。 ②约翰及时停住了车。 约翰试图及时停住车。 ③约翰试图及时停住车。 现在取①的否定式: 现在取①的否定式: 约翰未能及时停住车。 ④约翰未能及时停住车。

第六章 语用学(预设和

第六章  语用学(预设和

第四节 语言的接触

三、多语共用 (一)社团双语和个人双语 (二)自然双语和 认为双语 四、语言接触 (一)语言融合的成因 (二)语言融合的方式:1、自愿融合 2、被迫 融合 五、语言混合:1、皮钦语 2、克里奥尔语
二、地域方言

(一)地域方言的成因 1、交际的阻隔 2、异族语言的影响 (二)地域方言的差异 (三)地域方言的发展
地域方言的论述《颜氏家训 音辞篇》

“自兹厥后,音韵铎出,各有土风,递相非笑,指马之喻,未知孰是。 共以帝王都邑,参校方俗,考核古今,为之折衷。榷而量之,独金 陵与洛下耳。南方水土和柔,其音清举而切旨,失在浮浅,其辞多 鄙俗。北方山川深厚,其音沈浊而讹钝,得其质直,其辞多古语, 然冠冕君子,南方为优;闾里小人,北方为愈。易服而与之谈,南 方士庶,数言可辩;隔垣而听其语,北方朝野,终日难分。而南染 吴越,北杂夷虏,皆有深弊,不可具论。其谬失轻微者,则南人以 钱为涎,以石为射,以贱为羡,以是为舐。北人以庶为戍,以紫为 姊,以洽为狎,如此之例,两失甚多。“

b. Assertion:drink(Akiu,red wine)
指示语的类型



指示语一般分为:人称指示、时间指示、空间指 示、社交指示、语篇指示。 人称代词的人称指示用法: 谁去呢? 我去——你去——您去 我们去——咱们去 我们去,你留下。
指示语的常规用法和变异用法



(1)荔枝原产我国,是我国的特产。(我=我 们) (2)我们要介绍的祥子,不是“骆驼”,因为 “骆驼”……(我们=我) (3)他这个人很内向,你问他十句,他才回答 你一句。(不定指:你、他)
(二)预设触发语

蕴含和预设的区别语言学概论例子

蕴含和预设的区别语言学概论例子

蕴含和预设的区别语言学概论例子蕴含和预设是语言学中重要的概念,它们在逻辑推理和语言交流中起着至关重要的作用。

在本文中,我们将深入探讨蕴含和预设的区别,并通过语言学概论的例子来加深理解。

1.蕴含和预设的定义蕴含是指如果P成立,则Q也成立的关系,通常表示为P→Q。

而预设则是说话人在进行语言交流时默认假设对方已经知晓或者同意的信息。

这两个概念都在语言交流中起到重要作用,但又有着明显的区别。

2.蕴含和预设的区别蕴含是一种逻辑关系,它表达的是一个命题逻辑上的关系,即如果P成立,则Q也必然成立。

而预设则更多地涉及到语境和语用,它是因为交际者之间的共同背景知识和共识而产生的一种默认的陈述。

3.语言学概论的例子为了更好地理解蕴含和预设的区别,我们可以通过语言学概论中的例子来加深理解。

对于一句话“他在家吗?”如果说话人的预设是知道对方今天生病了,在这种情况下,“他在家吗?”的含义其实是在询问对方是否留在家里休息。

这里的预设是基于交际者之间的共同背景知识而产生的。

而如果我们考虑蕴含的例子,可以想象一个逻辑推理的情景,比如“如果今天下雨,那么明天会很湿”。

这里的蕴含关系在逻辑上是成立的,即如果今天下雨,则明天会很湿。

这和预设的例子有着明显的区别,前者更多地涉及到逻辑推理,后者则更多地涉及到语境和语用。

4.个人观点和理解对于蕴含和预设的区别,我个人认为它们在语言交流中都是至关重要的概念。

蕴含关系帮助我们在逻辑推理和论证中建立起合乎逻辑的关系,而预设则帮助我们在语言交流中更好地理解对方的意图和表达。

在实际的交际中,我们经常会遇到预设的情况,了解和理解预设的存在对于沟通的顺利进行至关重要。

总结回顾通过本文的探讨,我们深入理解了蕴含和预设的区别,并通过语言学概论的例子加深了对这两个概念的理解。

蕴含和预设在语言学中都具有重要的地位,它们帮助我们更好地进行逻辑推理和语言交流,促进了有效的交际和沟通。

在知识的文章格式中,我们可以使用序号标注来更清晰地表达观点和例子,从而帮助读者更好地理解和接受文章内容。

f语义学第六讲 蕴涵与预设(课堂PPT)

f语义学第六讲 蕴涵与预设(课堂PPT)

❖ > John was in debt.
20
❖ 3. 隐含动词(implicative verbs) ❖ John forgot/didn’t forget to lock the door. ❖ >John ought to have locked, or intended to
lock the door. (regret, happen, avoid, etc) ❖ 4. 改变状态动词(change of state verbs) ❖ John stopped/didn’t stop beating his wife. ❖ > John had been beating his wife.
contrasts) ❖ Carol is/isn’t a better linguist than Babara. ❖ > Babara is a linguist.
24
❖ 11. 非限定性定语从句(non-restrictive attributive clause)
❖ The strong man, who won the race, is my father.
2
❖ 贵客到了→客人到了 ❖ 下位蕴涵上位
core张的头→他打了小张
❖ 部分蕴涵整体(同一时间)
❖ 他什么戏都爱看→他爱看京剧
❖ 上位蕴涵下位(同一个人)
3
蕴涵
❖p
q
T→T
F→T/F
T/F←T
F←F
预设
pq
T→T F→T T/F←T ?←F
Truth Value Gap 真值缺失
plagiarism. ❖ > (John thinks) plagiarism is bad.

蕴含和预设的区别语言学概论例子

蕴含和预设的区别语言学概论例子

《蕴含和预设的区别——语言学概论》1. 概述在语言学中,蕴含和预设是两个非常重要的概念,它们在语言表达和交流中扮演着重要的角色。

本文将从蕴含和预设的定义开始,逐步深入探讨它们的区别,并结合语言学概论的例子,帮助读者更好地理解这两个概念。

2. 蕴含的定义和例子蕴含是指从一个陈述中可以推导出另一个陈述的关系。

当我们说“如果今天下雨,那么路上会很滑”。

这句话蕴含了“如果路上很滑,那么今天下雨了”。

蕴含是一种逻辑上的推理关系,它可以帮助我们理解语言表达的进一步含义。

3. 预设的定义和例子预设是指说话者在交流时假定对方已经了解或者同意的信息。

当我们说“我又换了新无线终端”,就预设了对方已经知道我们之前有一部无线终端。

预设是语言交际中常见的现象,它可以帮助说话者简化语言表达,同时也涉及到说话者和听话者之间的交流默契。

4. 蕴含与预设的区别蕴含和预设虽然都涉及到语言表达中的额外含义,但它们之间存在着明显的区别。

蕴含是逻辑上的推理关系,是从一个陈述推导出另一个陈述;而预设是说话者在交流中假定对方已经了解的信息。

在实际语言交际中,我们常常会同时运用蕴含和预设,以达到更准确、简洁的表达。

5. 语言学概论中的例子在语言学概论中,蕴含和预设也有着丰富的例子。

在语义学中,我们经常通过分析词语之间的蕴含关系来理解其含义的丰富性;而在语用学中,预设则涉及到说话者和听话者之间的认知和交流模式。

通过深入研究语言学概论中的例子,我们可以更好地理解蕴含和预设在语言学中的实际运用。

6. 总结与回顾通过对蕴含和预设的区别以及语言学概论中的例子的探讨,我们可以清晰地理解这两个概念在语言表达和交流中的重要性。

蕴含和预设不仅帮助人们更准确地理解语言表达的含义,同时也反映了语言交际中的复杂性和多样性。

深入理解蕴含和预设,有助于我们更好地掌握语言学的基本知识,同时也丰富了我们对语言交际的认识。

7. 个人观点和理解在我看来,蕴含和预设是语言学中非常有趣和重要的概念。

语义学蕴含与预设

语义学蕴含与预设

句子语义学词和词之间有各种各样的意义关系,我们称之为sense relation。

句子也一样,可以有各种意义关系。

句子语义学是在句子层面对意义进行研究,并把句子当成一个整体来看待。

◆Presupposition前提/预设,这一概念是由哲学家弗雷格(G.Frege)首先提出来的。

在言语交际中,我们所说的一句句话并不是孤立的,相互之间毫无联系的。

相反前一句话和后一句话往往有密切的联系。

Please open the door.这句话的意思很清楚,就是“请把们打开”,但是说这句话必须有一个前提,那就是“现在要开的门再说话时是关着的”。

所以从语义的角度来看,句子所包含的“前提”和这个句子本身的意义有十份密切的关系句子的前提有这样的特点:否定了句子本身,句子的前提保留不变。

John is married.John exists.John is not married.◆Semantic presupposition and pragmatic presupposition语义预设是对语句之间关系所做的逻辑分析,他面对的是一种不变的关系:即如果P在语义上预设Q, 则P总是在语义上预设Q。

但在实际的语言活动中(语用预设),预设通常不是语义中稳定的不受约束的部分。

这也正是有些语言学家认为预设属于语用学而不属于语义学的主要原因。

一个重要的事实是,在一定的语境里,预设会消失,也就是说预设具有可消失性(defeasibility)。

例如:Sue cried before she finished her thesis.Sue died before she finished her thesis.◆What is Semantic Presupposition?In many discussions of the concept, presupposition is treated as a relationship between two propositions by the linguists. If we say the sentence in (1a.) contains the proposition p and the sentence in (1b.) contains the proposition q, then, using>>to mean ‘presupposes’, we can represent the relationship as in (1c.).(1) a. Mary’s dog is cute. (=p)b. Mary has a dog. (= q)c. p >>qInterestingly, when we produce the opposite of the sentence in (1a.) by negating it (= NOT p), as in (2a.), we find that the relationship of presupposition does not change. That is, the same proposition q, repeated as (2b.), continues to be presupposedby NOT p, as shown in (2c.).(2) a. Mary’s dog isn’t cute. (=NOT p)b. Mary has a dog. (= q)c. NOT p >>qPresupposition is an inference(推论)to the proposition of the sentence. Take the following sentences for example again:e.g. (3) John is married.(4) John exists.(5) John is not married.Comment: if (3) is true, (4) is true; if (3) is not true, (4) is still true. In this case, we can say both (3) and (5) presuppose (4). A presupposition is something the speaker assumes to be the case prior to making an utterance. Speakers, not sentences, have presuppositions. An entailment is something that logically follows from what is asserted in the utterance. Sentences, not speakers, have entailments.◆Semantic presupposition would be based on the following definition:Sentence A semantically presupposes another sentence B iff:if and only if, iff是充分必要条件(a) in all situations where A is true, B is true(b) in all situations where A is false, B is true◆Types of presuppositionPotential presupposition: in the analysis of how speakers’ assumptions are typically expressed, presupposition has been associated with the use of a large number of words, phrases, and structures. These linguistic forms shall be considered as indicators of potential presuppositions, which can only become actual presuppositions in contexts with speakers. The following kinds of presuppositions are all potential presuppositions. Now we’ll look at the major presupposition types marked by different linguistic features.◆Existential presupposition: presuppose the existence of something.(my). It is not only assumed to be present in possessive constructions, but more generally in any definite descriptions such as definite noun phrase with determines ‘the’, ‘this’, ‘that’, ‘these’, ‘those’, etc. By using any of the expressions in (16), the speaker is assumed to be committed to the existence of the entities named.(16) e.g. The king of Sweden, the cat, the girl next door (Yule, 2004: 27)◆Factive presupposition: presuppose something as a fact.(know). A number of factive verbs, such as ‘realize’in (17a) and ‘regret’in (17b), as well as phrases involving ‘be’ with ‘aware’ in (17c), ‘odd’ in (17d), and ‘glad’ in (17e) have factive presuppositions.(17) a. She didn’t realize he was ill.(>>He was ill)b. We regret telling him.(>>We told him)c. I wasn’t aware that she was married.(>>She was married)d. It isn’t odd that he left early.(>>He left early)e. I’m glad that it’s over.(>>It’s over)The presupposed information following the verb ‘know’ can be treated as a fac t, and is described as a factive presupposition. Words like know, realize, regret as well as phrases involving ‘be’ with ‘aware’, ‘odd’, and ‘glad’ have factive presuppositions. (Yule, 2004: 27-28)◆Lexical presupposition: when a specific word triggers a presupposition. It is featured by implicative verbs like ‘manage’, ‘start’, ‘stop’, ‘forget’, etc. Generally speaking, in lexical presupposition, the use of one form with its asserted meaning is conventionally interpreted with the presupposition that another (non-asserted) meaning is understood.Each time you say that someone ‘managed’to do something, the asserted meaning is that the person succeeded in some way. When you say that someone ‘didn’t manage’, the asserted meaning is that the person did not succeed. In both cases, however, there is a presupposition (non-asserted) that the person ‘tried’to do that something. So, ‘managed’ is conventionally interpreted as asserting ‘succeeded’ and presupposing ‘tried’.(18) a. He stopped smoking.(>>He used to smoke)b. They started complaining.(>>They weren’t complaining before)c. You’re late again.(>>You were late before)Lexical presupposition: in lexical presupposition, the use of one form with its asserted meaning is conventionally interpreted with the presupposition that another(non-asserted) meaning is understood. For example, someone ‘managed’ to do something, the asserted meaning is that the person succeeded in some way. Someone ‘didn’t manage’; the asserted meaning is that the person did not succeed. In both cases, there is a presupposition (non-asserted) that the person ‘tried’ to do that something. So ‘managed’is conventionally interpreted as asserting ‘succeeded’ and presupposing ‘tried’. Other examples, involving the lexical items, are ‘stop’, ‘start’, and ‘again’. (Yule, 2004: 28)◆Structural presupposition: certain sentence structures presuppose something to be true.(wh-questions). We might say that speakers can use such structures to treat information as presupposed (i.e. assumed to be true) and hence to be accepted as true by the listener.For example, the wh-question construction in English, as shown in (19a) and (19b), is conventionally interpreted with the presupposition that the information after the wh-form is already known to be the case.a. When did he leave?(>>He left)b. Where did you buy the bike?(>>You bought the bike)Certain sentence structures have been analyzed as conventionally and regularly presupposing that part of the structure is already assumed to be true. We might say that speakers can use such structures to treat information as presupposed (i.e. assumed to be true) and hence to be accepted as true by listener. For example, the wh-question construction in English is conventionally interpreted as that the information after the wh-form is already known to be the case. Such structurally-based presuppositions may represent subtle ways of making information that the speaker believes appear to be what the listener should believe.(wh-questions)◆Non-factive presupposition: It is one that is assumed not to be true. Verbs like ‘dream’, ‘imagine’, and ‘pretend’, as shown in (20), are used with the presupposition that what follows is not true.(20). a. I dreamed that I was rich.(>>I was not rich)b. We imagined we were in New York.(>>we were not in New York)He pretends to be ill.(>>He is not ill)◆Counter-factural presupposition: What is presupposed is not only not true, but is the opposite of what is true, or ‘contrary to facts’. (Conditional structure)A conditional structure of the type shown in (21), generally called a counterfactual conditional, presupposes that the information in the if-clause is not true at the time of utterance.(21). If you were my friend, you would have helped me.(>>you are not my friend)Summary:◆The properties of presuppositions★Cancel ability / Defeasibility:Levinson(1983:186) states that they can be cancelled out by either the immediate linguistic context or by some wider context or mode of discourse. If we say ‘The committee failed to reach a decision’, it presupposes that they tried, but we can cancel out that presupposition if we add ‘because they didn’t even get round to discussing it’. Similarly, we can argue presupposition out of the way by a variant on the reductio ad absurdum (the disproof of a proposition by showing that its conclusion can only be absurd) mode of discourse: ‘He didn’t do it, and she didn’t do it…In fact, nobody did it ’. They are defensible in (a) certain discourse contexts, (b) certain intra-sentential context. This property will prove to be the undoing(doing away with) of any possible semantic theory of presupposition. They are defeasible in certain intra-sentential contexts and certain discourse context, for example,(1) Sue cried before she finished her thesis.(2) Sue finished her thesis.(3)Sue died before she finished her thesis.In Sentence(3) the presupposition seems to drop out, since we generally hold that people do not do things after they die, it follows that she could not have finished her thesis. They are liable to evaporate in certain contexts, either immediate linguistic context or the less immediate discourse context, or on circumstances where contrary assumptions are made.(Levinson,2001, p187)Another kind of contextual defeasibility arises in certain kinds of discourse contexts. For example, the cleft sentence 1 is supposed to presuppose 2:1. It isn’t Luke who will betray you.2. Someone will betray you.You say that someon e in this room will betray you. Well maybe so. But it won’t be Luke who will betray you, it won’t be Paul, it won’t be Matthew, and it certainly won’t be John. Therefore no one in this room is actually going to betray youHere each of the cleft sentence(It won’t be Luke, etc.)should presuppose that there will be someone who will betray the addressee. But the whole purpose of the utterance 1 is, of course, to persuade the addressee that no one will betray him, as stated in the conclusion. So the presupposition is again defeated; it was adopted as a counterfactual assumption to argue to the untenability (站不住脚) of such an assumption.So far we have shown that some of the core examples of presuppositional phenomena are subject to presupposition cancellation in certain kinds of context, namely:(i)Where it is common knowledge that the presupposition is false, the speaker is not assumed to be committedto the truth of the presupposition(ii) Where what is said, taken together with background assumptions, is inconsistent with what is presupposed, the presuppositions are cancelled, and are not assumed to be held by the speaker(iii) In certain kinds of discourse contexts, presuppositions can systematically fail to survive.3.4.2 Presuppositions are apparently tied to particular aspects of surface structure. This property may serve to distinguish presupposition from conversational implicatures (which are tied to the context rather than the surface structure.), the other major form of pragmatic inference.( Levinson, S. C. 2001)There are no doubt many other kinds of contextual defeasibility as well, but these examples are sufficient to establish that presuppositions are defeasible by virtue of contrary beliefs held in a context. There are also many kinds of intra-sentential cancellation of suspension of presuppositions.(Levinson, 190)3.4.3 Projection in presupposition There is a basic expectation that the presupposition of a simple sentence will continue to be true when that simple sentence becomes part of a more complex sentence. This is one version of the general idea that the meaning of the whole sentence is a combination of the meaning of its parts. However, the meaning of some presuppositions (as ‘parts’) does not survive to become the meaning of some complex sentences (as ‘wholes’). This is known as the projection problem. (Yule, 2004: P30-33) Another explanation given by Levinson (Levinson, 1983: 191) is that Frege held that meanings of sentences are compositional, i.e. that the meaning of the whole expression is a function of the meaning of the parts. It was originally suggested by Langendoen & Savin (1971) that this was true of presuppositions too, and moreover that the set of presupposition of the complex whole is the simple sum of the presuppositions of the parts, i.e. if S0 is a complex sentence containing sentences S1, S2…S n as constituents, then the presuppositions of S0 = the presuppositions of S1 + the presuppositions of S2 …+ the presuppositions of S n .But such a simple solution to the presuppositions of complex sentences is far from correct, and it has proved in fact extremely difficult to formulate a theory that will predict correctly which presuppositions of component clauses will in fact be inherited/maintained by the complex whole. This compositional problem is known as the projection problem for presuppositions, and the particular behaviour of presuppositions in complex sentences turns out to be the really distinctive characteristic of presuppositions. (The Chinese version may be a little easier to understand:详见索振羽,《语用学教程》2000.北京大学出版社P136-140)◆Presupposition triggers: Some of the kinds of words and structures that seem to trigger presuppositions. Definite noun phrase/definite descriptions: words like the, this, that, these, those and possessives like my, Mary’s, your, prepositional phrase like with(two heads), in, etc. trigger the basic kind of presupposition. The possessives lead to a particularly strong presupposition about the existence of something; this is sometimes called existential presupposition. (Peccei, p20)John saw/didn’t see the man with two heads.》there exists a man with two headsWH-words like when, why, how, etc. used either to ask questions or to introduce a subordinate clause to trigger the presupposition that the speaker has assumed “the person in question did something” is true. (Peccei, p 21)Mr. Givens, why is it important for people to understand body language---that is, communication by means of movements and gestures?Where do we get mannerisms such as these?Verbs that can trigger presuppositions: implicative verbs, factive verbs, change of state verbs and verbs of judging.1) Implicative verbs(含蓄动词): manage, forget, happen, avoid etc. triggers the presupposition that some actions were conducted(manage), not expected(happen), or should have been conducted(forget).John managed/didn’t manage to open the door》John tried to open the doorJohn forg ot /didn’t forget to lock the door》John ought to have locked, or intended to lock, the doorsome further implicative predicates: X happened to V 》X didn’t plan or intend to V; X avoid Ving 》X was expected to, or usually did, or ought to V2) factive verbs(述实动词/事实动词a verb followed by a clause which the speaker or writer considers to expressa fact:know, realize, regret, deplore(谴责), I am aware, it is strange, it is odd that, be sorry that, be proud that, be indifferent that, be glad that, be sad that, etc. triggers the presupposition that what follows is a fact。

语义学 蕴含与预设

语义学 蕴含与预设

句子语义学词和词之间有各种各样的意义关系,我们称之为sense relation。

句子也一样,可以有各种意义关系。

句子语义学是在句子层面对意义进行研究,并把句子当成一个整体来看待。

◆Presupposition前提/预设,这一概念是由哲学家弗雷格(G.Frege)首先提出来的。

在言语交际中,我们所说的一句句话并不是孤立的,相互之间毫无联系的。

相反前一句话和后一句话往往有密切的联系。

Please open the door.这句话的意思很清楚,就是“请把们打开”,但是说这句话必须有一个前提,那就是“现在要开的门再说话时是关着的”。

所以从语义的角度来看,句子所包含的“前提”和这个句子本身的意义有十份密切的关系句子的前提有这样的特点:否定了句子本身,句子的前提保留不变。

John is married.John exists.John is not married.◆Semantic presupposition and pragmatic presupposition语义预设是对语句之间关系所做的逻辑分析,他面对的是一种不变的关系:即如果P在语义上预设Q, 则P总是在语义上预设Q。

但在实际的语言活动中(语用预设),预设通常不是语义中稳定的不受约束的部分。

这也正是有些语言学家认为预设属于语用学而不属于语义学的主要原因。

一个重要的事实是,在一定的语境里,预设会消失,也就是说预设具有可消失性(defeasibility)。

例如:Sue cried before she finished her thesis.Sue died before she finished her thesis.◆What is Semantic Presupposition?In many discussions of the concept, presupposition is treated as a relationship between two propositions by the linguists. If we say the sentence in (1a.) contains the proposition p and the sentence in (1b.) contains the proposition q, then, using>>to mean …presupposes‟, we can represent the relationship as in (1c.).(1) a. Mary‟s dog is cute. (=p)b. Mary has a dog. (= q)c. p >>qInterestingly, when we produce the opposite of the sentence in (1a.) by negating it (= NOT p), as in (2a.), we find that the relationship of presupposition does not change. That is, the same proposition q, repeated as (2b.), continues to be presupposedby NOT p, as shown in (2c.).(2) a. Mary‟s dog isn‟t cute. (=NOT p)b. Mary has a dog. (= q)c. NOT p >>qPresupposition is an inference(推论)to the proposition of the sentence. Take the following sentences for example again:e.g. (3) John is married.(4) John exists.(5) John is not married.Comment: if (3) is true, (4) is true; if (3) is not true, (4) is still true. In this case, we can say both (3) and (5) presuppose (4). A presupposition is something the speaker assumes to be the case prior to making an utterance. Speakers, not sentences, have presuppositions. An entailment is something that logically follows from what is asserted in the utterance. Sentences, not speakers, have entailments.◆Semantic presupposition would be based on the following definition:Sentence A semantically presupposes another sentence B iff:if and only if, iff是充分必要条件(a) in all situations where A is true, B is true(b) in all situations where A is false, B is true◆Types of presuppositionPotential presupposition: in the analysis of how speakers‟ assumptions are typically expressed, presupposition has been associated with the use of a large number of words, phrases, and structures. These linguistic forms shall be considered as indicators of potential presuppositions, which can only become actual presuppositions in contexts with speakers. The following kinds of presuppositions are all potential presuppositions. Now we‟ll look at the major presupposition types marked by different linguistic features.◆Existential presupposition: presuppose the existence of something.(my). It is not only assumed to be present in possessive constructions, but more generally in any definite descriptions such as definite noun phrase with determines …the‟, …this‟, …that‟, …these‟, …those‟, etc. By using any of the expressions in (16), the speaker is assumed to be committed to the existence of the entities named.(16) e.g. The king of Sweden, the cat, the girl next door (Yule, 2004: 27)◆Factive presupposition: presuppose something as a fact.(know). A number of factive verbs, such as …realize‟in (17a) and …regret‟in (17b), as well as phrases involving …be‟ with …aware‟ in (17c), …odd‟ in (17d), and …glad‟ in (17e) have factive presuppositions.(17) a. She didn‟t realize he was ill.(>>He was ill)b. We regret telling him.(>>We told him)c. I wasn‟t aware that she was married.(>>She was married)d. It isn‟t odd that he left early.(>>He left early)e. I‟m glad that it‟s over.(>>It‟s over)The presupposed information following the verb …know‟ can be treated as a fac t, and is described as a factive presupposition. Words like know, realize, regret as well as phrases involving …be‟ with …aware‟, …odd‟, and …glad‟ have factive presuppositions. (Yule, 2004: 27-28)◆Lexical presupposition: when a specific word triggers a presupposition. It is featured by implicative verbs like …manage‟, …start‟, …stop‟, …forget‟, etc. Generally speaking, in lexical presupposition, the use of one form with its asserted meaning is conventionally interpreted with the presupposition that another (non-asserted) meaning is understood.Each time you say that someone …managed‟to do something, the asserted meaning is that the person succeeded in some way. When you say that someone …didn‟t manage‟, the asserted meaning is that the person did not succeed. In both cases, however, there is a presupposition (non-asserted) that the person …tried‟to do that something. So, …managed‟ is conventionally interpreted as asserting …succeeded‟ and presupposing …tried‟.(18) a. He stopped smoking.(>>He used to smoke)b. They started complaining.(>>They weren‟t complaining before)c. You‟re late again.(>>You were late before)Lexical presupposition: in lexical presupposition, the use of one form with its asserted meaning is conventionally interpreted with the presupposition that another(non-asserted) meaning is understood. For example, someone …managed‟ to do something, the asserted meaning is that the person succeeded in some way. Someone …didn‟t manage‟; the asserted meaning is that the person did not succeed. In both cases, there is a presupposition (non-asserted) that the person …tried‟ to do that something. So …managed‟is conventionally interpreted as asserting …succeeded‟ and presupposing …tried‟. Other examples, involving the lexical items, are …stop‟, …start‟, and …again‟. (Yule, 2004: 28)◆Structural presupposition: certain sentence structures presuppose something to be true.(wh-questions). We might say that speakers can use such structures to treat information as presupposed (i.e. assumed to be true) and hence to be accepted as true by the listener.For example, the wh-question construction in English, as shown in (19a) and (19b), is conventionally interpreted with the presupposition that the information after the wh-form is already known to be the case.a. When did he leave?(>>He left)b. Where did you buy the bike?(>>You bought the bike)Certain sentence structures have been analyzed as conventionally and regularly presupposing that part of the structure is already assumed to be true. We might say that speakers can use such structures to treat information as presupposed (i.e. assumed to be true) and hence to be accepted as true by listener. For example, the wh-question construction in English is conventionally interpreted as that the information after the wh-form is already known to be the case. Such structurally-based presuppositions may represent subtle ways of making information that the speaker believes appear to be what the listener should believe.(wh-questions)◆Non-factive presupposition: It is one that is assumed not to be true. Verbs like …dream‟, …imagine‟, and …pretend‟, as shown in (20), are used with the presupposition that what follows is not true.(20). a. I dreamed that I was rich.(>>I was not rich)b. We imagined we were in New York.(>>we were not in New York)He pretends to be ill.(>>He is not ill)◆Counter-factural presupposition: What is presupposed is not only not true, but is the opposite of what is true, or …contrary to facts‟. (Conditional structure)A conditional structure of the type shown in (21), generally called a counterfactual conditional, presupposes that the information in the if-clause is not true at the time of utterance.(21). If you were my friend, you would have helped me.(>>you are not my friend)Summary:◆The properties of presuppositions★Cancel ability / Defeasibility:Levinson(1983:186) states that they can be cancelled out by either the immediate linguistic context or by some wider context or mode of discourse. If we say …The committee failed to reach a decision‟, it presupposes that they tried, but we can cancel out that presupposition if we add …because they didn‟t even get round to discussing it‟. Similarly, we can argue presupposition out of the way by a variant on the reductio ad absurdum (the disproof of a proposition by showing that its conclusion can only be absurd) mode of discourse: …He didn‟t do it, and she didn‟t do it…In fact, nobody did it ‟. They are defensible in (a) certain discourse contexts, (b) certain intra-sentential context. This property will prove to be the undoing(doing away with) of any possible semantic theory of presupposition. They are defeasible in certain intra-sentential contexts and certain discourse context, for example,(1) Sue cried before she finished her thesis.(2) Sue finished her thesis.(3)Sue died before she finished her thesis.In Sentence(3) the presupposition seems to drop out, since we generally hold that people do not do things after they die, it follows that she could not have finished her thesis. They are liable to evaporate in certain contexts, either immediate linguistic context or the less immediate discourse context, or on circumstances where contrary assumptions are made.(Levinson,2001, p187)Another kind of contextual defeasibility arises in certain kinds of discourse contexts. For example, the cleft sentence 1 is supposed to presuppose 2:1. It isn‟t Luke who will betray you.2. Someone will betray you.You say that someon e in this room will betray you. Well maybe so. But it won‟t be Luke who will betray you, it won‟t be Paul, it won‟t be Matthew, and it certainly won‟t be John. Therefore no one in this room is actually going to betray youHere each of the cleft sentence(It won‟t be Luke, etc.)should presuppose that there will be someone who will betray the addressee. But the whole purpose of the utterance 1 is, of course, to persuade the addressee that no one will betray him, as stated in the conclusion. So the presupposition is again defeated; it was adopted as a counterfactual assumption to argue to the untenability (站不住脚) of such an assumption.So far we have shown that some of the core examples of presuppositional phenomena are subject to presupposition cancellation in certain kinds of context, namely:(i)Where it is common knowledge that the presupposition is false, the speaker is not assumed to be committedto the truth of the presupposition(ii) Where what is said, taken together with background assumptions, is inconsistent with what is presupposed, the presuppositions are cancelled, and are not assumed to be held by the speaker(iii) In certain kinds of discourse contexts, presuppositions can systematically fail to survive.3.4.2 Presuppositions are apparently tied to particular aspects of surface structure. This property may serve to distinguish presupposition from conversational implicatures (which are tied to the context rather than the surface structure.), the other major form of pragmatic inference.( Levinson, S. C. 2001)There are no doubt many other kinds of contextual defeasibility as well, but these examples are sufficient to establish that presuppositions are defeasible by virtue of contrary beliefs held in a context. There are also many kinds of intra-sentential cancellation of suspension of presuppositions.(Levinson, 190)3.4.3 Projection in presupposition There is a basic expectation that the presupposition of a simple sentence will continue to be true when that simple sentence becomes part of a more complex sentence. This is one version of the general idea that the meaning of the whole sentence is a combination of the meaning of its parts. However, the meaning of some presuppositions (as …parts‟) does not survive to become the meaning of some complex sentences (as …wholes‟). This is known as the projection problem. (Yule, 2004: P30-33) Another explanation given by Levinson (Levinson, 1983: 191) is that Frege held that meanings of sentences are compositional, i.e. that the meaning of the whole expression is a function of the meaning of the parts. It was originally suggested by Langendoen & Savin (1971) that this was true of presuppositions too, and moreover that the set of presupposition of the complex whole is the simple sum of the presuppositions of the parts, i.e. if S0 is a complex sentence containing sentences S1, S2…S n as constituents, then the presuppositions of S0 = the presuppositions of S1 + the presuppositions of S2 …+ the presuppositions of S n .But such a simple solution to the presuppositions of complex sentences is far from correct, and it has proved in fact extremely difficult to formulate a theory that will predict correctly which presuppositions of component clauses will in fact be inherited/maintained by the complex whole. This compositional problem is known as the projection problem for presuppositions, and the particular behaviour of presuppositions in complex sentences turns out to be the really distinctive characteristic of presuppositions. (The Chinese version may be a little easier to understand:详见索振羽,《语用学教程》2000.北京大学出版社P136-140)◆Presupposition triggers: Some of the kinds of words and structures that seem to trigger presuppositions. Definite noun phrase/definite descriptions: words like the, this, that, these, those and possessives like my, Mary’s, your, prepositional phrase like with(two heads), in, etc. trigger the basic kind of presupposition. The possessives lead to a particularly strong presupposition about the existence of something; this is sometimes called existential presupposition. (Peccei, p20)John saw/didn‟t see the man with two heads.》there exists a man with two headsWH-words like when, why, how, etc. used either to ask questions or to introduce a subordinate clause to trigger the presupposition that the speaker has assumed “the person in question did something” is true. (Peccei, p 21)Mr. Givens, why is it important for people to understand body language---that is, communication by means of movements and gestures?Where do we get mannerisms such as these?Verbs that can trigger presuppositions: implicative verbs, factive verbs, change of state verbs and verbs of judging.1) Implicative verbs(含蓄动词): manage, forget, happen, avoid etc. triggers the presupposition that some actions were conducted(manage), not expected(happen), or should have been conducted(forget).John managed/didn‟t manage to open the door》John tried to open the doorJohn forg ot /didn‟t forget to lock the door》John ought to have locked, or intended to lock, the doorsome further implicative predicates: X happened to V 》X didn‟t plan or intend to V; X avoid Ving 》X was expected to, or usually did, or ought to V2) factive verbs(述实动词/事实动词a verb followed by a clause which the speaker or writer considers to expressa fact:know, realize, regret, deplore(谴责), I am aware, it is strange, it is odd that, be sorry that, be proud that, be indifferent that, be glad that, be sad that, etc. triggers the presupposition that what follows is a fact。

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The projection problemThere is a basic expectation that the presupposition of a simple sentence will continue to be true when that simple sentence becomes part of a more complex sentence.This is one version of the general idea that the meaning of the whole sentence is a combination of the meaning of its parts.However,the meaning of some presuppositions (as ‘parts’) doesn’t survive to become the meaning of some complex sentences (as ‘wholes’).This is known as the projection problem.In example [12],we are going to see what happens to the presupposition q (‘Kelly was ill’) which is assumed to be true in the simple structure [12c.],but which does not ‘project’into the complex structure [12h.].In order to follow this type of analysis,we have to think of a situation in which a person might say: ‘I imagined that Kelly was ill and nobody realized that she was ill.’[12]a.Nobody realized that Kelly was ill.(=p)b.Kelly was ill.(=q)c.p>>q(At this point,the speaker uttering[12a.] presupposes[12b.].)d.I imagined that Kelly was ill.(=r)e.Kelly was not ill.(=NOT q)f.r>>NOT q(At this piont,the speaker uttering[12d.]presupposes[12e.],the opposite of [12b.].)g.I imagined that Kelly was ill and nobody realized that she was ill.(=r&p)h.r&p>>NOT q(At this piont,after combining r&p,the presupposition q can no longer be assumed to be true.)In an example like [12],the technical analysis may be straightforward,but it may be difficult to think of a context in which someone would talk like that.Perhaps example [13]will contextualize better.In an episode of a TV soap opera,two characters have the dialog in [13].[13]Shirley:It’s so sad.George regrets getting Mary pregnant.Jean:But he didn’t get her pregnant.We know that now.If we combine two of the utterances from [13],we have the sequence, ‘George regrets getting Mary pregnant;but he didn’t get her pregnant’.Identifying the different propositions involved,as in [14],we can see that the presupposition q in [14b.] does not survive as a presupposition of the combined utterances in [14e.].[14]a.George regrets getting Mary pregnant.(=p)b.George got Mary pregnant.(=q)c.p>>qd.He didn’t get her her pregnant.(=r)e.George regrets getting Mary pregnant,but he didn’t get her pregnant.(=p&r)f.p&r >>NOT qOne way to think about the whole sentence presented in [14e.] is as an utterance by a person reporting what happened in the soap opera that day.That person will not assume the presupposition q (i.e. that George got Mary pregnant) is true when uttering [14e.].A simple explanation for the fact that presuppositions don’t ‘project’ is that they are destroyed by entailments.Remember that an entailment is something that necessarily follows from what is asserted.In example [13],Jean’s utterance of ‘he didn’t get her pregnant’ actually entails ‘George didn’t get Mary pregnant’ as a logical consequence.Thus,when the person who watched the soapopera tells you that ‘George regrets getting Mary pregnant,but he didn’t get her pregnant’,you have a presupposition q and an entailment NOT q.The entailment (a necessary consequence of what is said) is simply more powerful than the presupposition (an earlier assumption).The power of entailment can also be used to cancel exastential presuppositions.Normally we assume that when a person uses a definite description of the type ‘the X’ (for example, ‘the King of England’),he or she presupposes the existence of the entity described,as in the utterance of [15a.].Also,in any utterance of the form ‘X doesn’t exist’,as in [15b.],there is an entailment that there is no X..But does the speaker of [15b.] also still have the presupposition of the existence of the entity described?[15]a.The King of England visired us.b.The King of England doesn’t exist!Instead of thinking that a speaker who utters [15b.] simultaneously believes that there is a King of England (=presupposition) and that there is not a King of England (=entailment),we recognize that the entailment is more powerful than the presupposition.We abandon the existential presupposition.As already emphasized,it may be best to think of all the types of presuppositions illustrated in Table 4.1 as ‘potential presuppositions’ which only become actual presuppositions when intended by speakers to be recognized as such within utterances.Speakers can indeed indicate that the potential presupposition is not being presented as a strong assumption.Possessive constructions such as ‘his car’have a potential presupposition (i.e. he has a car) which can be presented tentatively via expressions such as ‘or something’,as in [16].[16]a.What’s that guy doing in the parking lot?b.He’s looking for his car or something.In [16b.],the speaker is not committed to the presupposition (he has a car) as an assumed fact.It is worth remembering that it is never the word or phrase that has a presupposition.Only speakers can have presuppositions.Ordered entailmentsGenerally speaking,entailment is not a pragmatic concept (i.e.having to do with speaker meaning),but instead is considered a purely logical concept,symbolized by‖-.Some examples of entailment for the sentence in [17] are presented in [18].[17]Rover chased three squirrels.(=p)[18]a.Something chased three squirrels.(=q)b.Rover did something to three squittels.(=r)c.Rover chased three of something.(=s)d.Something happened.(=t)In representing the relationship of entailment between [17] and [18a.] as p‖- q,we have simply symbolized a logical concequence.Let us say that in uttering the sentence in [17],the speaker is necessarily committed to the truth of a very large number of background entailments (only some of which are presented in [18a.-d.]).On any occasion of utterance [17],however,the spaeker willindicate how these entailments are to be ordered.That is,the speaker will communicate,typically by stress,which entailment is assumed to be in the foreground,or more important for interpreting intended meaning,than any others.For example,in uttering [19a.],the speaker indicates that the foreground entailment,and hence her main assumption,is that Rover chased a certain number of squirrels.[19]a.Rover chased THREE squirrels.b.ROVER chased three squirrels.In [19b.],the focus shifts to Rover,and the main assumption is that something chased three squirrels.One function of stress in English is,in this approach,clearly tied to marking the main assumption of the speaker in producing an utterance.As such,it allows the speaker to mark for the listener what the focus of the message is,and what is being assumed.A very similar function is exhibited by a structure called an ‘itcleft’construction in English,as shown in [20].[20]a.It was ROVER that chased the squirrels.b.It wasn’t ME who took your money.In both examples in [20],the speaker can communicate what he or she believes the listener may already be thinking (i.e.the foreground entailment).In [20b.] that foreground entailment (someone took your money) is being made the shared knowledge in order for the denial of personal responsibility to be made.The utterance in [20b.] can be used to attribute the foreground entailment to the listener(s) without actually stating it (for example,as a possible accusation).It is one more example of more being communicated than is said.。

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